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~ Valery Deyev 


Philosophy 
and Social 
Theory: 

an Introduction 

to Historical 

Materialism 


[In] Progress Publishers 


Valery Deyev, Cand. Sc. (Phi- 
losophy) and author of a number 
of scientific works, specialises in 
the history of philosophy and 
sociology, and in the present-day 
social thought of Europe and 
America. For this book, Valery 
Deyev has been awarded a spe- 
cial diploma by Progress Publish- 


ers. 


Valery Deyev 


Philosophy 
and Social 
Theory: 
an Introduction 
to Historical 
Materialism 


[<]0] 
Progress Publishers 


Moscow 


GUIDES TO SOCIAL SCIENCES 


Translated from the Russian by Galina Sdobnikova 


Designed by Nikolai Senko 


B. A. Jlees 


®HJIOCO@IIS 1 COUMAJIbBHAA TEOPHSA: 
BBEAEHHE B HCTOPHUECKHH 
MATEPHAJIH3M 


Ha aneautickom s301Ke 


© Wanatenpetso «IIporpecc», 1987 
English translation © Progress Publishers 1987 


Printed in the Union of Soviet Socialist Republics 


0302020200-—573 
014 (01) —87 


—87 


CONTENTS 


———— 
: 


To the Reader . . . . eb s ita Wee oS 5 
Chapter One. PHILOSOPHY AND SOCIAL COGNITION . . 6 
1. World Outlook. Philosophy. Social Theory . . . . . s - 6 
2, Ilistorical Materialism: Its Subject-Matter Defined . . . 12 
3. The Basic Problems of Social Theory . . . . . .. . . 16 
4. Dialectics and Social Gognition . . 2 1. 1 ee ee ee OD 
5. Basic Categories and Concepts . . . i bo Bet ky HAR 
6. Historical Materialism and the Social Saisiieee beady 26 


Chapter Two. THE ORIGINS AND DEVELOPMENT OF 
MARXIST SOCIAL THEORY .......... 29 


1. Theoretical Sources . . fe Qik a? ws. ent ee S29 
2. Historical and Social Genditions. ey 34 

3. The Founders of the Materialist Theory é Saeial Develop: 
ment... ae ie ke oR Se 8 
Chapter Three. THE SOCIETY AND HISTORY . . . . . . 50 
i. Nature and the Society . 2. 1. 0. ee ee ee ee 80 
2. Production . . on is cy RE et Mia cih te. Sy ae eds de 2198. 
3. Socio-Economic Pormation fe es tee a’, eo ee le cee 206 
4. Ilistory: Diversity and Unity 2... 6. 1 2 ee eee OS 
5. The Motive Forces of History . . . 2... 1 ee ee) 85 
6. Historical Forms of Community . . . 2... 1. ee 99 
Chapter Four. THE SOCIAL STRUCTURE . .... . . 109 
1. The Social Structure: The Concept Defined . . . . . . 109 
2. Classes and the Social Structure . . Sa es alld 
3. Socialism: Towards a New ‘Type of Bueial Stricture bo be oh LE 
Chapter Five. VHE SOCIETY AND POLITICS . ..... 121 

: 

1. Politics. Classes. The State . . St ede. £LOU 


2. Present-Day Capitalism: the Saciely and Politics % eats, se Abed 
3. The Class Struggle and Revolution . . 2 2. 6 ee 129 
4. Socialism and Democracy . . 2. 2. ee ee ee ee + 133 


Chapter Six. SOCIAL REVOLUTION . . . . 1... 136 
1. Social Revolution: Essence and Prerequisites . . . . . . 136 
2. Revolutionary Situation . . on ve ee BO 


3. The Character and Motive Fovees af Revoludona . . . . 140 


es Seven. THE SOCIETY AND CULTURE 


. Culture: The Concept Defined 
i Culture and Civilisation 
3. Transformation of the Society “and Culture. 


Chapter Eight. SOC\AL CONSCIOUSNESS . 


1. Social Consciousness: Its Structure and Esscnee ae 

2. Independence of Social Consciousness. Its Role in Social 
Development ; 

3. The Forms of Social Consciousness 


Conclusion 


Glossary: Key Concepts of Marxist Philosophy and Social Theory 


143 
143 
148 
151 
155 
156 
160 
163 
174 


176 


To the Reader 


This book is an extended introduction to the basic problems 
of Marxist social theory, or historical materialism. 

Chapter One deals with the general philosophical and socio- 
logical principles, categories and concepts of that theory; Chap- 
ter Two, with its history, and subsequent chapters, with the 
formulation and solution within its framework of the key prob- 
lems of social cognition. 

Such a presentation, first, makes it easier and more convenient 
for the beginner to study Marxist social theory on one’s own 
and, second, cnables those who already have some idea of that 
theory from various sources to systematise, supplement and deep- 
en their knowledge in the right direction. 

The glossary of terms and concepts used in Marxist philosoph- 
ical and sociological literature has been compiled with a view 
to the knowledge each of these categories of readers may want 
to obtain. 

Special attention is paid in the book to the topical aspects of 
the problems considered, their connection with our day, the con- 
tinuity of their solution within the framework of Marxist tradi- 
tion, and the importance of the main propositions and conclu- 
sions of Marxist social theory for practical social transformations 
in the present period. 


Chapter One 
PHILOSOPHY AND SOCIAL COGNITION 


1, WORLD OUTLOOK. PHILOSOPHY. SOCIAL THEORY 


The social theory of Marxism, or historical materialism, is an 
integral element of Marxist philosophy. It emerged and has been 
developing together with dialectical materialism as a part of the 
scientific materialist world outlook. 

World outlook is a system of views on the world as a whole 
(nature, the society and thought), which determine and direct 
man’s theoretical and practical activity. It is made up of all the 
ideas, opinions, ideals and principles which are formed in peo- 
ple’s minds in the process of their social, practical activity. The 
experience of the particular sciences and various ethical, political, 
legal, religious and aesthetic views and principles play a major 
role in shaping the world outlook. 

Philosophy has a special place in that process. In our day, 
it plays the leading role in forming the world outlook, for philo- 
sophy itself is a system of the more general ideas about the world 
and man’s place in it. Philosophy is both an instrument and a 
specific result of man’s theoretical and practical mastery of the 
surrounding reality. That is why it is the theoretical basis of the 
world outlook. 

Each individual’s view of the world, his perception and under- 
standing of reality do not exist on their own, but depend on 
the experience in mastering the world which the individual ac- 
quires, stores and passes on to other people in the process of his 
practical activity, his social practice. So, the source of that ex- 
perience and knowledge about the world is practice, i.e., human 
material activity whose purpose is to change and transform na- 
ture and the society. Vhat activity embraces all aspects of joint 
human life: the production and distribution of material values, 
ideological and political relations, art, morality and science. In 


6 


their practical activity, people create spiritual culture, as well 
as definite material values. 

Man's cognitive activity and its results are an organic part of 
practice. Without cognition and thinking, human practice would 
have been simply impossible. As a result of human cognitive 
activity aimed at transforming nature and the society, spiritual 
culture in definite forms (including material objects and mon- 
uments, such as manuscripts, books, pictures, sculptures, blue- 
prints, music scores, films, records, photographs and computer 
softwear, which contain definite ideas, social norms, etc.) re- 
cords, stores and passes on from epoch to epoch and from gen- 
eration to generation the achievements connected with that 
activity. 

People’s knowledge about the world they live in is an integral 
part of these achievements, which are an embodiment of the 
society’s cultural level. 

Knowledge is the result of man’s cognitive activity, a reflec- 
tion of objective reality in his consciousness. In form, direction 
and content, practical and theoretical cognitive activity is highly 
diverse. The forms of existence of the results of that activity, or 
knowledge, are equally diverse. 

Knowledge exists in various forms: everyday, or conventional 
(“practical”) knowledge, which is oriented towards day-to-day 
human behaviour and is connected with the individual’s life ex- 
perience; empirical (drawn from observation, description, etc.) 
and theoretical (obtained through generalisation, hypothesis and 
systematisation of empirical knowledge) scientific knowledge, 
which is true and logically noncontradictory and which is the 
main guide in the cognitive process, enabling people to foresee 
the tendencies of changes in reality, of its purposeful transforma- 
tion; and other forms of knowledge, which are relatively inde- 
pendent of conventional and scientific knowledge: mythological, 
religious, artistic, technical, etc. 

Each form of knowledge has its specific reflection in the collec- 
tive human consciousness, primarily in collective human psy- 
chology, where this knowledge is recorded. 

Knowledge is the result of the cognitive process, its socially 
meaningful experience, tested by social practice and objective 
logic. In man’s cognition, that experience is reflected in the form 
of definite notions, concepts, ideas, judgements and theories. As 


7 


people cognise the world and its realities, they develop convic- 
tions. These are firm and assured views and notions, tested by 
the experience of many people (often whole generations), deeply 
rooted in their consciousness, and guiding them in their practi- 
cal activity. 

So, in cognising the world, people acquire definite knowledge, 
which serves them in their daily life. Human knowledge about 
the world is just as diverse as the world itself. There is a complex 
interconnection between knowledge, the cognitive process and 
actual reality. 

Depending on the forms of the existence of knowledge about 
the world in the human consciousness, and also on the objective, 
socio-historical conditions which determine that knowledge, dif- 
ferent types of world perception take shape and different sys- 
tems of world outlook develop. All people have a world outlook, 
but with some it takes shape spontaneously (everyday world out- 
look), with others it assumes the form of faith and worship (re- 
ligious world outlook), and still others cultivate it deliberately, 
trying to understand social life and their own attitude to the 
world by studying past socio-historical experience, various parti- 
cular sciences and philosophy. 

The main distinction between the conventional, religious and 
philosophical systems of world outlook lies in the picture of the 
world projected by each of these on the strength of its own 
understanding of the world, man and the society. In spite of all 
the distinctions between them, they also have something in com- 
mon, embracing the more general questions. Among these are 
the questions of the correlation between spirit (idea) and matter 
(reality), of what is man, what is his place in the world, wheth- 
er he can cognise reality and, if he can, how does he do that, 
how can man attain happiness, what is the meaning of good and 
evil, what is the purpose of life, why does the human society 
develop and what are the laws of its development. 

The conventional world outlook answers these and other re- 
lated questions on the strength of people’s everyday experience, 
which is fragmentary and often contradictory and incomplete. 

The religious world outlook is based on an illusory, fantastic 
reflection of the world in people’s minds, in their notions about 
life, their ideals and convictions. It implies a distorted and untrue 
picture of the world and of man’s place in it. 


8 


As compared with these two systems of world outlook, philos- 
ophy is a relatively integral system of the more general theoreti- 
cal views of the world: nature, the society and man. 

As the most general theoretical world outlook, philosophy 
formulates and answers each of the more general questions of 
cognition in accordance with the answer it gives to the funda- 
mental question: the question concerning the relation of con- 
sciousness to being, of the spiritual to the material. The answer 
given to the fundamental question of philosophy and cognition 
as a whole is of exceptional importance both for philosophy itself 
and for any of the scientific disciplines for which it provides the 
world-outlook (general theoretical) orientation. Depending on how 
that question is answered within the framework of this or that 
philosophical conception, the resultant world outlook will serve 
as either a true or a false guide in human cognition and activ- 
ity. 

That is why any system of world outlook is primarily deter- 
mined by how it formulates and answers the question of the re- 
lation of thought to being, of the spiritual to the material, of 
the subjective to the objective. The history of world philosophy 
is highly instructive: it shows that the way in which outstand- 
ing thinkers of the past formulated and answered that question 
determined their world-outlook, cognitive and ideological orien- 
tations and conclusions. 

Depending on the answer to the fundamental question of phi- 
losophy (what is primary: nature or spirit, matter or conscious- 
ness; which of these has been engendered by the other: conscious- 
ness by the objective material world or vice versa; and what 
is the relation between knowledge about the world and the world 
itself, that is, between consciousness and being), philosophy pro- 
jects either a materialist or an idealist world outlook as the two 
main philosophical trends. ‘Throughout the history of philosophy, 
the materialist world outlook has developed in a struggle against 
idealism. 


Materialist orientations in philosophy have in one way or an- 
other always seen nature and the actually existing material world 
with its diverse manifestations as the basic element, and spirit 
and consciousness only as its derivatives, while idealist philoso- 
phy has assumed the primacy of spirit over matter, regarding 
consciousness as the “prime cause” of the world. 


Evidently, idealism ts antithetical to materialism in answering 
the baste question of philosophy. It absolutises the spirit, its 
“independence” of reality itself, separating consciousness from the 
objective material world. 

The main trends of philosophical idealism (primarily, objec- 
tive idealism, whose advocates, like Hegel, are in quest of a uni- 
versal spirit, a supra-individual consciousness, and subjective ideal- 
ism, whose advocates reduce all knowledge about the world to 
the content of individual consciousness) divert cognition in one 
degree or another from the scientific truth, although some of them 
(like phenomenological orientations, critical rationalism, etc.) 
claim to be in quest of it. That quest, however, is carried on from 
positions of irrationalism and agnosticism, something that gives 
philosophy religious overtones and is thus incompatible with scien- 
tific cognition. 

Materialism is closely connected with the dialectical conception 
of the world. Its history has known the naive (spontaneous) ma- 
terialism of antiquity, pre-Marxist and Marxist materialism. The 
first was combined with equally naive dialectics, with doctrines 
of primitive material elements constituting the universe: water, 
air, fire, etc. Pre-Marxist materialism, which emerged with the 
formation of capitalist social relations and reached its peak in ( 
French materialism, was mechanistic (subordinating the world 
to the laws of mechanics); it denied any qualitative distinctions 
in nature and recognised only quantitative ones. 

Marxist materialism as a unity of dialectical and historical ma- 

terialism is a truly scientific form of materialism, being the most 
integral, consistent and comprehensive of all materialist doctrines. 
It was created by Karl Marx and Frederick Engels, who formu- 
lated the basic propositions of the scientific world outlook. It 
presents the world as a reality given to man, objectively reflect- 
ed in his consciousness and transformed through purposeful so- 
cial practice. 

In elaborating the principles of the dialectico-materialist world 
outlook, Marx and Engels showed that what divides all philos- 
ophers into idealists and materialists is how they answer the fun- 
damental question of philosophy, and that the struggle hetween 
these two camps in philosophy is a specific reflection of the 
contest between the basic vital interests of progressive (material- 
ism) and reactionary (idealism) social forces, 


10 


ee 


As they elaborated the basic philosophical principles of the 
new world outlook, Marx and Engels made a critical review of 
all the achievements of earlier materialism and dialectics, the con- 
clusions of natural science and social thought. That enabled 
them to sum up the results of scientific cognition as a whole, 
to see it as part of the experience gained by mankind in its his- 
torical practice, substantiating the latter’s decisive role in the de- 
velopment of human cognition and showing its unity with the 
progressive, revolutionary theory that contained a new under- 
standing of social history and its progressive development. 

So, as Marx and Engels elaborated their dialectico-material- 
ist world outlook, they also revolutionised mankind’s view of the 
society. By substantiating the materialist understanding of history, 
the sources and motive forces of social development, Marx and 
Engels laid the foundations of a truly scientific social theory. The 
social theory of Marxism-—historical materialism—made it pos- 
sible to deepen and specify the main laws and propositions of 
materialist dialectics, and to give a consistently scientific, material- 
ist explanation of the basic prerequisites of history and the laws 
and conditions of social development. 

Later on, we shall return to the significance of the revolution 
in social cognition effected by Marx and Engels as they created 
historical materialism. Let us merely note here that its emergence 
was closely tied in with their development of the basic prin- 
ciples of the scientific materialist world outlook, a world outlook 
which enabled its founders not only to see mankind’s past in a 
new light, but also to make scientific forecasts for the society 
of the future, to project the main lines of its development, lay 
the foundations and formulate the pivotal propositions of the 
theory of scientific socialism and communism. 

The basic principles of the world outlook founded by Marx 
and Engels and their theoretical legacy as a whole were subse- 
quently elaborated by Vladimir Lenin, another great revolution- 
ary thinker. Enriched by Lenin’s scientifically substantiated con- 
clusions on the development laws of progressive scientific theory 
and by the practice of the society’s revolutionary transformation 
in our epoch, this world outlook—--Marxism-Leninism, which ex- 
presses the interests of the proletariat, the most progressive class 
of the present-day society-—is a time-tested and reliable compass 
in its struggle against economic, social and all other forms 


1 


of exploitation and oppression, for mankind’s better future. 

As a part of that advanced world outlook, Marxist social theo- 
ry answers the key questions raised by the practice of struggle 
for a revolutionary renewal of the society. 

World outlook, philosophy, social cognition and social prac- 
tice are closely interconnected. Summing up that interconnection 
one could say that: 

—-as the most general system of views on the world (nature, 
the society, man, the laws of thought and cognition), philosophy 
is a definite theoretical, i.e., theoretically substantiated, world out- 
look; 

- the philosophy of Marx, Engels and Lenin is the scientific 
system of such a world outlook; 

—alongside dialectical materialism, which explains the more 
general development laws of nature, the society and thought, 
this philosophy also includes within its system of views a sci- 
entific materialist understanding of history, the basic laws and 
motive forces of social development; 

-—that scientific materialist understanding of social history lies 
at the root of historical materialism; 

~—dialectical and historical materialism are in organic unity, 
because they are both parts of the integral scientific materialist 
world outlook and are a theoretical generalising result of man- 
kind’s cognition of the world and its main laws; 

~——as the social theory of Marxism, historical materialism is a 
reliable world-outlook guide in the practical revolutionary trans- 
formation of the human society. 


2 


2. HISTORICAL MATERIALISM: 
ITS SUBJECT-MATTER DEFINED 


Every science has its own subject-matter. The subject-matter of 
a science is the area, the sphere of reality studied by that science 
from its own, peculiar angle. In examining its subject-matter, 
any science seeks to discern and explain the uniformities, proces- 
ses and phenomena of reality, bringing them out step by step. 

Science gives a theoretical systematisation of the objective 
knowledge about reality with a view to obtaining new knowledge, 
which has a definite practical (as well as theoretical) impor- 
tance, for science is closely connected with man’s practical mas- 
tery of the world. 


12 


One of the conditions for identifying different subject-matter 
spheres and demarcating these in the particular sciences is the 
specialisation of scientists’ research interests. Stemming from the 
objective needs of human practice, such specialisation of research 
manifests itself in demarcating the spheres of scientific interests 
both between different sciences (natural, which study various 
aspects of the natural world, like biology, physics, or chemistry, 
and social, each of which examines this or that sphere of social 
life from its own angle) and within the framework of one scien- 
tific discipline. 

Take history. As a science of mankind’s past, history is subdi- 
vided into ancient, medieval, modern and recent. The complex 
of its branches includes economic history, military history, histo- 
riography (the history of history), etc. Then there is also the 
history of individual countries and peoples, of various aspects of 
culture, science, technology and art. So, the subject-matter orien- 
tations of the various branches of history as a science are highly 
diverse. At the same time, that does not rule out the integrity 
of that science, which studies the integral, though diverse, expe- 
rience of mankind’s development in its concrete manifestations. 

Since social life is so complicated and diverse, the subject-mat- 
ter orientations of the various social sciences that study it do 
not coincide. Each of these investigates its own area of real life 
known as the society: demography deals with the laws of popu- 
lation; sociology, with social relations and the laws of the society’s 
functioning and development; economics, with the laws of its 
economic life and human economic activity; jurisprudence, with 
juridical institutions and with legal views and relations sanc- 
tioned by the state as laws, norms of social life, etc. 

But alongside the specific uniformities of social development, 
studied by the particular social sciences, there is also a set of 
the more general laws, and these constitute the subject-matter of 
historical materialism, which is the most general theoretico-cog- 
nitive compass in social cognition as a whole, a scientific me- 
thodology for the study of the society and its history by various 
scientific disciplines. 

Relying on dialectical materialism, or the science of the more 
general laws of the development of objective reality and cogni- 
tion, historical materialism studies the society, seeking to explain 
the laws of its functioning and development. 


13 


The subject-matter of historical materialism is a study of the 
general laws and motive forces in the development of the hu- 
man society. 

What is the society? How and why does it develop? What is 
the cause of its progress from one epoch to another? Wherein 
lie the roots of the radical changes taking place in the society, 
and what is their specifics? 

Marxist social theory, or historical materialism, formulates 
and gives a scientifically substantiated answer to each of these 
and other related questions. Pre-Marxist social thought also 
tried to answer some of these questions, but without much suc- 
cess: since it was idealist, it could not explain from a scientific 
stand the objectively existing conditions and prerequisites of 
human life in the society, the laws of its history. 

That was done by Marx and Engels, who exposed the spe- 
culative, conjectural nature of the idealist view of history. They 
showed that the dialectico-materialist answer to the fundamen- 
tal question of philosophy in application to social development— 
that of the relation of social being to social consciousness—is 
the only scientific answer to that question in social cognition. 
The cornerstone of historical materialism was laid by an idea 
formulated by Marx in his preface to A Contribution to the 
Critique of Political Economy: “The mode of production of ma- 
terial life conditions the general process of social, political and 
intellectual life. It is not the consciousness of men that deter- 
mines their existence, but their social existence that determines 
their consciousness,” 

A consistently materialist answer to the fundamental question 
of philosophy in application to social cognition enabled Marx 
to see the objective basis of history and the society as a reflection 
of the realities of social life in human consciousness, 

Marxist social theory or historical materialism, regards the 
society as an objectively existing reality, as the sum-total of the 
relations and conditions of joint human life, a peculiar social 
organism that lives and develops according to its own, intrinsic 
laws, which cannot be reduced to the laws of nature or, more- 
over, derived from the spiritual “state of the epoch”, from the 
collective consciousness. 


* Karl Marx, A Contribution to the Critique of Political Economy, 
Progress Publishers, Moscow, 1977, pp. 20-21. 


14 


The view of the society offered by Marxist social theory re- 
futes any naturalistic (likening the society to the natural world) 
or subjectivist (reducing social relations to an interplay of in- 
dividual consciousnesses) explanations of social reality, which 
are on the whole accepted by present-day non-Marxist trends 
in philosophy and sociology. In a bid to play down the impor- 
tance of historical materialism for social cognition and to dis- 
tort the main propositions and conclusions of Marxist social 
theory, its present-day critics prefer to describe its approach to 
social research as merely an attempt by its founders to combine 
in an “arbitrary” way some propositions of earlier materialism 
with Hegel’s dialectics and with conclusions drawn from the 
doctrines of the utopian socialists, a synthesis which has alleged- 
ly not yielded any complete philosophical system. 

In answering such critics of Marxist social theory and show- 
ing the close interconnection of its main propositions and con- 
clusions with the integral dialectico-materialist world outlook, 
Lenin wrote: “Marx deepened and developed philosophical ma- 
terialism to the full, and extended the cognition of nature to 
include the cognition of human society.” Marx’s historical ma- 
terialism was a great scientific breakthrough. “The chaos and 
arbitrariness that had previously reigned in views on history and 
politics,” Lenin emphasised, “were replaced by a strikingly inte- 
gral and harmonious scientific theory,”* 

So, let us draw some conclusions: 

—historical materialism is an independent philosophical dis- 
cipline, with its own special subject-matter; 

—the subject-matter of historical materialism is the laws 
and motive forces of the development of the human society; 

—historical materialism gives a consistently scientific ex- 
planation of the main laws and motive forces of social develop- 
ment. 

To understand historical materialism, one should examine its 


key problems, categories and concepts, and that is what we shall 
proceed to do. 


*V. I. Lenin, “The Three Sources and Three Component Parts of 
Marxism”, Collected Works, Vol. 19, Progress Publishers, Moscow, 1977, 
p. 25, 

* bid, 


15 


3. THE BASIC PROBLEMS OF SOCIAL THEORY 


As an independent theory, historical materialism took shape and 
was developed as a result of an in-depth comprehension of the 
major problems of social cognition by Marx and Engels, and 
then by Lenin. 

In speaking of the fundamental distinction between Marxist 
social theory and all preceding theories of social development, 
Lenin pointed out two basic shortcomings of the latter: first, 
their limited idealistic conceptions of the society, the inability of 
bourgeois theorists to see the objective basis of social relations, 
rooted in the system of material production and its development 
laws; and second, the inability of these theorists to see that the 
real prerequisites for social change lie in the action of the 
masses. Historical materialism, Lenin said, eliminated these short- 
comings and, “by examining the totality of opposing tendencies, 
by reducing them to precisely definable conditions of life and 
production of the various classes of society, by discarding subjec- 
tivism and arbitrariness in the choice of a particular ‘dominant’ 
idea or in its interpretation, and by revealing that, without ex- 
ception, all ideas and all the various tendencies stem from the 
condition of the material forces of production, Marxism indicat- 
ed the way to an all-embracing and comprehensive study of the 
process of the rise, development, and decline of socio-economic 
systems. People make their own history, but what determines the 
motives of people, of the mass of people, i.e., what gives rise to 
the clash of conflicting ideas and strivings? What is the sum 
total of all these clashes in the mass of human societies? What 
are the objective conditions of production of material life that 
form the basis of all of man’s historical activity? What is the 
law of development of these conditions? To all these Marx drew 
attention and indicated the way to a scientific study of history 
as a single process which, with all its immense variety and con- 
tradictoriness, is governed by definite laws.” 

Lenin’s characterisation of historical materialism also helps to 
see the range of its basic problems. Among the most important 
of these are the problems of studying the society as: (1) a result 
of human activity; (2) a totality of the relations into which 
people enter in the process of producing the material values they 


*V. 0. Lenin, “Karl Marx”, Collected Works, Vol. 21, 1977, p. 57. 


16 


a 


need for their existence and in the subsequent distribution of 
these products of their joint labour; (3) an integral social or- 
ganism, with its own laws of functioning and development. 

‘The key problems of Marxist social theory also include the 
problems of the society's social structure (as a totality of the 
relations that take shape in the sphere of the economic basis and 
the ideological, political and other superstructural relations “‘ris- 
ing above” that basis and determined by economic relations) ; 
the motive forces of social development (primarily the problems 
of classes and class struggle); social revolution, its objective and 
subjective factors; explanation of history, its laws and motive 
forces, the content and essence of socio-historical progress; and 
the methodology of the cognition of social phenomena. 

Marxist social theory also takes a great interest in problems 
relating to the interaction between the society and nature (in- 
cluding such urgent problems facing mankind in our day as 
conservation of the natural environment, the ecological crisis, po- 
pulation, etc.); the society’s social organisation; its political life; 
the specific social content of the crucial components, forms and 
mechanisms of the social consciousness; the subject of the histor- 
ical process (the place and role of the popular masses and in- 
dividuals in the society's history, in the process of its transforma- 
tion), etc. 

‘There is a close dialectical interconnection between the basic 
problems of historical materialism. 


4, DIALECTICS AND SOCIAL COGNITION 


Relying on the laws of materialist dialectics, historical material- 
ism studies the specific laws of social life—social laws—and 
gives their scientific explanation. 

Every law expresses an objective, necessary and stable con- 
nection between processes and phenomena. Vialectical material- 
ism makes it possible to see that connection in the more gener- 
al laws governing the development of nature, the society and 
thought. Its laws not only bring out the universal, essential rela- 
tions between natural and social phenomena, but also show their 
qualitative peculiarity. ‘That connection and peculiarity are also 
reflected in social laws studied by historical materialism, the laws 
of social life and social development. 


17 


The specifics of social laws, just as the laws of the natural 
world, can be understood with the help of the laws of material- 
ist dialectics. Its main laws, which provide reliable guidance in 
scientific cognition, social cognition in particular, include: 

(1) the law of the unity and struggle of opposites, which pin- 
points the source of independent development in the world sur- 
rounding man, shows the system of contradictions interconnecting 
various aspects of the ceaseless process of transition from some 
forms of being to others, with a resolution of these contradictions 
in the course of progressive development; expressing the essence, 
the very core of dialectics, this law also helps to explain the spe- 
cific content of social contradictions, to bring out the interaction 
of various aspects of people’s material production and spiritual 
activity, and to see the real prerequisites for social development, 
for the historical process; 

(2) the law of the transformation of quantity into quality 
(and vice versa), which characterises development as a funda- 
mental, internal, structural change of the phenomena being stud- 
ied, the emergence of a new quality (or set of qualities) on 
the basis of definite quantitative changes in the course of devel- 
opment; it also shows the qualitative content of quantitative 
changes in the society connected with demographic processes, 
with changes in the numerical correlation and composition of 
definite social classes and strata in the social structure, with 
the development of material production, the spread of culture, 
and revolutionary transformations in any sphere of social life; 

(3) the law of the negation of the negation, which sees de- 
velopment as a strictly progressive process, that is, it determines 
how and in what form are the connection and historical conti- 
nuity effected in development, and how a positive quality attain- 
ed at a definite stage asserts itself, negating the preceding initial 
state, something that becomes an element of ascent from the low- 
er to the higher in the course of development, an element of 
the resolution of the internal contradictions of that process, which 
does not rule out but, on the contrary, presupposes their internal 
unity, their struggle as a struggle between the opposite sides of 
that unity; this law also helps to see and explain the continuity 
in the development of culture and the society, to present it as 
a movement effected through the negation (replacement) of 
some forms of human practice (activity and thought) by other 


18 


and higher forms, like the succession of forms of property, types 
of culture and whole civilisations in history; the evolution of 
ethical, political, religious and other views, or the development 
of science through a succession of theories, views and hypotheses. 

Many critics of Marxism claim that historical materialism 
“naturalises” social cognition, “reducing” the content of its ob- 
jective uniformities to the objective uniformities of nature and 
so “ignoring” the qualitative specifics of the society and its de- 
velopment laws. 

Such views are primarily developed and expounded by repre- 
sentatives of anthropologically oriented trends, which have tra- 
ditionally criticised Marxism from the positions of Freudianism, 
existentialism and “philosophical sociology” (Alfred Weber, 
Georg Simmel, José Ortega y Gasset). The present-day followers 
of these traditions continue to advocate views based on a misun- 
derstanding of the scientific materialist explanation of natural 
and social laws, and sometimes on a poor knowledge of the prob- 
lems of social cognition as formulated by the founders of histori- 
cal materialism. 

In showing the specifics of social uniformities, historical ma- 
terialism does not reduce their explanation to abstract theoreti- 
cal statements emphasising the “analogies” (as naturalistic inter- 
pretations do) or the “dissimilarities” and qualitative distinctions 
(as subjectivist interpretations do) between the laws of nature 
and the society. Regarding social development as a natural his- 
torical process, Marxist social theory shows the fundamental dis- 
tinction of the laws of social life studied within its framework 
as the laws of conscious and purposeful human activity-—from 
the laws of motion and development in the natural world. That 
distinction, Marx emphasised, is primarily due to the fact that 
men make their own history, although “they do not make it just 
as they please; they do not make it under circumstances chosen 
by themselves, but under circumstances directly encountered, 


given and transmitted from the  past”.* Consciously changing 


these circumstances, people act in accordance with the objective 
conditions and laws of the society they live in. 
The connection between materialist dialectics and historical 


: ‘ Karl Marx, “The Eighteenth Brumaire of Louis Bonaparte”, in: 
Karl Marx, Frederick Engels, Collected Works, Vol. 11, Progress Pub- 
lishers, Moscow. 1979, p. 103. 


* 19 


materialism primarily manifests itself in that the latter could be 
seen as the dialectico-materialist method operating in the sphere 
of social cognition. The importance of that method as an instru- 
ment of social cognition is due not only to its theoretico-cogni- 
tive potentialities, but also to the practical social content of the 
conclusions and principles of materialist dialectics, their creative 
use in tackling the problems of social reconstruction, of radical 
social transformations. 

Among the major principles of materialist dialectics (princi- 
ple here means a definite demand by which one should be guided 
in the process of cognition), which were elaborated, in particu- 
lar, by V. 1. Lenin in application to the problems of historical 
materialism, are: 

(1) the principle of studying social phenomena in their inter- 
connection and interdependence; Lenin attached particular im- 
portance to that principle, emphasising in The Collapse of the 


Second International that “Marxist dialectics ... excludes any 
isolated examination of an object, i.e., one that is one-sided and 
monstrously distorted... There are no ‘pure’ phenomena, nor 


can there be, either in Nature or in society,... the very concept 
of purity indicates a certain narrowness, a one-sidedness of hu- 
man cognition, which cannot embrace an object in all its totality 
and complexity” ;* 

(2) the principle of studying phenomena in ceaseless motion 
and development (the principle of historicism, which asserts the 
unity of the historical and the logical in the object being stu- 
died); in a lecture on the state, Lenin showed that a scientific 
examination of social phenomena is based on a consistent imple- 
mentation of that principle, which enables the researcher ‘“‘to 
examine every question from the standpoint of how the given 
phenomenon arose in history and what were the principal stages 
in its development, and, from the standpoint of its development, 
to examine what it has become today”? 

(3) the principle of the concrete historical approach in ex- 
amining social phenomena (closely tied in with the principle of 
historicism, this principle presupposes an examination of any so- 
ciety, process or phenomenon with a view to the whole totality 


‘V. I. Lenin, Collected Works, Vol. 21, pp. 235, 236. 
* Vv. I. Lenin, “The State’, Collected Works, Vol. 29, 1977, p. 473. 


20 


of its characteristics); in his What the “Friends of the People” 
Are and How They Fight the Social-Democrats, Lenin exposed 
as scientifically invalid the a priori, dogmatic and abstract con- 
structs of bourgeois sociology in dealing with the problems of the 
society and the individual in the context of metaphysical rhe- 
toric about the “society”, “progress” and the “historical pro- 
cess”. 

Lenin showed that such an abstract, non-historical approach 
to the question about the essence of “society in general” is un- 
dialectical, “for, to begin by asking what is society and what is 
progress, is to begin at the end... This is a most obvious symp- 
tom of metaphysics’. 

Another question that could arise here is whether all of the 
above means that historical materialism does not recognise any 
theoretical abstractions at all, just as the very possibility of general 
typologies of social phenomena. Not in the least. Historical ma- 
terialism does not reject social typologies based on a study of the 
general development uniformities of complex social phenomena 
and processes. Historical materialism studies these on the strength 
of an analysis of the dialectics of the singular, the particular and 
the general. Thus, regarding social revolution as a phenomenon 
in its own right, the society as an integral whole, man as a social 
being, etc., historical materialism brings out and explains from 
a dialectical standpoint all the manifestations of the studied ob- 
ject through the singular, the particular and the general. 

These categories of materialist dialectics are a major guide 
in social cognition. 

Of great importance for historical materialism are also such 
key categories of materialist dialectics as relation, contradiction, 
rest and motion, quantity and quality, cause and effect, necessity 
and chance, form and content, possibility and reality, essence 
and appearance. Having been applied to social analysis, these 
have given rise to special categories of social dialectics: social 
contradiction, social content, social quality, etc. 

The categories of materialist dialectics are a reliable theore- 
tico-cognitive compass in studying the realities of social life and 
the laws of its development. Many of these crucial categories 


* WV. Lenin, Collected Works, Vol. 1, 1972, p. 143. 
* Tbid., pp. 143-44, 


2t 


have acquired a qualitatively new. sociological content in histo- 
rica] materialism, becoming an integral part of the system of 
concepts and categories of Marxist social theory. 


5. BASIC CATEGORIES AND CONCEPTS 


As we have already said. historical materialism uses in its con- 
ceptual system a number of special concepts (terms) and cate- 
gories of dialectical materialism. That is only natural, for there 
are no impassable boundaries between dialectical and historical 
materialism. Filling out dialectico-materialist categories with its 
own content. historical materialism makes wide use of them for 
an analysis of social phenomena, incorporating them into its 
own system of categories. 

Any system is characterised by: (1) unity, (2) integrity, (3) 
interconnection and orderly arrangement (a definite multi-level 
hierarchy) of its components (parts). The system of categories 
of historical materialism and its terminology are no exception in 
this respect. In their totality, the categories and key concepts of 
historical materialism reflect the objectively existing relations and 
connections between the social phenomena being studied. ‘Their 
theoretical reHection by historical materialism adequately repro- 
duces the actual system of interconnections between them. In 
analysing these phenomena, historical materialism seeks to give 
a correct explanation of the internal uniformities in the function- 
ing and development of that system of interrelations. It studies 
the society as a system, as an integral entity, as a unity of its 
various aspects, without exaggerating the importance of some of 
these aspects at the expense of others. 

Marxist social theory regards the unity of the society's consti- 
tuent aspects and relations through a harmonious system of in- 
terconnected categories and concepts, applied to the most diver- 
se spheres of social life. As a coherent social theory, historical 
materialism comprises a number of doctrines elaborated by its 
founders from every angle and explaining the uniformities of 
this or that sphere of social life. Among these doctrines one 
should primarily list the following: the doctrine of the mode of 
production; of socio-economic formations; of the state; of classes, 
class struggle and social revolution (including socialist’ revolu- 
tion); of the socio-historical process, etc. Each of these doc- 


22 


trines has its own system of concepts, which is a part of the 
general, constantly developing system of categories and concepts 
of historical materialism. 

In the most general form, that system can be presented as 
a totality of three interconnected terminological spheres. 

The first includes “traditional” general philosophical terminol- 
ogy re-examined by the founders of Marxist social theory in 
accordance with the tasks of studying the society and_ history 
and giving their scientific explanation. It includes such tradi- 
tional philosophical categories and concepts as activity, con- 
sciousness, being, subject, practice and others. When used in 
Marxist philosophy, each of these can differ markedly (both in 
the range of content and in meaning) from the seemingly iden- 
tical terms relating either to earlier or to modern non-Marxist 
trends. One should never forget that in studying historical ma- 
terialism and its terminology. 

‘The second sphere contains the general sociological terminol- 
ogy specially elaborated by the founders of historical materialism 
and primarily connected with a study of material production and 
other spheres of social life as a whole (the productive forces and 
the relations of production, the mode of production, etc.). That 
terminology constitutes the core of the conceptual apparatus of 
historical materialism, and we shall examine it in detail. 

‘he third sphere includes many concepts elaborated by pre- 
Marxist sociological thought (society, nation, state, class, ideolo- 
gy, etc.), but fully reconsidered by Marx, Engels and their fol- 
lowers in their scientific analysis of the key problems of the so- 
ciety, history and social cognition itself along new lines. 

It is not surprising that the ideological adversaries of Marxism 
have been carrying on intensive and ceaseless polemics precisely 
round the latter terminology of historical materialism, which re- 
lates to ideology, politics, social psychology, spiritual culture, the 
problems of man, etc. They dispute the novelty of the content 
of its key concepts and categories and present them in a distort- 
ed light. Falsifications of historical materialism are often based 
precisely on such misinterpretations of the sociological content 
of some of its concepts and conceptions, which enhances the im- 
portance of their careful study on the strength of original Marx- 
ist-Leninist works. 

The categories of “social being” and “social consciousness” 


23 


are the starting points of historical materialism, which studies the 
society in the light of the scientific answer to the basic question 
of philosophy and regards it as an integral system. These two 
categories enable one to get down to an analysis of various as- 
pects of social life in their interconnection. 

By social being historical materialism primarily means the pro- 
duction of material values and the relations into which people 
enter in the process of that production. Social being is people’s 
economic, material life. 

By social consciousness historical materialism means the socie- 
ty’s spiritual life as a unity of its constituent ideological elements 
(political, legal, moral, aesthetical, and religious notions). His- 
torical materialism devotes particular attention to the study of 
diverse forms of social consciousness, their functioning and in- 
terconnection, but without detaching these from its study of the 
processes of social being, which are specifically reflected in each 
of these forms of human consciousness (law, morality, religion, 
etc.). 

In accordance with the scientific, dialectico-materialist world 
outlook, with the scientific answer to the basic question of phi- 
losophy, historical materialism assumes the primacy of social be- 
ing with regard to social consciousness, recognising that people’s 
social being determines their social consciousness (their ideas, 
goals and aspirations), rather than vice versa. 

The initial, basic sociological categories of historical material- 
ism, as it was noted above, include the mode of production, the 
productive forces and the relations of production; the basis and 
the superstructure; and the socio-economic formation. 

Bringing out the essence of the materialist understanding of 
history in his foreword to A Contribution to the Critique of Po- 
litical Economy, Marx showed the interconnection between 
these key categories. He wrote: “In the social production of 
their existence, men inevitably enter into definite relations, which 
are independent of their will, namely relations of production ap- 
propriate to a given stage in the development of their material 
forces of production. The totality of these relations of produc- 
tion constitutes the economic structure of society, the real foun- 
dation, on which arises a legal and political superstructure and 
to which correspond definite forms of social consciousness. The 
mode of production of material life conditions the general process 


24 


eR ET ET 


of social, political and intellectual life. It is not the consciousness 
of men that determines their existence, but their social existence 
that determines their consciousness. At a certain stage of de- 
velopment, the material productive forces of society come into 
conflict with the existing relations of production or—this merely 
expresses the same thing in legal terms—-with the property rela- 
tions within the framework of which they have operated hither- 
to. From forms of development of the productive forces these 
relations turn into their fetters. Then begins an era of social 
revolution. The changes in the economic foundation lead sooner 
or later to the transformation of the whole immense superstruc- 
ture... No social order is ever destroyed before all the produc- 
tive forces for which it is sufficient have been developed, and new 
superior relations of production never replace older ones before 
the material conditions for their existence have matured within 
the framework of the old society.”* 

The category of “socio-economic formation” is pivotal to the 
system of categories of historical materialism, making it possible 
to view the society as a single whole, from the positions of strict 
historicism. The substantiation by the founders of Marxist social 
theory of the category of socio-economic formation enabled them 
to replace the abstract discourse upon “society in general”, which 
was typical of all pre-Marxist politico-economic, philosophical 
and social thought with a concrete analysis of different types of 
the society, whose development is governed by specific laws which 
are intrinsic to each of these. In that way, they laid the founda- 
tion of the scientific materialist view of social life as a unity of 
its diverse aspects, the socio-historical process as a whole. 

In the course of polemics with bourgeois philosophy and so- 
ciology, historical materialism re-examined the content of many 
of their concepts in a fundamental way. But Marxist terminolo- 
gy patterned as “social” + “analysis” (crisis, conflict, etc.) should 
not be identified, as some modern critics of Marxism do, with 
the meaningless labels on everyday notions, with the game of 
“sociological” definitions, which is a favourite pastime of many 
bourgeois social scientists in our day. In their quest for “new” 
terms, they make diverse borrowings from the natural sciences 


* Karl Marx, A Contribution to the Critique of Polttical Economy, 
pp. 20-21, 


25 


and the everyday vocabulary. They “‘sociologise’” these terms by 
adding the word “social”, but are usually unable with the help 
of their newly coined terms adequately to bring out the essence 
of the phenomena in question. Such terms are sterile, scholastic 
and useless. Historical materialism. on the other hand, elaborates 
new concepts or borrows these from other areas in accordance 
with the actual requirements of the scientific analysis of the so- 
cial phenomena. 

In subsequent sections, we shall keep returning to the specific 
content of the key concepts and categories of historical material- 
ism. 


6. HISTORICAL MATERIALISM 
AND THE SOCIAL SCIENCES 


As a philosophical theory of the most general laws and motive 
forces of mankind's social development, historical materialism 
provides general guidelines for social cognition, serving as its 
scientific methodology. 

Methodology comes from the Greek words “study of method”, 
where method (from the Greek word meaning way, mode of cog- 
nition) is a body of theoretical and practical rules and_tech- 
niques helping man to master reality. Scientific methodology is a 
system of definite theoretical principles, postulates and ensuing 
conclusions used by way of guidance in the study of reality, in 
this or that particular field of reality, or in a definite scientific 
discipline. 


The principles being consistently applied by historical ma- 
terialism in studying and explaining social realities are highly im- 
portant for any social discipline in our day, since the society 
makes increasing demands on the social sciences that study it. 
Its overall picture has become much more complicated in view 
of the unprecedented state of social development and various 
demographic. social. political and other changes. These changes 
put many complicated problems before researchers. How is one 
to explain these changes, bring out their essence, discern and 
forecast the tendencies of future development as accurately as 
possible? 

For a successful solution of the problems of social cognition, 
confronted in one way or another by any of the social sciences, 
one should start from the initial propositions of historical mate- 


26 


rialism, from its basic principles, such as the principle of ma- 
terialism, the principle of historicism. etc. longside materialist 
dialectics, or the universal philosophical method of cognition, 
historical materialism serves as a scientific methodology, provid- 
ing reliable theoretico-cognitive guidelines for the most diverse 
social sciences. It promotes the successful development both of 
traditional and many new lines of research, studying diverse as- 
pects of the society's material production and spiritual life and 
striving not only to understand its past and present, but also to 
foresee its future. 

History, political economy. sociology. ethics, jurisprudence, 
psychology, literary criticism, linguistics—these and other social 
disciplines turn to historical materialism as to the theoretical, 
world-outlook foundation of scientific social cognition. 

At the same time, Marxist social theory. or historical material- 
ism. does not merely serve as a methodology of social cognition. 
Synthesising the results and conclusions of many social sciences 
and examining these from a philosophical and sociological angle, 
historical materialism is also a_ theoretical generalisation of 
socio-historical practice as a whole. 

Since social cognition serves the definite practical interests of 
individuals, social groups and classes, the connection between 
social theory and definite social interests presupposes its parlisan 
nature. When social disciplines are oriented towards the interests 
of social groups which seek to obstruct progress and perpetuate 
their positions to the detriment of the objective needs of the so- 
ciety as a whole, they are invariably drawn into defending these 
reactionary interests. Social theory. just as the social sciences in 
general, cannot therefore lay claim to objectively “neutral” 
knowledge, unrelated to any social values. 

Social theory depends not only on human activity, but also on 
the conditions in which that activity takes place. At the same time, 
social theory is always connected with a definite philosophical line, 
with a struggle among parties and philosophies. Any stand, either 
“committed” or allegedly impartial. “value-neutral”, is an ex- 
pression of the partisan nature of social science. Historical ma- 
terialism recognises the partisan principle as a basic principle of 
scientific cognition and, on the strength of its conclusions, of the 
transformation of social reality. 

Scientific materialist theory correlates its conclusions with the 


27 


practical tasks of restructuring the so¢giety and promoting man- 
kind’s advance along the road of liberation from any forms of 
exploitation, poverty and injustice, towards a society where the 
free development of each individual becomes a condition for the 
free development of all. 

In view of the place that belongs to historical materialism in 
the system of scientific philosophical knowledge and the spe- 
cifics of its subject-matter as a social theory, historical material- 
ism can be seen, first, as a definite social philosophy, a field of 
the philosophical analysis of social life; second, as a philosophy 
of history, which explains the main uniformities of the histori- 
cal process; and third, as an independent general sociological 
theory, a theory of the society as an integral system in the unity 
of its constituent social institutions, processes and structures, their 
functioning and development. 

Social philosophy, the philosophy of history, and sociology are 
mutually complementary aspects of historical materialism. 


* %* «* 


In summing up our review of the problems, principles, cate- 
gories and concepts of historical materialism and its relations 
with other social sciences, let us note that: 

—historical materialism formulates and resolves the key prob- 
lems of social cognition connected with its range of subject-mat- 
ter orientations; 

historical materialism has an independent and harmonious 
system of categories and concepts; 

--there is a close interconnection between the categories and 
laws of materialist dialectics and the categories and concepts of 
historical materialism; 

‘historical materialism develops and deepens the categories 
of dialectics, applying these to an analysis of the problems of 
social cognition; 


—-historica] materialism is deeply partisan, for it takes a reso- 
lute stand in defence of the goals and interests of the working 
class, the most progressive class of the society; 

historical materialism is a reliable theoretical foundation 
and methodology for the other social sciences. 


Chapter Two 


THE ORIGINS AND DEVELOPMENT 
OF MARXIST SOCIAL THEORY 


“The whole spirit of Marxism, its whole system”, Lenin wrote, 
“demands that each proposition should be considered (a ) only 
historically, ( 6) only in connection with others, (y ) only in 
connection with the concrete experience of history.”* So, in 
order to understand the specifics of historical materialism as an 
integral and independent scientific theory, let us examine the 
main stages of its development. 

Its rise and development were not isolated from the main- 
stream of social thought, although they followed a specific, un- 
trodden path. 


1. THEORETICAL SOURCES 


Historical materialism emerged and developed as an integral 
part of Marx’s philosophical system of views and doctrine. 
“Marx”, Lenin noted, “was the genius who continued and con- 
summated the three main ideological currents of the nineteenth 
century, as represented by the three most advanced countries of 
mankind: classical German philosophy, classical English politi- 
cal economy, and French socialism combined with French revo- 
lutionary doctrines in general.”? What were these main ideolo- 
gical currents of the 19th century? 

A connection with these crucial ideological and theoretical 
sources, on the one hand, and a striving to re-examine these 
sources in order to map out practical ways for a solution of the 
urgent tasks put forward by life itself (development of science, 


*V.I1. Lenin, “To Inessa Armand”, Collected Works, Vol. 35, 1980, 
p. 250. 


* Vv. 1. Lenin, “Karl Marx”, Collected Works, Vol. 21, p. 50. 


29 


the requirements of the working people’s revolutionary move- 
ment and its organisation), on the other, was what determined 
the development of the Marxist doctrine as an integral system 
of philosophical, economic and socio-political views. 


Classical German philosophy. Marxist social theory stemmed 
from a critical re-examination by its founders of the views on 
man, the society and history that took shape in the classical 
German philosophy of the late 18th and the first half of the 
19th century. 

Marx and Engels started with the Young Hegelians. an inde- 
pendent trend which emerged from classical German philosophy. 
There was no unity among the Young Hegelians. It was only 
the most advanced section of the German intelligentsia (like 
Ludwig Feuerbach) which in its criticism of religion bordered 
on materialist views and openly clashed with Hegel's system. 

The weakness of the German bourgeoisie and the socio-polit- 
ical conditions of the mid-19th-century Germany, which remained 
a fragmented, semi-feudal country, with numerous patriarchal 
structures, were given a peculiar ideological interpretation in 
classical German philosophy. 

While being a summary of the historical experience of bour- 
geois revolutions, primarily the 18th-century revolution in Britain 
and the Great French Revolution of the late 18th century, a 
theoretical generalisation of that experience and its ideological 
expression, focusing the views of the advanced circles of the 
bourgeoisie in that period (a period of the breakdown of old 
feudal structures in the conditions of backward Germany), that 
philosophy was gradually losing its progressive orientation and 
increasingly giving way to compromise tendencies. Confining its 
studies to the spheres of abstract emotion and theorising spirit, 
and abstracting itself from a concrete social analysis of the mo- 
tive forces of history and social development as a whole, German 
philosophy was in effect getting out of touch with the urgent 
problems of the day. On the whole, ciassical German philosophy 
was unable to draw close to an adequate reflection of man, the 
society and history. 

At the same time, it made a considerable stride forward in 
the field of dialectics. A special contribution to dialectics was 


30 


made by Hegel, who saw it as the universal method of cogni- 
tion, including historical cognition. At that time, Hegel's dia- 
lectics was “the most comprehensive and profound doctrine of 
development, and the richest in content™.! [It is not surprising, 
therefore, that Marx and Engels regarded that doctrine, which 
made it possible to trace the process of the quest for truth by 
philosophy itself, as the greatest achievement of classical Ger- 
man philosophy. 

Upon Hegel's death, his dialectical system continued to spark 
disputes among his German disciples. The conservative wing of 
the Hegelians continued to cling to his system, interpreting it in 
aspirit of Protestant orthodoxy, while the radical, left-wing, 
Young Hegelians (Arnold Ruge, Bruno Bauer, and others) drew 
atheistic conclusions from Hegel's doctrine, denouncing the feudal 
monarchy in Germany and its trampling of civil liberties. The left 
Hegelians openly eulogised the traditions of the French bourgeois 
revolution and the republican form of government. 

Ludwig Feuerbach heralded the materialist trend in the Ger- 
man philosophy of the late 1830s and early 1840s. His ideas had 
a particularly strong influence on the radical circles of the Ger- 
man intelligentsia. He criticised Hegel’s philosophy of history 
and his idealistic system as a whole. But while criticising He- 
gel’s idealism, Feuerbach also rejected his dialectics, instead of 
making a critical reassessment of it. 

Feuerbach’s materialist views were obviously marked by an- 
thropologism. Resolutely denouncing vulgar and mechanistic ma- 
terialism, he confined himself to abstract, non-historical and often 
purely biological interpretations of “human nature”, failing to 
understand the social essence of man. The limitations of Feuer- 
hach’s anthropological materialism (just as those of all earlier 
materialism) were most evident in the question about the link 
between man and the society. In his view of history, Feuerbach 
remained an idealist, failing to arrive at a dialectico-materialist 
understanding of social life. 

Vhat was done by Marx and Engels, who re-examined the 
achievements of Hegel’s dialectics in a critical spirit, combining 
its achievements with consistent materialism and spreading the 
latter to the understanding of history and the society. 


'V. I. Lenin, “Karl Marx”, Collected Works, Vol. 21, p. 53. 


31 


English bourgeois political economy. Having taken shape in 
Britain, the most advanced industrial country of the late 18th 
and early 19th centuries, bourgeois political economy sought to 
bring out the internal structure of capitalist production. The lead- 
ing representatives of classical English political economy —Adam 
Smith and David Ricardo—analysed the economic system of 
British capitalism and founded the labour theory of value. That 
was their great historical achievement. But as they laid bare 
and analysed the laws of capitalist social production, bourgeois 
political economists did not realise the historically changing, 
transient nature of these laws. They portrayed these laws as 
“eternal” and “natural”, avoiding an examination of the social 
antagonisms connected with these economic laws. 

As the positions of the bourgeoisie strengthened, as the work- 
ing class appeared on the historical scene as an independent po- 
litical and social force defending its own rights, and as the class 
struggle in the society intensified, the scientific disinterestedness 
of bourgeois political economy even at that time began to give 
way to an apologetics of the economic and social realities of cap- 
italism. On the principles of rationalist philosophy, classical 
bourgeois political economy sought to derive the economic laws 
of capitalism from the nature of the “economic man” (homo 
economicus) himself, an individual entering into economic rela- 
tions with other individuals. 

Bourgeois economists “overlooked” (as Marx first showed in 
his works) the social nature of production and of the production 
relations which take shape in the production process. In place 
of what bourgeois economists saw solely as relations between things 
(an exchange of one commodity for another), Marx discovered 
the actual relations between people as relations between com- 
modity producers. In examining these social relations, he even- 
tually established that the commodity itself is an embodiment of 
definite production relations, and that commodity fetishism char- 
acterises the capitalist mode of production as a whole. Marx 
defined commodity fetishism as attributing to a commodity de- 
finite properties (connected with the self-expansion of its value) 
which reflect these relations." 


* See Karl Marx, Capital, Vol. 1, Progress Publishers, Moscow, 1974. 
p. 77; idem., Capital, Vol. II, 1974, p. 881. 


32 


Marx pinpointed the true sources of the capitalist’s profit, and 
explained the mechanisms of capital accumulation as the result 
of a definite economic and social system of production, under 
which human labour-power becomes a commodity as the wage- 
worker sells it to the owner of the means of production and 


creates surplus-value, the source of the wealth of the capitalist 
class. 


French utopian socialism. The founders of historical material- 
ism also drew on the conceptions of utopian socialism, a wide- 
spread ideological trend of the 19th century. 

These conceptions were highly critical of capitalism, for their 
advocates dreamed of a better social set-up, a society free from 
exploitation, inequality, and humiliation of the individual. 
Spreading wide in the epoch of bourgeois revolutions in Europe, 
the theories of utopian socialism expressed the disenchantment 
with the results of these revolutions. The authors of these theo- 
ries were convinced that a fairer social system should, be based 
on the achievements of capitalism and, at the same time, on a 
recognition of legal, political and social equality with regard to 
property. Henri Saint-Simon, Charles Fourier and Robert Owen, 
the leading theorists of utopian socialism, placed their main em- 
phasis on the question of restructuring the society on the prin- 
ciples of the Enlightenment and a peaceful propaganda of social- 
ist ideas, without any revolution. But alongside these undoubt- 
edly fantastic projects, the theories of the utopian socialists also 
contained a number of valuable propositions (on historical prog- 
ress, labour education, planned economic development, on over- 
coming the antithesis between mental and manual work, between 
town and country, etc.). Many of these tenets were assimilated 
and eventually reworked by the founders of Marxist social theory. 

With the emergence of Marxism, utopian socialism did not 
disappear of its own accord, and its development continued in 
contrast to the scientific socialism of Marx and his followers. In 
our day, utopian socialism is one of the lines of bourgeois and pet- 
ty-bourgeois thought. As their reflection, it continues to exert a 
certain influence on the ideologues of national liberation, anti-co- 
lonial and anti-imperialist movements, especially in countries 
Where capitalist development has been slow and uneven, where 


3—1807 33 


vestiges of the past still remain, and where the need to overcome 
these vestiges is translated into diverse utopian ideals of revolu- 
tionary democracy (the peasant socialism of the Narodniks in 
19th-century Russia), left and right populism (Latin America in 
the 1950s-1980s) and “third way” conceptions (Asian and 
African countries in the 1950s-1980s). 

Although the utopian conceptions of socialism in our day em- 
phasise the question of how to restructure the society, they cannot 
give a correct answer to it, for they lack an understanding of 
the essence of economic and social inequality under capitalism, 
the laws of its development, and the motive forces that are ca- 
pable of creating a new society. 


2. HISTORICAL AND SOCIAL CONDITIONS 


So, the main theoretical sources of Marxism were, first, classical 
German philosophy; second, English political economy; and third, 
French utopian socialism. 

The emergence of Marxist social theory, the way for which 
was paved by the whole preceding development of progressive | 
philosophical, political and social thought, was also connected 
with definite historical conditions, which should be considered in | 
this context. 

The 19th century was an epoch of the bourgeois society's wors- 
ening economic contradictions and mounting social conflicts. 

In Europe (primarily in Britain, Belgium and France), and 
also in the USA, the first half of the 19th century was a period 
when capitalism asserted itself. In other countries, it was still at 
relatively early stages of its development. 

In spite of the uneven development of capitalism, a world cap- 
italist market was already being formed at that time, promoted 
by the growth of international trade, the internationalisation 
of production ties and the most diverse forms of division of la- 
bour and exchange. All of that created conditions for an ap- 
proximation of the processes of spiritual life (including cultural 
and scientific) in different countries of the world. 

Industrial development in the European and other countries 
led to considerable changes in the social make-up of the popula- 
tion, primarily through an accelerated numerical growth of the 
industrial proletariat, a new social class. The growth of capitalist | 
production, however, did not entail an improvement of the work- 


34 


ing people's living standards. Even at that time, the proletariat 
was already beginning to realise the need for an organised strug- 
gle for its vital rights, something that helped to consolidate the 
working-class movement. 

The development of a massive working-class movement made 
it ever more necessary to elucidate the tasks of the working 
people's economic (and, later on, political) struggle for their 
vital rights. Phe working-class movement had to have its own, 
independent ideological and theoretical platform. The develop- 
ment of such a theory, which would equip the proletarian move- 
ment with a correct understanding of its tasks and would meet 
its ideological and practical demands, called for new principles 
and a new approach to an assessment of the problems facing 
the movement, with a view to the concrete social, historical, and 
political conditions of the epoch. 

With the growth of revolutionary sentiments in Europe and 
the invigoration of the proletariat’s struggle for its rights, the 
working-class movement of the late 1840s faced a most imper- 
ative problem: that of its theoretical and practical leadership. 
(he movement was gathering momentum in Germany, France, 
Austria-Hungary, Britain and Italy, turning into an interna- 
tional phenomenon on the eve of the bourgeois revolutions of 
the 1840s. 

All of that could not pass unnoticed for bourgeois philosoph- 
ers and social scientists, as they witnessed the erosion of the 
idea about the abiding nature of the society based on private 
property, exploitation, and deep-rooted social inequality. 

However, the problems of development of the bourgeois so- 
ciety raised by social theorists serving the interests of the proper- 
tied classes remained beyond their comprehension: on the whole, 
social science in that period was still far from an adequate for- 
mulation and understanding of the contradictions of social devel- 
opment, primarily in view of the inconsistent and limited world- 
outlook principles underlying bourgeois philosophical and socio- 
logical thought, and in view of the fact that it advocated a 
bourgeois class stand. ‘The thing to do, therefore, was fully to re- 
examine the world-outlook principles lying at the root of social 
cognition, 

It was Marx and Engels who undertook that difficult task. 
making a critical study not only of the successes scored by the 


35 


various social, economic and philosophical doctrines of the day. 
but also of their mistakes and shortcomings. Marx and Engels, 
the two most progressive thinkers of the day, succeeded in doing 
that. They assimilated the achievements of European philosophy 
and science, re-examined them and fitted them into their new, 
dialectico-materialist world outlook. 


3. THE FOUNDERS OF THE MATERIALIST THEORY 
OF SOCIAL DEVELOPMENT 


Marx's theoretical and practical activity in the 1840s led him 
up to a clash, and then to a complete break with the Young 
Hegelians. Realising that their doctrines were totally invalid, he 
rejected their conservative, conciltatory tendency. 

In the mid-18+40s, Marx was already very close to materialism. 
At that time, he made an intensive study of history, political 
economy and the ideas of utopian socialism. Under the impact 
of the revolutionary upswing in Germany and other countries, 
Marx (together with Engels, whom he met in Paris in 1844 and 
with whom he worked for many years) came to the conclusion 
of the need to combine the working people’s movement for their 
vital rights with a new scientific world outlook. 

Marx's Economic and Philosophic Manuscripts of 1844 were 
the first theoretical step in that direction. Later on, he wrote his 
Theses on Feuerbach (1845) and The Poverty of Philosophy 
(1847). Together with Engels, he wrote The Holy Family (1845) 
and The German Ideology (1845-1846), which were major 
landmarks along the way of fruitful cooperation between the two 
outstanding thinkers in elaborating dialectical and historical ma- 
terialism. 

In 1848, Marx and Engels wrote the Manifesto of the Com- 
munist Party on the instructions of the Second Congress of the 
Communist League, the first international organisation of 
the proletariat. As Lenin put it, the Manifesto contained 
“a new  world-conception, consistent materialism, which also 
embraces the realm of social life™.* 

The Manifesto was a reflection of the scientific, materialist 
view of history and contained the hasic propositions of the theory 
of class struggle, seen as the main motive force of history. The 


"WV. 1. Lenin, “Karl Marx”, Collected Works, Vol. 21. p. 48. 


36 


Manifesto brought out and substantiated the role of the proletar- 
jat as the progressive social class in the struggle for revolution- 
ary economic, political and social transformations. 

Many provisions of the Manifesto were eventually developed 
in subsequent works by the founders of scientific communism. 
\s Marx and Engels created the new philosophy and the scien- 
tific materialist theory of the society closely connected with it, 
they simultaneously pointed out the way to a solution of a whole 
range of urgent problems of scientific theory and revolutionary 
practice. The new philosophy dialectical and historical mate- 
rialism was meant to answer imperative questions of the day, 
substantiate the new understanding of the laws of nature and 
the society, and provide a theoretical foundation for the scien- 
tific world outlook. 

In elaborating the problems of philosophical materialism, Marx 
and Engels gave the deepest-ever analysis of capitalism, one of 
the most complicated socio-economic formations. Marx’s great- 
est politico-economic work was Capital, on which he worked 
for something like 40 years, until his death. Alongside an in- 
depth economic analysis of the true essence of the capitalist 
mode of production as the basis of the system of relations consti- 
tuting the bourgeois society, and alongside a critique of the theo- 
ries of bourgeois political economy as its reflection, Marx elabo- 
rated from every angle the materialist understanding of history 
and the problems relating to the scientific method of historical 
research. In showing the essence of that method, Lenin empha- 
sised: “In Capital, Marx applied to a single science logic, dialec- 
tics and the theory of knowledge of materialism. . 2”? 

Capital’s method is an organic unity of the materialist under- 
standing of history, the laws of dialectics, its key categories and 
modes of research. At the same time, Capital’s approach to an 
analysis of the bourgeois realities implies an interaction of all 
the components of the Marxist doctrine: philosophy, political 
economy and scientific socialism. 

In his Capital, Marx deepened the understanding of the gen- 
eral structure of the society, the main uniformities of its devel- 
opment as a succession of socio-economic formations. While 
examining the dialectics of the labour process, of social produc- 

Nes I. Lenin, “Plan of Hegel’s Dialectics (Logic)”, Collected Works, 
Vol. 38, 1980, p. 317. 


37 


tion, Marx also laid bare the main prerequisites for changes in 
the social structure, for its revolutionary transformation. It is 
only in the context of Capital that one can understand both the 
earlier works of the founders of Marxism. projecting the main 
lines of historical and social research. and their subsequent works, 
containing a theoretical generalisation of the experience of bour- 
geois revolutions. like The Class Struggles in France, 1848 to 1850 
(1850). The Fighteenth Brumaire of Louts Bonaparte (1852). and 
also such summary works as The Civil War in France (1871) 
and Critique of the Gotha Programme (1875). 

Engels. whose scientific and publicistic activity was closely tied 
in with Marx’s theoretical interests and creative quest, also did 
a great deal to elaborate the principles of the historical material- 
ist analysis of the society and its development laws. In The Con- 
dition of the Working Class in England (1844-1845), Principles 
of Communism (1847). Revolution and Counter-Revolution in 
Germany (1852), in his 1867 reviews of the first volume of Cap- 
ital, showing its significance. and also in his <Anti-Diihring 
(1876-1878), The Origin of the Family, Private Property and 
the State (1884) and Ludwig Feuerbach and the End of Classi- 
cal German Philosophy (1886), Engels elucidated and specified 
many questions of the scientific materialist view of history, the 
key propositions and principles of Marxist social theory and so- 
cial reconstruction. 

A major step on the way to the new social theory was the 
rejecuon by its founders of the predominant abstract and spe- 
culative view of philosophy, a view which diverted philosophy 
from man’s practical tasks. 

Rejecting idealism in the understanding of history and the 
society, Marx and Engels envisaged the new philosophy as a 
world outlook and. at the same time, as a theory of the prac- 
tical transformation of obsolete social relations. So, for the first 
time in the history of philosophy and social thought, Marx and 
Engels connected the problem of restructuring the society not 
only with the changes effected by philosophy in human minds. 
but also with a radical re-orientation of — social practice itself. 
That was the fundamental distinction of the new materialism 
extended by Marx and Engels to the sphere of social cognition 
from the views on history and the society contained in earlier 
and contemporary philosophical and sociological conceptions. As 


38 


Marx wrote at the time. “The weapon of criticism cannot, of 
course. replace criticism by weapons, material force must be 
overthrown by material force; but theory also becomes a mate- 
rial force as soon as it has gripped the masses.””* 

Marx and Engels consistently deepened and developed the 
hasic propositions of their social theory. criticising the contempla- 
tive and limited world outlooks of earlier philosophy, making a 
politico-economic study of the genesis of capitalism and its de- 
velopment. polemicising with the apologetic conceptions of the 
English economists (primarily Adam Smith and David Ricardo. 
who asserted the “eternal” nature of private property) and with 
various sociological conceptions (the Young Hegelians, Thomas 
Carlyle. and others), and analysing the experience of the Euro- 
pean working-class movement in the context of the 19th-century 
bourgeois revolutions. Their theory was the outcome of a long 
period which lasted for almost half a century (from 1843, when 
Marx wrote his Contribution to the Critique of Hegel’s Philoso- 
phy of Law, in which he first began to elaborate the principles 
of his new theory, and up to the early 1890s, when Engels wrote 
his well-known letters on historical materialism, summing up the 
results of his and Marx’s elaboration of the fundamental prob- 
lems of social cognition). All these years, they kept re-examin- 
ing in a critical spirit the experience they had gained through 
a study of various aspects of life under capitalism and an analy- 
sis of the achievements and conclusions that were at the dispos- 
al of the social sciences at that time. 

Historical materialism developed in constant polemics with 
institutionalised, academic bourgeois social science. in opposition 
to its conceptions. Hence the attitude of bourgeois social scien- 
tists to historical materialism: they ignored it in the lifetime of 
its founders (alongside criticism and “refutations’), and later on 
resorted to an ever more refined falsification of its major propo- 
sitions. 

Nevertheless. in the specific conditions of capitalist develop- 
ment in the final decades of the 19th century, Marxism aroused 
exceptional interest, especially among the revolutionary-minded 


* Karl Marx. “Contribution to the Critique of Hegel’s Philosophy of 


Law. Introduction”, in: Karl Marx. Frederick Engels, Collected Works, 
Vol. 3. 1975, p. 182. 


39 


representatives of the working class in countries such as Britain. 
France, Germany and Russia (and = many other countries of 
Europe and America), which were entering the phase of accel- 
erated industrial development. Capitalist industrialisation in these 
countries swelled the ranks of the proletariat. promoted its rapid 
concentration, and aggravated many social contradictions. It is 
only natural, therefore, that in their quest for an answer to the 
burning questions of social development progressive social strata 
in these countries increasingly turned to Marxist thought. The 
experience accumulated by revolutionary and national liberation 
movements in that period also promoted a rapid spread of Marx- 
ism on the European and American continents. 

The spread of Marxism, however, was accompanied by an 
activisation of forces which opposed the very idea of radical so- 
cial transformations, taking an apologetic stand with regard to 
the capitalist system. At that time, the question about the ways 
of its transformation-—reform or revolution was particularly 
acute, causing numerous disputes and discussions and so also 
various utopian and often most contradictory projects of social 
“renewal”. 

Thus, the European socialist working-class movement was 
marked by ever more evident retrograde tendencies, connected 
with the attempts of some of its leaders (Eduard Bernstein, Karl 
Kautsky and others) to revise and re-interpret the major propo- 
sitions of the Marxist doctrine of revolution. ‘Trends connected 
with right-wing opportunism and revisionism were gaining 
ground, and there was also a wide spread of “leftist” theories (in 
the form of “revolutionary syndicalism”. —mostly in the Romanic 
countries where anarchist traditions were particularly tenacious). 

In the conditions of the steady rise of the revolutionary work- 
ing-class movement, the task of defending the achievements of 
Marxist thought became ever more imperative. Marxist propa- 
gandists were doing a great deal to that effect. Josef Dietzgen 
and Franz Mehring (Germany), Paul Lafargue (France), Dmit- 
ri Blagoev (Bulgaria), Antonio Labriola (Italy), José Mesa 
(Spain), Georgi Plekhanov (Russia), Carlos Maridtegui (Peru), 
and others raised a resolute voice against any distortions of the 
key theoretical propositions and conclusions of the Marxist 
doctrine. 

The advocates of Marxism also did a great deal to develop 


40 


i . 


the principles of the scientific critique of idealism and subjectiv- 
ism in philosophy and sociology. A critical analysis of the expe- 
rience of the working-class movement and social development 
in general, on the one hand, and of the tendencies of its reflec- 
tion by bourgeois thought and the petty-bourgeois mentality, on 
the other—such was the main line along which Marxist propa- 
gandists sought to strengthen the positions of the scientific world 
outlook. 

Under the deepening socio-political crisis of tsarism in Russia 
and a steady upswing of the revolutionary movement, the ad- 
vanced section of the Russian society in the final quarter of 
the 19th century showed a growing interest in Marxism and, 
in their search for answers to the urgent questions of the day, 
increasingly turned to Marxism. It was necessary to combat the 
various revisionist trends in philosophy and sociology, which were 
spreading and becoming ever more active both in Europe and 
Russia itself, and which openly sought to falsify the Marxist 
doctrine. In Russia’s liberal philosophical, economic and _socio- 
logical thought in the late 19th and early 20th centuries, there 
was hardly a single trend which did not seek a “dialogue” with 
Marxism, claiming either to “refute” or to “supplement” and 
“critically develop” it in a bid to adapt Marxism to the needs 
of an ideological renewal of the various devalued and bankrupt 
apologetic bourgeois doctrines. 

There was an abundance of such trends: economism, Narod- 
ism. “legal Marxism” (and in bourgeois philosophy —Machism, 
the Russian version of empirio-criticism1), to say nothing of open- 
ly anti-Marxist trends, and all of these clamoured for a “review” 
of the theoretical legacy of Marx and Engels. 

In these extremely complicated conditions, the most pressing 
task was to maintain and defend the progressive Marxist revo- 
lutionary doctrine. In order to do that, one had to answer the 
imperative questions of the revolutionary movement, its theory 
and practice. Under the confrontation between the progressive, 
proletarian ideology and the reactionary, bourgeois ideology of 
the period, all this required, first and = foremost a convincing 
theoretical and socio-critical analysis of the unsound petty-bour- 
geois and other similar philosophical and sociological theories. 

In late 19th-century and early 20th-century Russia, that task 
was undertaken by Lenin, whose works contained the fullest and 


41 


consistent answer to the objective of maintaining and develop- 
ing the Marxist theory in a creative spirit. 

Lenin made an immense contribution to the struggle against 
bourgeois revisionist and dogmatic distortions of the Marxist 
theory. ushering in a new period of its fruitful development. Le- 
ninism) was a direct continuation of the Marxist doctrine and 
a new phase in its history, a major achievement not only of Rus- 
sian. but also of world science and culture. Lenin’s contribu- 
tion to the development of Marxism was not confined. as West- 
ern theorists sometimes allege, to the historical destiny of Russia 
alone. Having tied in the tasks of its revolutionary transforma- 
tion with the main conclusions stemming from the Marxist doct- 
rine, Lenin creatively developed that doctrine in accordance with 
the new realities of world development and the present epoch as 
a whole. That ts why Lenin’s contribution to Marxist theory is 
still relevant in our day. 

In his first major work What the “Friends of the People” Are 
and How They Fight the Social-Democrats, written in 1894, 
Lenin already analysed and invalidated the sociological views of 
the Russian Narodniks (as well as sociological subjectivism as a 
whole), their interpretations of social life, and showed _ their 
unscientific basis. 

In a period when both Russian and Western sociology were 
witnessing a revival of Comtism and positivism, on the one hand, 
and a growing interest in neo-Kantianism with a resultant emer- 
gence and strengthening of subjectivist orientations, on the other, 
Lenin's theoretical conclusions reaffirmed that the truly  scien- 
tific tradition of sociological thinking goes hack to the Marxist 
philosophy, and that this tradition is closely tied in with the 
scientific dialectical methodology of social cognition. It was 
Marx. as Lenin emphasised, who had discovered and explained 
from a consistently scientific standpoint the objective laws of the 
society and its progressive development. for the first time ever 
putting sociology on a strictly scientific basis. 

In that work. Lenin showed the essence and the indissoluble 
unity of the philosophical and general sociological foundations 
of Marxist social theory. In accordance with Marx, he proved 
that the dialectical method, “which consists in regarding society 
as a living organism in a state of constant development’, had 
~— ? Sce V. 1. Lenin, Collected Works, Vol. 1. pp. 165-66. 


42 


been and remained the only scientific method of social cogni- 
tion.t In his polemics with the subjectivist sociological concep- 
tions of the Russian Narodniks (and other similar theories), J.e- 
nin emphasised that under the Marxist approach the society is 
viewed as an aggregate of social relations constituting an inte- 
gral social organism, which changes according to objective laws 
intrinsic to it alone.? 

Lenin's What the “Friends of the People’ Are and How They 
Fight the Social-Democrats was of great importance for a cri- 
tique of the whole system of subjective-idealist views character- 
istic of Russian (and foreign) idealist philosophy and sociology. 
‘That work marked the beginning of a new stage in the develop- 
ment of Marxism, in the elaboration of the key problems of 
Marxist social theory. It reflected one of the main specific fea- 
tures of Lenin’s thinking as a Marxist philosopher and sociologist: 
his ability to apply general principles and theoretical proposi- 
tions to an analysis of concrete historical and social reality, to the 
political tasks stemming from the conditions of the class strug- 
gle carried on by the proletariat and its allies. 

In that work. Lenin countered subjectivism and the metap- 
hysical method of thinking with Marxist dialectics, applying the 
scientific dialectical assumption that truth is concrete to the cog- 
nition of social life. He elaborated the materialist understanding 
of the laws of social development. and the role of the masses, clas- 
ses. and individuals in history. Examining the essence of the re- 
volution in philosophy and social cognition carried out by Marx 
and Engels, Lenin passionately defended the Marxist, material- 
ist understanding of history and continued elaborating such key 
categories of historical materialism as socio-economic formation, 
mode of production, social relations, etc. 

Ihe principles for a critique of anti-Marxist philosophical and 
sociological conceptions outlined in that work were subsequently 
deepened and developed in Lenin’s later works. He gave a 
meaningful critical analysis of the “objectivism” of bourgeois 
social science in “The Economic Content of Narodism and the 
Criticism of Tt in Mr. Struve’s Book’, an article written and 
published in 1894-1895, and also in his Uneritical Criticism, 
which came out in 1900. In these works. Lenin showed the futil- 

"Tbid., p. 165. 

* Ibid., p. 166. 


ity of the efforts by the so-called “legal Marxists’ to impose a 
“supra-class” stand and abstract “humanism” on social science. 

In contrast to the bourgeois objectivism of the “legal Marx- 
ists”, Lenin advocated a consistent Marxist understanding of the 
partisan nature of the social sciences. He showed the faults of 
Narodism and “legal Marxism”, conditioned by their petty-bour- 
geois class nature: idealism, inconsistency, “abstract dogmatism” 
and, in consequence of that, an inability to make a concrete 
analysis of real phenomena. Coming out against any dogmatism, 
Lenin emphasised: “We do not regard Marx's theory as some- 
thing completed and inviolable; on the contrary, we are convinc- 
ed that it has only laid the foundation stone of the science which 
socialists musé develop in all directions if they wish to keep pace 
with life.” 

The works written by Lenin on the eve of the First Russian 
Revolution of 1905 and right after it made a considerable con- 
tribution to Marxist social theory. 

In these works (Where to Begin, What Is to Be Done?, One 
Step Forward, Two Steps Back, and Two Tactics of Social-De- 
mocracy in the Democratic Revolution), he focussed on a dia- 
lectico-materialist analysis of the working-class struggle and its 
tactics under a bourgeois-democratic revolution and the perspec- 
tives of its development into a socialist revolution. In elaborating 
the problems of the working people's revolutionary struggle, Le- 
nin developed and specified the key propositions of the Marxist 
doctrine on the growing importance of the subjective factor in 
the historical process, ou the role of the masses. the proletariat 
and its party in a democratic revolution, and on the diversity of 
the concrete forms and methods of the working people's class 
struggle for radical social transformations. 

Against the background of the intensive struggle between clas- 
ses and ideologies, which in that period permeated virtually every 
area of life in Russia, Lenin continued his struggle against bour- 
geois and petty-bourgeois conceptions, which were hostile to his- 
torical materialism, which rejected the proletariat’s leading role 
in the bourgeois-democratic revolution as the vanguard of the 
working masses. and which saw the bourgeoisie as the “hegemio- 


nic force” of the social movement. He proved beyond any doubt 


"VL 1. Lenin, “Our Programme”, Collected Works, Vol. 4 
pp. 211-12. 


, 1977. 


44 


SS oe Ee 


that these theorists took a bourgeois class stand, that they delib- 
crately “disparage the materialist conception of history by  ig- 
noring the active, leading and guiding part which can and must 
be played in history by parties that have realised the material 
prerequisites of a revolution and have placed themselves at the 
head of the progressive classes." 

Lenin showed that under the new balance of forces in Russia, 
the revolution-fearing bourgeoisie wanted a compromise, a deal 
with tsarism in order to retain its privileges and its position, that 
the true hegemonic force of the revolution was the working 
class, which was able in alliance with the peasantry and other 
scni-proletarian strata to carry out radical social transforma- 
tions, and that such an alliance of the toiling classes was an ex- 
pression of the objective law of action by the masses, the leading 
force of history. 

In his “Preface to the Russian Translation of Karl Marx's 
Letters to Dr. Kugelmann” (1907), Lenin emphasised the need 
to regard history “from the standpoint of those who make it” 
and to attach paramount importance to “the Aistorical initiative 
of the masses”, tying in the theory and practice of revolutionary 
transformations, as required by the conditions of the working 
people's struggle for their vital rights, without any attempts to 
adjust or distort these in order to justify the existing system.’ 

After the defeat of the revolution of 1905, Russia went through 
a period of reaction. The prevailing mood in the country was 
one of pessimism, with a marked invigoration of diverse idealis- 
tic philosophico-religious trends, including those of god-seeking 
and god-building. Via journalism, fiction and art, the ideas con- 
nected with these trends spread among and were assimilated by 
diverse social groups and strata. ‘Their influence was also evident 
among Russia’s working class. 

In analysing the ideological situation at the time, Lenin for- 
mulated a set of basic theoretical propositions of historical mia- 
terialism, showing the specifics of political and spiritual culture, 
and the peculiarities of its functioning under definite class rela- 
tions and socio-class structures. In such articles as “Party Orga- 
nisation and Party Literature” (1905), “Leo Tolstoy as the Mir- 

*V. 1. Lenin, “Pwo ‘Tactics of Social-Democracy in the Democratic 


Revolution”, Collected Works, Vol. 9, 1977, p. 44. 
Vid. Lenin, Collected Works, Vol. 12. 1977, pp. 109, 111. 


ror of the Russian Revolution” (1908), “Marxism and Revision- 
ism” (1908), he showed the concrete sociological content of the 
processes in spiritual life connected with literary, scientific, po- 
litico-journalistic and other types of creative spiritual activity. He 
showed that the artist, scientist or journalist is closely tied im 
with the society in which and for which he works, that he is 
responsible to it for the results of his work, for his special, con- 
scious civic stand, which implies defence of the definite interests 
of definite classes and the partisan nature of literature, art, phi- 
losophy and other social sciences. In his “Marxism and Revi- 
sionism”, Lenin pointed out the philosophical sources of revision- 
ism in the working-class movement and exposed the attempts 
to “combine” Marxism with hostile idealistic doctrines and to 
renounce materialist dialectics. 

Lenin’s articles aimed against the influence of religious ideas 
on the working-class movement, primarily The Attitude of the 
Workers’ Party to Religion and Classes and Parties in Their <At- 
litude to Religion and the Church (spring and summer 1909), 
were of exceptional importance in that period. In these articles, 
Lenin outlined and substantiated the Party’s tactics in matters of 
religion on the strength of the basic propositions of Marxist athe- 
ism, supplementing and developing these in a brilliant way. 

In that period of political reaction, idealist philosophy served 
as an active ideological vehicle for the attempts to revise the 
basic theoretical principles of the Marxist doctrine. In their 
struggle against that doctrine, the ideologues of the Russian 
bourgeoisie turned to the “latest” (including Western) forms of 
idealism, spreading disbelief in the existence of objective laws of 
social progress and the possibility of their scientific cognition. In 
these complicated conditions, it was more important than ever 
before to expose the idealist and subjectivist tricks of bourgeois 
philosophy and social science. 

In his Materialism and Empirio-Criticism, which he wrote in 
the period from February to October 1908, and which became 
his main philosophical work, Lenin gave a well-argumented crit- 
ical analysis of the “latest’’ forms of idealism. In that book, he 
answered the difficult questions raised by the development of 
philosophy, the natural sciences and social cognition. In the bril- 
liant polemical form of an intense and ceaseless dialogue with 
the opponents of Marxism, Lenin invalidated the idealistic spec- 


46 


ulations on the latest theoretico-cognitive and social problems, 
and gave a detailed solution of these problems from the stand- 
point of dialectical and historical materialism. 

He then went on to criticise the idealistic schools of bourgeois 
philosophy and sociology of the imperialist epoch. He examined 
the idealistic roots of the subjectivism of the so-called “empirio- 
critical” philosophy and showed it to be antithetical to the scien- 
tific materialist understanding of the problems of natural science 
and social cognition. Empirio-criticism (as represented by the 
Russian Machists) sought to “supplement” and “develop” Marx- 
ist philosophy on the principles of agnosticism. Tracing the con- 
nection of empirio-criticism to the so-called “immanent school” 
and other idealistic tendencies in philosophy, Lenin showed the 
reactionary nature of its conceptions, which lead up to fideism 
(reliance on faith rather than reason). 

Lenin criticised V. Bazarov, .\. Bogdanov (Malinovsky) and 
other Russian Machists, and showed the complete untenability 
of their “theories”, in which social being was in effect identi- 
fied with social consciousness. He showed that the objective logic 
of social development and its laws could not be reduced to a 
subjective reflection of social reality by the human consciousness. 
Consistently advocating the materialist approach to social re- 
search, Lenin brought out and substantiated the basic uniformi- 
ties of the dialectics of social being and its reflection in human 
consciousness, the former’s independence from the latter and, 
at the same time, the active, creative role of social consciousness 
(primarily the consciousness of progressive social classes) in the 
fundamental transformations of the capitalist society. 

In Materialism and Empirio-Criticism, Lenin upheld the Marx- 
ist understanding of cognition, just as philosophy itself, as a 
socially conditioned process. He proved the unavoidably partisan 
nature of any philosophy, including that which claims (as the 
Machists did) to “overcome the extremes” of materialism and 
idealism, and to have its special “supra-party” world outlook. In 
actual fact, as Lenin showed, the “‘supra-party” position of the 
Machists primarily meant a refusal to put philosophy at the ser- 
vice of scientific cognition and its progress. He countered the 
Machists’ claims with the consistent and strictly partisan posi- 
tion of Marxist philosophy, which geared the process of man’s 
cognition of the world to the task of its radical transformation. 


47 


While elaborating the cardinal problems of scientific material- 
ist philosophy, Lenin sought to propagate the Marxist heritage as 
a whole. In March 1913, he published “The Historical Destiny 
of the Doctrine of Karl Marx”, which contained a scientific pe- 
riodisation of the main stages in the development of Marxism. 
Another of his works published that year--—’The Three Sources 
and ‘Three Component Parts of Marxism’—analysed the histor- 
ical roots of the Marxist doctrine, its continuity with the early 
achievements of progressive thought. In November 1914, Lenin’s 
short article “Karl Marx” was published. Written specially for 
the Granat Encyclopaedia, it was meant for the mass reader and 
gave a full and profound characterisation of Marx’s doctrine in 
a simple and concise form. 

Lenin’s Imperialism, the Highest Stage of Capitalism (1916) 
was a creative elaboration of the main conclusions of Marx’s 
analysis of capitalism. In that book, he showed the dialectics of 
the contradictions in the social and economic development of 
the contemporary capitalist society, which created the prerequi- 
sites for a socialist revolution, for a replacement of capitalism 
with socialism. On the strength of his earlier-discovered law of 
imperialism’s uneven economic and political development, Lenin 
consistently substantiated and developed his earlier conclusion 
(first formulated in his work “On the Slogan for a United States 
of Europe” in 1915) about the possibility of a socialist revo- 
lution winning out first in one or several countries. 

Later on, Lenin continued to focus his attention on the ques- 
tion about the ways and forms of socialist revolution. The key 
problems of Marxist social theory connected with that question. 
analysis of the class essence of different types of democracy 
and dictatorship, forms of power, and conditions under which 
the state is maintained or disappears—were examined in The 
State and Revolution (1917), The Proletarian Revolution and 
the Renegade Kautsky (1918), The State (1919), “Left-Wing” 
Communism—an Infantile Disorder (1920), and others. 

Lenin specified, deepened and developed the main problems 
of Marxist social theory in the context of the concrete tasks of 
the working-class struggle. He not only tied in Marxist ideas 
and conclusions with the needs of revolutionary practice, but 
creatively developed and applied these ideas in the course of 
the socialist revolution in Russia and in the subsequent struggle 


48 


to restructure the backward country and turn it into an advanced, 
economically and politically independent state, the first state 
in history to build a socialist society, which took a short time 
to eliminate exploitation, mass unemployment, illiteracy, econom- 
ic and social inequality. 

Lenin’s contribution to the social theory founded by Marx 
and Engels is not confined to some of its aspects or conclusions. 
Lenin’s theory of revolution, his doctrine of the state, and his 
ideas on socialist construction consistently developed, deepened 
and supplemented the crucial philosophical and sociological con- 
clusions of Marx and Engels. The practice of building the new 
society in the USSR and other countries, now advancing along 
the road of socialism, peace and progress, reaffirms the histori- 
cal value of Lenin’s contribution to the scientific revolutionary 
theory of the world’s renewal. 

Lenin’s contribution to Marxist theory is inseparable from the 
doctrine bequeathed to us by Marx, Engels and their followers. 
He is the one who extended the conclusions of Marxism to so- 
cial practice in the 20th century. As a continuation of Marxism, 
Leninism makes up with it a single, indivisible whole: Marxism- 
Leninism. The Marxist-Leninist doctrine is the Marxism of the 
20th century. 


* %x* 


In summing up Chapter Two, let us go over its main points: 

--Marxist social theory emerged as a continuation and de- 
velopment of the main achievements accumulated by the earlier 
philosophical and social thought of the most advanced countries; 

—developing in the course of intensive class battles in the 
capitalist society, that theory was a logical result of the scientific 
analysis of its main tendencies, the outcome of the new, material- 
ist understanding of history; 

--that theory was founded by Marx and Engels, and Lenin 
elaborated its main propositions in a consistent and creative way; 

—Lenin upheld historical materialism against attacks by its 
adversaries, deepening, developing and creatively applying its 
key propositions to the practical revolutionary transformation of 
the capitalist society; 

the importance of Lenin’s contribution to Marxist social 
theory is confirmed by the whole course of present-day social de- 
velopment. 


4—1807 49 


Chapter Three 
THE SOCIETY AND HISTORY 


1, NATURE AND THE SOCIETY 


Marx and Engels showed in The German Ideology that the very 
existence of living human individuals is the first real prerequisite 
of human history. That is why the first concrete fact from 
which one should proceed in studying the history of the human 
society is “the physical organisation of these individuals and their 
consequent relation to the rest of nature’.1 Man, just as the 
society in which he lives, is a part of nature, is inseparable from 
it and keeps interacting with it. 

What is the interconnection between the human society and 
the natural world? What is its basis? 

Marxist theory answers each of these questions on the assump- 
tion that man cannot exist without satisfying his intrinsic, natu- 
ral, biological needs, primarily the need for food, clothes, a roof 
over one’s head, protection from adverse natural isfluences (nat- 
ural disasters, etc.) 

The source from which all these needs are met is human la- 
bour. As he begins to work in order to produce the values neces- 
sary to maintain his existence, man enters into direct contact 
with nature. Joining their efforts in the labour process, people 
produce the necessary food and clothes, build houses, etc. 

From the earliest days of human history, labour, material pro- 
duction has been the initial prerequisite for an interaction be- 
tween people and the surrounding natural world, a source of the 
interconnection between nature and society. The genesis of the 
human society is closely tied in with human labour, with the de- 
velopment of material production. 

It was only with the development of labour activity that man 
gradually stood out from nature. The historical importance of 
labour was brilliantly analysed by Engels in “The Part Played 
by Labour in the Transition from Ape to Man” (1876). He 


* Karl Marx, Frederick Engels, Collected Works, Vol. 5, 1976, p. 31. 


50 


eae 


showed the emergence of man and primitive human association 
with the development of human labour itself, of labour activity 
as production by people of the means and conditions for their 
existence. In the process of labour (which was the initial form 
of man’s interaction with the surrounding natural world), man 
learned to produce, i.e., to create the material values he needs, 
developing material and spiritual culture and changing his own 
self. 

How did that process occur? 

At first, man took the necessary material values from nature 
in ready-made form, but eventually he also learned to make such 
values from the simple natural components available to him 
(wood, stone, etc.). In order to meet his vital needs, man was 
obliged to keep perfecting his tools and the techniques of pro- 
ducing these. Their perfection was parallelled by a development 
of man’s labour skills. So, the character of labour and its orga- 
nisation kept changing. 

As labour was complexified, man had ever greater possibil- 
ities for influencing nature. The development of labour cooper- 
ation had immense consequences for the formation of man as a 
social being. Social relations between people took shape in close 
connection with the development of their joint labour activity, 
with the development of the social character of labour. 

Marx and Engels resolutely came out against any idealistic 
conceptions of labour and of human activity as a whole. Such 
conceptions are still being expounded by anthropologically orient- 
ed and subjectivist trends of non-Marxist philosophy, which 
contrast man and the society with the natural world, and so ac- 
centuate the “antithesis” between the production and the spiri- 
tual aspects of social life. 

Marx and Engels showed that any attempt to contrast nature 
and the society is based on essentially incorrect, idealistic premises, 
and that it is only possible to take a scientific view of the cor- 
relation between the social and natural prerequisites of human 
life from the standpoint of the dialectico-materialist world out- 
look. On the strength of such a dialectico-materialist understand- 
ing of the correlation between these two aspects of human life 
and activity—an understanding of the dialectical interdependence 
of the natural and the social—Marxism shows the formation 
and development of human practice in the course of interaction 


4* 


51 


&G 


between man and nature as the first and necessary prerequisite 
of that activity. 

Geographical environmeni. The geographical environment 
constitutes the immediate natural conditions of human labour 
activity. 

The geographical environment is the part of nature (soil, riv- 
ers, seas, climate, etc.) that is connected with all the aspects of 
human life and activity in the society. 

Marxist social theory views the society as a discrete part of 
nature, coming out against the two extreme views: against an 
exaggeration of the role of nature in social development and 
against any underestimation of its influence on social progress. 

The scientific explanation of the interconnection between the 
natural and the social conditions of human life is based on this 
dialectical formula: “In changing nature, man changes his own 
self.”” One of the cornerstones of Marxist social theory is Marx’s 
proposition that nature influences human history solely through 
material production, depending on the level of its development.’ 
‘That proposition makes it possible to see how purposeful human 
activity changes the natural conditions of human life, influences 
man’s access to natural resources and through these exerts an 
impact on the society. 

At the same time, the interaction between man and nature 
cannot be reduced to a one-way “appropriation” of natural re- 
sources by human beings. As man’s habitat, nature itself is a cru- 
cial condition of his activity. 

It is common knowledge that the geographical and ecological 
environments have a marked influence on the development of 
man’s production of material values. That influence, however, 
should not be oversimplified, for it manifests itself in the con- 
text of definite social conditions of production. The availability 
or absence of mineral resources, a favourable or unfavourable 
climate, and other geographical factors can have a certain in- 
fluence on the development of production. In themselves, how- 
ever, these factors do not predetermine the nature of the produc- 
tion process and social development. They can only promote or 
slow down the development of social production, thereby also in- 
fluencing the process of social development. 

One should only look at the problems of economic back- 

See Karl Marx, Capital, Vol. I, pp. 480-82. 


52 


wardness facing some developing countries to understand that con- 
crete interdependence. In spite of their abundant mineral re- 
sources, their favourable climate and rich farmland, these coun- 
tries cannot as yet make full use of their resources. They are 
prevented from doing so by the political and economic sway of 
big transnational corporations (TNCs), imposed and sustained by 
imperialism. The TNCs use every means at their disposal to make 
profit through the plunderous exploitation of the developing 
countries’ natural and manpower resources. That is one of the 
aspects of the interaction between nature and the society under 
capitalism. Under socialism, the interaction between them is 
quite different. Rational use of natural and manpower resources 
under socialism is a powerful instrument for accelerating social 
progress. 

So, it is precisely under the influence of social factors that 
human attitudes to nature as to the source of material values 
and a natural habitat keep changing and material production 
keeps developing. An exaggeration of the influence of climate (and 
the geographical environment as a whole) on social development, 
which marks a number of sociological approaches, usually leads 
to a one-sided understanding of the interaction between nature 
and the society. These approaches are part of the so-called geo- 
graphical trend, which comprises both “traditional” theories of 
non-Marxist sociology based on a naturalistic exaggeration of 
the role played by the geographical environment in social devel- 
opment (the geographical determinism theories of Henry Tho- 
mas Buckle, Victor Cousin and others, “social geography”, and 
geopolitical doctrines justifying the political, economic and mil- 
itary expansion of the imperialist states on the pretext of the 
need for “living space”), and relatively new (ecological) con- 
ceptions, which are looking for ways to “alleviate” the contradic- 
tions of capitalism through a more rational use of natural re- 
sources. 

On the strength of its understanding of the dialectical inter- 
connection between nature and the society, Marxist social theory 
regards the society as a sphere of the integral natural world, and 
the relations between the society and nature as an interaction 
between part and whole. 

Nature exerts a diverse influence on social life. Under its im- 
pact and with a view to its consequences, people themselves exert 


53 


an active and deliberate influence on the elemental forces of 
nature, channelling these along the required lines. Naturally, the 
character of that reciprocal influence depends on the level of 
science and material social production, on the social conditions, 
which determine the purpose of man’s use of nature: in order 
to benefit the society as a whole (as under socialism) or only to 
meet the private interests of groups and individuals (as under 
capitalism, whose main law has been and remains the private- 
property law of maximising profit). 

Ecological problems: their causes and effects. With the deve- 
lopment of the society, the sphere of its active influence on na- 
ture has been expanding. The connection between the natural and 
social conditions of human existence is ever closer. That is evi- 
dent from the numerous ecological problems, which have re- 
cently taken a much graver turn against the background of the 
general economic and social crisis of capitalism. 

These problems have now acquired truly global dimensions, 
for they affect not only the highly developed capitalist countries, 
but also the developing countries of Asia, Africa and Latin Ame- 
rica, whose natural resources continue to be ruthlessly exploited 
by the West with the use of neocolonialist methods. Soil erosion, 
pollution of rivers, lakes and seas and of the World Ocean itself, 
poisonous industrial waste killing plants and animals, extermina- 
tion of rare species of animals (crocodiles, turtles, etc.) to meet 
the whims of the capitalist fashion market—all these are the 
results of an inhuman attitude to nature and lead to a serious 
worsening of the ecological situation in the world. 

It is only natural, therefore, that ever more people in the West 
as well have been urging the need to eliminate the threat of an 
ecological catastrophe (including that connected with the stock- 
piling of nuclear, chemical and bacteriological weapons). The 
movements for the right to life, for peace on the Earth, and in 
defence of the environment are becoming a major universal 
factor of political life. In the USA, Britain, the FRG and other 
countries, these movements have engendered independent polit- 
ical parties, which denounce the arms drive of the hourgeois states 
and are against the stockpiling of lethal nuclear weapons. These 
movements also help to draw the attention of broad strata in their 
countries to the need to combat the shortsighted ecological poli- 
cy of the capitalist states. 


54 


i 


The Soviet Union and the other socialist countries have always 
come out against the arms race, for general and complete disar- 
mament. Mankind has no other reasonable alternative for the 
future except peaceful coexistence. It is only in the conditions 
of peaceful cooperation between states with different social sys- 
tems that major steps can also be taken to a rational practical 
solution of the ecological problems of our day. 

A rational solution of these problems, just as their emergence, 
has definite political and social prerequisites and consequences. 
Under socialism man’s conscious efforts to protect nature make it 
possible to maintain and keep multiplying its resources, while the 
plunderous capitalist exploitation of nature dictated by an urge 
to maximise profit inevitably leads to its extermination and up- 
sets the ecological equilibrium. That often has negative social 
consequences, worsening the people’s health by way of pollution 
of the environment, crop failures, food shortages, etc. Under 
the capitalist system, many of these problems keep getting 
worse. 

Population. The main productive force of the society is man 
himself. Unravelling the mysteries of nature and transforming 
nature and the society in the course of his labour activity, man 
also exerts a direct influence on the production and reproduc- 
tion of his own life. 

The population’s growth rate, composition and density change 
with the development of the society. Changes in the birth rate, 
the overall rate of population growth, the density of the popula- 
tion, its age structure, and other demographic factors entail defi- 
nite changes in the economic, political and other spheres of the 
society’s life. So, the population influences the society’s life as 
a whole. At the same time, social conditions can also exert (and 
often do exert) a direct influence on population growth. In oth- 
er words, there is a close bilateral connection between social de- 
velopment and the population. 

Mankind’s history shows that social development paves the way 
for faster population growth. The accelerating growth of the 
world’s population is directly dependent on the development of 
material social production: the replacement of old modes of 
production with new and more progressive ones usually entails 
an increase in the rate of population growth. 

Here is how the population of the Earth has grown in differ- 


35 


ent historical periods. At the beginning of the Low Paleolithic 
period, the population of the Earth was around 100,000-200,000, 
rising to about one million by the beginning of the Upper Paleo- 
lithic period, to 10 million by the beginning of the Neolithic pe- 
riod (before the transition to cropping) and to 50 million by the 
end of that period (after the transition to cropping). At the 
beginning of our era the figure was 230 million, reaching 1 bil- 
lion at the beginning of the 19th century, 2 billion by 1930, 3 
billion by 1961, and 4 billion by 1976. At the beginning of 1984, 
the figure was 4.7 billion. In the 1970s, the population’s growth 
rate went up to 2 per cent a year, which could be described as 
a population explosion. 

Back in the 19th century, the British economist and clergyman 
Thomas R. Malthus formulated his “law” asserting an imbalance 
between population growth and the production of the means of 
subsistence. Malthus claimed that population growth always tends 
to outrun the growth of material production, causing many of 
mankind’s afflictions: unemployment, poverty, hunger and mate- 
rial privation. The only way to avert these misfortunes, he be- 
lieved, was to impose rigid control over the birth rate among 
the “lower classes” and limit the growth of the working popula- 
tion. 

Later on, bourgeois ideologues turned the Malthusian doctrine 
into an instrument of their pseudo-scientific apologetics of eco- 
nomic and social inequality under capitalism, using it to obscure 
the aggressive ambitions of neocolonialism and the ruthless ex- 
ploitation of the natural and manpower resources of the develop- 
ing countries. Present-day Malthusians urge the need to mini- 
mise population growth in the developing countries of Asia, 
Africa and Latin America, straining to prove that this could pre- 
vent the emergence of new millions of unemployed, hungry and 
homeless. In the guise of family planning, projects to regulate 
population growth rates, etc., the neo-Malthusians have been 
trying to push through racist and inhuman ideas. 

The Malthusian doctrine was invalidated back in the 19th 
century by the founders of scientific communism, who showed 
that it is not a population surplus that puts pressure on social 
production, but that, on the contrary, the development of the 
productive forces under capitalism creates an army of “redun- 
dant” people. Marx saw such a dependence as the law of popu- 


56 


me ND 


lation intrinsic to capitalism. Revealing the socio-economic pre- 
requisites of the operation of that law, he scientifically substantiat- 
ed the conclusion that population growth in the society is deter- 
mined by the totality of the concrete historical conditions of its 
development. 

That conclusion is confirmed by the present demographic sit- 
uation in the world. The final third of the 20th century has 
become a period of unprecedented population growth on the 
planet as a result of a drop in mortality and a rise in the birth 
rate, mostly in the developing countries, which account for 90 
per cent of the total population growth. The UN World Confer- 
ence on Population at a governmental level, held in Mexico 
City in August 1984, expressed extreme concern over the imbal- 
ance between population growth, the planet’s resources and 
the state of its ecology. It was noted that almost one billion peo- 
ple in the world were already suffering from hunger and malnutri- 
tion, and that by the end of the century, when the planet’s pop- 
ulation reached 6.1 billion, only one-half of all the developing 
countries would be able to feed their population. One of the 
causes of such a state of affairs is the economic dependence of 
these states on their former metropolitan countries and, as a re- 
sult of that dependence, the extremely poor and lopsided devel- 
opment of their productive forces. 

In the conditions of social change, which accelerated once 
these countries rose to political independence, the development of 
the productive forces continued to lag behind population growth. 
That called for a special population policy to regulate that 
growth, a policy which has already been adopted by about 40 
Asian and African states. But the birth control measures adopted 
under that policy naturally cannot resolve the grave population 
problems. As the participants in the World Conference unani- 
mously recognised, these problems should be solved in the context 
of the concrete economic and political conditions of each 
country. 

The population is a factor of social development, although it 
is not decisive. Its growth rate and density can markedly facili- 
tate or obstruct social development. Thus, low density could mean 
a slower growth of economic ties, inadequate division of labour, 
and a less than full development of the natural resources of some 
regions. A high density, on the other hand, creates prerequisites 


o7 


for an intensification of production, division of labour, etc., 
but it could also cause underuse of manpower resources. In each 
particular case, the development level of production is determined 
by the nature of the social system, and not only by the density 
of the population. Population growth does not in itself deter- 
mine the course of social development. 

To sum up, nature, the geographical environment and the 
population factor constitute the necessary conditions of human 
life and production activity. These conditions are a constant 
two-way link between nature and man, between nature and the 
society, close and indissoluble: just as nature is a necessary pre- 
requisite of the human society, remaining its necessary compo- 
nent, so the society itself is a part of the natural world. 

So, while constituting the necessary and ever-present natural 
material conditions of human life in the society, the geographi- 
cal environment and population growth are not the crucial fac- 
tors of social development. Such a factor, or prerequisite, is the 
production of material values. 


2. PRODUCTION 


People’s material production activity aimed at meeting their 
vital needs is seen by Marxist social theory as the starting point 
of human life in the society. 

Marx and Engels showed in The German Ideology that the 
production of material values by people is not confined to meet- 
ing their vital needs, but also involves a reproduction of their 
mode of life as a whole. They explained the importance of pro- 
duction activity for the moulding and development of man him- 
self as a social being. They tied in their understanding of man’s 
social nature with the view of material production as a special 
type of activity which forms the basis for the whole range of re- 
lations that unite people and constitute the society.t 

Later on, in analysing the uniformities regulating these re- 
lations in his Capital, Marx brought out the main prerequisites, 
which are rooted in the development uniformities of the process 
of material social production. He showed how socio-economic, 
ideological and other relations emerge and develop from that pro- 


‘ See Karl Marx, Frederick Engels, Collected Works, Vol. 5, p. 31. 


58 


cess, giving rise to historically conditioned types of social organi- 
sation. As he deepened and elaborated one of the basic catego- 
ries of scientific social theory, the category of the mode of pro- 
duction, Marx started from the unity of the relations and condi- 
tions of material social production. 

Mode of production. This category is central to Marxist social 
theory and is therefore closely connected with its other categories. 
lo understand it, one should turn to such key concepts of Marx- 
ist social theory as labour, the objects and means of labour, ma- 
terial production (or the production of material values), the in- 
struments and means of production, the productive forces, and 
the relations of production. The initial concept here is labour, 
and that is where we shall begin. 

As it was explained above, it was labour which enabled man 
to stand out from nature. People meet their prime wants in food, 
clothes and housing by means of labour. Nature cannot supply 
them with the necessary material values in ready-made form. 
In order to obtain these values, it is necessary to produce them, 
and that requires labour. 

That is why labour is one of man’s prime wants. 

What is labour? It is a process in which human activity me- 
diates, regulates and controls the metabolism between man and 
nature. Acting on natural objects in a purposeful way, man trans- 
forms them. 

Even the gathering of fruits, which are given to man by na- 
ture in “ready-made form”, hunting, fishing, etc., are part of 
the mutual exchange between man and nature, a process in which 
man acts upon nature and transforms its conditions. The initial 
elements of that process are: 

—first, labour itself as purposeful human activity; 

—second, the objects of labour, i.e., the objects at which hu- 
man activity is directed, the part of nature that is used by man 
for obtaining the required product; by extracting the substance 
to be processed in the course of labour, man himself creates the 
object of his labour (thus, metal, wood and fibre are objects of 
labour because a definite amount of labour has already been spent 
on them); 

—third, the means of labour, the most important among which 
are the instruments of labour by means of which man performs 
labour and acts upon the object of his labour. 


59 


The objects and means of labour are the material elements 
of the labour process. In their totality, they constitute the means 
of production. 

Material production is the area of social life in which people 
work to create the material product that goes either into collec- 
tive or into personal use. 

The production of material values is a process in which many 
diverse types of human labour activity interact with each other. 
After all, even in order to make a fairly simple device or to 
obtain a product that is yielded by nature with relative ease (like 
fish, game or fruit), it is often necessary to coordinate the knowl- 
edge, skills, experience and results of the labour of many people. 
It is impossible to sow, raise, harvest and preserve a crop without 
the simplest implements, which are made by some people and 
used in their labour activity by others. Any type of material 
production is marked by a division of functions, by specialisation. 
So, associating and concentrating the most diverse forms of hu- 
man labour activity, material production provides the basis for 
the society. 

In the production of material values, as it was noted above, 
people interact with nature. That interaction creates the society’s 
productive forces. 

The productive forces are the means of production and the 
people themselves who in the course of the labour process act 
upon nature and transform it, simultaneously developing and per- 
fecting the means of production. People are the main element of 
the material productive forces. They have production experience 
and labour skills, which they keep perfecting and enriching in 
the process of their production activity. In that way, they also 
increase the productive power of their labour, with a simultaneous 
development of their own creative potential. 

The human factor is the crucial element of the productive 
forces and should never be underestimated, for production is a 
social process and exists for human beings, is created by them, 
develops owing to their knowledge, skills and experience, owing 
to their multifaceted day-to-day labour activity. In the course 
of that process, people also interact between themselves, and 
that interaction gives rise to the relations of production. 

The relations of production are a complicated system of di- 
verse ties, which take shape between people in the course of 


60 


their joint labour activity. These include not only people's re- 
lations to the means of production, but also their relations among 
themselves determined by each individual’s status in the system 
of material production characteristic of the given society. Apart 
from that, the relations of production also include the ties aris- 
ing between people in the production ef material values, their 
exchange, distribution and consumption; they also include the 
relations between producers that stem from the specialisation of 
their joint labour activity—from the division of labour between 
producers. 

So, the relations of production are a totality of the material 
economic relations between people in the process of production 
and the relations which characterise the movement of the social 
product from production to consumption. All these relations de- 
pend on the form of property in the means of production. 

What does “form of property” signify in this context? It is a 
definite mode of appropriation by people of the means of pro- 
duction themselves and, consequently, of the results of labour. In 
any society, production relations are based on a definite form 
of property, which determines the nature of the functioning and 
development of the production relations system as a whole. The 
status of each particular individual in the system of production 
relations also depends on who owns the means of production. 

The owner of land or any other private property( factories, 
plants, workshops, banks, etc.) has an essentially different status 
as compared with that of the worker, engineer, technician, etc., 
who sell their labour-power to those who own the means of pro- 
duction. So, the relation to property in the means of production 
engenders the objectively existing distinctions in people’s social 
status, in their relations to each other in the society, and in the 
nature of the social system as a whole. 

Under private property in the means of production, most of 
the participants in material social production, deprived of the 
means of production, are in a state of dependence (non-economic 
or economic) on a handful of those who own the natural resources, 
plants, factories, banks, shops, and other means of production. 

Mankind’s history has known several different forms of pri- 
vate property: slaveholding, feudal and capitalist. 

Social property in the means of production, on the contrary, 
is collective appropriation by people of the means of production; 


61 


hence the equal relations of all those involved in production, of 
all the society’s members to the material conditions of their la- 
bour activity. Social forms of property include: 

--group property, which existed in the epoch of the primitive 
commune; 

~—the whole people's (state) socialist property and cooperative 
socialist property, which belongs to work collectives. 

One single communist property in the means of production— 
the property of the future—is the highest type of social pro- 
perty. 

So, the social and private forms of property are the two basic 
forms of economic relations between people in the society. His- 
torically, each of these two forms manifests itself in the specific 
mode of the conjugation of producers with the means of pro- 
duction that is peculiar to each particular epoch. 

To understand its specifics, let us go over some of the pecu- 
liarities stemming from the form of property in the means of pro- 
duction and characterising production relations in each histori- 
cal epoch. 

The specifics of the slaveholding relations of production was 
that the means of labour and the working individual (the slave) 
were the property of one and the same owner. The means of 
labour and the producer-slave were both seen by the slave-owner 
as equal objects of property, or things. 

Feudal production relations, based on property in big landed 
estates, were relations under which the peasants were exploited by 
the feudal lord, the owner of the land. The peasants were obliged 
to work on the feudal lord’s land without remuneration or 
to pay him regular taxes or rent. 

Capitalist production relations are based on private property in 
the basic means of production (enterprises, mines, etc.). Under 
capitalism, where the producers are no longer personally depen- 
dent, but are free, they are obliged to sell their labour-power in 
order to obtain means of subsistence. The owner of the means of 
production—the capitalist—buys their labour-power as a com- 
modity and seeks to make the utmost use of it in order to extract 
profit. So, on the one hand, the producer gains access to the 
means of labour, by conjugating with which he joins in the pro- 
cess of production. On the other hand, the employer is enabled 
to pocket the surplus-value (profit), which labour-power is able 


62 


to produce over and above its own value and which the capi- 
talist appropriates without remuneration, 

The situation changes radically with the elimination of antago- 
nistic production relations. ‘That is only possible under social 
property in the means of production, which is characteristic of 
communist production relations and their first, socialist phase. 
As it lays the foundation of the essentially new type of production 
relations, socialism eliminates man’s exploitation of man and the 
conditions for the existence of social classes which live by appro- 
priating the results of the labour of others. At the same time, 
under socialist economic relations, the distinctions between the 
two main toiling classes—the working class and the peasantry— 
do not disappear altogether. They remain, for socialism cannot 
overcome right away the existing distinctions between the two 
forms of social property in the means of production (state and 
cooperative). They will be gradually erased as developed social- 
ism advances towards communism. 

History shows that the development of production —of each 
particular mode of production as a totality of its constituent pro- 
ductive forces and relations of production—is determined by the 
form of property. In its advance from the primitive-communal 
to the slaveholding society, and then on to feudalism, capitalism 
and eventually to communism, mankind’s history is a succession 
of definite modes of production, which is based on a succession 
of corresponding forms of property in the means of production. 
Real history has also known many transitional forms of the or- 
ganisation of economic life, combining vestiges of obsolete, out: 
going forms of property (and corresponding modes of produc- 
tion) with new, ascendant forms. The struggle between these re- 
flects the dialectics of the succession of modes of production and 
mankind’s social development. 

The mode of production is always a concrete historical unity 
of the productive forces and the relations of production. The 
productive forces and the relations of production characterise any 
mode of production as its two indissoluble aspects. It is not right, 
therefore, to examine a mode of production solely on the strength 
of its productive forces or its relations of production. An accen- 
tuation of the development of the productive forces (with em- 
phasis on technology and the predominant type of labour: man- 
ual, machine or automated) tends to obscure the social content 


63 


of the production process. In that instance (“technological de- 
terminism” conceptions), the succession of modes of production 
is seen as a process determined solely by technical progress, by 
the development of technology. On the other hand, an exagger- 
ation of the role of production relations in the replacement of 
one mode of production by another distorts the objective dialec- 
tics of that process (thus, right-wing reformism uses that trick in 
its efforts to prove the possibility of an evolutionary transition 
from capitalism to socialism through a gradual restructuring of 
capitalist production relations into socialist ones). Both the for- 
mer and the latter conceptions are basically wrong. 

It is simply impossible to restructure production relations with- 
out changes in the society’s productive forces, which exert a defi- 
nitive influence on these relations, just as it is impossible to go over 
from one socio-economic system to another without a change of the 
predominant mode of production. That objective dialectical de- 
pendence of the relations of production on the development of 
the productive forces is expressed in the law of correspondence 
of the relations of production to the nature and development 
level of the productive forces. 

According to that law, production relations take shape and 
change under the definitive influence of the society’s productive 
forces. It can be used in analysing the mode of production of 
any epoch, and shows the interaction of its constituent productive 
forces and relations of production, an interaction which marks 
the whole of mankind’s history. That is why it is a sociological 
law, or a law which brings out the most general, objectively exist- 
ing ties and relations, which do not depend either on people's 
intentions or on their will and consciousness, and which deter- 
mine the dependence of the relations of production on the soci- 
ety’s productive forces. 

How does that law operate? 

As we get down to its examination, let us primarily note that 
any mode of production develops in virtue of its own, intrinsic 
causes on the basis of internal dialectics adequate to that mode 
of production. That dialectics is determined by a combination of 
numerous conditions and factors: satisfaction of the people’s vital 
requirements and a growth of these requirements, changes in 
the conditions of human existence, emergence of new material 
and cultural requirements with the development and perfection 


64 


of the production process itself, since production, just as the so- 
ciety, does not stand still. 

Development of production is a law of social life. The society 
changes with the development of production, with the replace- 
ment of one mode of production by another and more perfect 
one. he process starts with changes in the productive forces, pri- 
marily the perfection of the instruments of production, whose 
development serves to increase labour productivity. 

But the development of the productive forces is not confined 
to technical progress. As they perfect technical facilities in the 
process of production, people also change their relations in the 
production and distribution of material values. Thus, changes in 
the productive forces give rise to definite new relations of pro- 
duction, which correspond most of all to the level and nature 
of the given productive forces. 

Having arisen in the entrails of slavery, feudal property rela- 
tions engendered a corresponding type of production relations, 
based on the vassal’s personal dependence on the feudal lord. 

Later on, capitalist industrial manufacture emerged and devel- 
oped in the entrails of feudalism, with a corresponding devel- 
opment of capitalist relations of production. As capitalism de- 
velops, the socialisation and concentration of production inevit- 
ably serve to deepen the contradictions between the rapidly de- 
veloping productive forces and the ever more incongruous rela- 
tions of production. That is the reason for the breakdown of 
the existing and the formation of qualitatively new relations be- 
tween people in the sphere of the production and distribution 
of material values. 

So, production relations emerge on the basis of definite pro- 
ductive forces, exerting an active reciprocal influence on these 
forces. Progressive production relations which correspond to the 
given productive forces help to accelerate the development of 
the productive forces themselves and thereby of material pro- 
duction as a whole, raising its efficiency. Obsolete relations of 
production, on the contrary, trammel and slow down the devel- 
opment of the productive forces. 

The correspondence of the relations of production to the le- 
vel and nature of the productive forces is violated with the devel- 
opment of any mode of production based on private property and 
exploitation. The discrepancy there is caused by the contradic- 


5—1807 65 


tions between the relatively mobile productive forces and the re- 
lations of production, which usually lag behind and obstruct the 
development of the former. As the contradictions between them 
deepen, it becomes necessary to restructure the old social organ- 
isation, within whose framework these contradictions develop 
into a conflict: hence the need for a social revolution, which de- 
stroys the old relations of production and establishes new ones. 

In summing up, let us note that: 

~-production of the material values necessary for human life 
is the starting point of the society, its functioning as an integral 
social organism and its development; 

the process of material production is a necessary condition 
of interaction between people in the course of their joint, social 
life; 

‘that process is the crucial, fundamental prerequisite for a 
perfection of the means of production, for a development of the 
productive forces and the relations of production, through which 
people not only act upon nature in the course of their joint la- 
bour activity, but also change the conditions of their social life. 


3. SOCIO-ECONOMIC FORMATION 


Having examined the dialectics of the mode of production of 
material values as the main, crucial factor in the society’s devel- 
opment, let us now turn to the uniformities of the influence 
exerted by the mode of production on social life. 

In order to understand and explain any social phenomenon, 
one should assume that each of these phenomena is engendered 
by definite social requirements and serves to meet these require- 
ments. And since the society in which people live and work, their 
way of life are determined by the mode of production of mate- 
rial values, the phenomena engendered by the society also ulti- 
mately depend in their development on the mode of production 
peculiar to that society. So, the mode of production is the so- 
ciety’s material, economic basis; it determines the interaction of 
the various spheres of the society as an integral social organism, 
as a social system which changes and develops in accordance 
with the objective prerequisites and conditions stemming from 
the specific features of the mode of production itself. 


66 


Marx proved that the key to understanding the society as a 
unity of the various aspects of its economic, social and cultural 
life lies in an analysis of the origination and development of the 
mode of production of material values and of the production re- 
lations connected with it, which make up the society's economic 
structure (basis), above which there rises a whole system of ideo- 
logical relations, organisations and institutions (superstructure). 

The totality of relations forming the society's basis and super- 
structure was designated by Marx as “socio-economic formation”, 
He used the term “formation” not only to designate the unity 
of the relations constituting the society, but also to single out 
definite modes of production and successive historical epochs, 
types of society, definite stages of social development. 

Marx’s concept of “socio-economic formation” was the key 
to a scientific explanation of the unity of the various aspects of 
social life. At the same time, it made it possible to explain the 
continuity of the socio-historical process, its law-governed pro- 
gressive nature. Together with the other categories and concepts 
of Marxist social theory, the concept of “socio-economic forma- 
tion” is an instrument in the scientific analysis of the motive 
forces of human history. 

So, let us give a definition of the socio-economic formation and 
examine the content of its initial components. 

Socio-economic formation is a definite type of Society; it is an 
integral social system which functions and develops in accord- 
ance with its intrinsic, specific laws, on the basis of the mode of 
production that exists in the given society. 

Historically conditioned relations of production constitute the 
economic basis of each formation. The totality of these relations, 
ie., the various forms of property, the relations between people 
in the process of production stemming from these, and also the 
forms of exchange, distribution and consumption of the means 
of subsistence, constitutes the economic structure of the society, 
its basis. Each society has its own type of basis, which is deter- 
mined by the type of production relations, and these, for their 
part, depend on the state of the society’s productive forces. 

The economic basis arises from the society’s definite material 
conditions, from its productive forces. 1ts importance in the life 
of the society is hard to overestimate: it exerts a decisive influ- 
ence on the organisation of production, and also on the distribu- 


5° 67 


tion of material values. Simultaneously, the basis provides 
a real foundation for the society’s ideological superstructure. 

The superstructure is the totality of the legal, political, philo- 
sophical, religious, ethical, aesthetic and other views existing in 
a given society and the relations, organisations and institutions 
corresponding to these views. 

These social relations, ideas and institutions arise from the so- 
clety’s economic basis, so that the superstructure as a whole is 
determined by that basis, by the initial economic relations of 
the society, relations which exist in the sphere of material social 
production. Consequently, the society’s complexion, its spiritual 
life, its politics, morality, law, etc., primarily depend on the na- 
ture of the social relations that constitute the society’s economic 
structure, or its basis. 

The dialectics of the basis and superstructure. The predomi- 
nant political, legal, religious, philosophical, ethical and aesthetic 
views (and also the relations connected with these and the institu- 
tions which regulate these relations) depend on the type of the 
society’s economic basis. If the economic basis hinges on antago- 
nistic production relations, which enable the social classes that 
own the means of production to exploit the other, toiling classes 
and appropriate the results of their labour, the ideological insti- 
tutions and the views themselves (and so the superstructural re- 
lations as a whole) will also in one form or another reflect the 
contradictions of the basis. 

The economic, political and spiritual life of any antagonistic 
socio-economic formation (be it slavery, feudalism or capital- 
ism) shows how the basis influences the superstructure. 

Let us examine some manifestations of that influence. 

Under slavery (as in Ancient Greece or Rome), the society's 
division into two basic antagonistic classes—-the class of slaves 
and the class of slave-owners—entailed a struggle between the 
interests of these classes in such spheres of life as ideology, poli- 
tics, religion, philosophy, poetry and art. Ancient philosophy 
and literature testify to a confrontation and struggle between the 
ideological views of the various social groups and classes of that 
epoch, whose interests clashed in the economic, political, social 
and other spheres. 

Under feudalism, which came to replace the slaveholding sys- 
tem and under which the society was divided into the basic 


68 


classes of landowners (feudal lords, landlords) and _ peasants, 
who were in bondage to the former and were engaged in small- 
scale individual farming on the land of the feudal lords, the 
predominant economic relations were reflected in the sway of 
religious ideology, conservative and patriarchal views in such areas 
as ethics, collective psychology and art, in the political ideology 
of nationalism, traditionalism, etc. The views prevailing under 
feudalism survive in vestigial form even after that socio-econom- 
ic formation gives way to the capitalist formation, with its own 
economic structure, its own economic and ideological relations. 

In the capitalist society, vestiges of feudalism survive primarily 
because capitalism inherits some of the feudal economic institu- 
tions and relations (connected with Jatifundia, the labour-rent sys- 
tem, metayage, etc.). These vestiges are still in evidence in many 
developing countries, which have only recently taken the road 
of independent economic and political development. Survivals of 
feudalism are also to be found in some economically developed 
countries of Europe (Spain, Portugal, Italy), and Latin America. 

Under capitalism, the last antagonistic socio-economic forma- 
tion, based on private property in the means of production, on 
the exploitation of wage-labour (industrial and agricultural work- 
ers, employees, etc.) by the class of capitalists, the owners of the 
means of production, the basic contradiction manifests itself as 
a contradiction between the social character of production and 
the private-capitalist form of appropriation, and is expressed in 
recurrent economic crises and chronic unemployment. 

The relations of the economic basis are shot through with 
sharp class antagonisms between labour (those who work) and 
capital (those who appropriate the results of that work). Concen- 
tration of capital, the rule of the monopolies and the financial 
oligarchy in economic life, intensifying reaction in politics, overtly 
anti-popular, anti-democratic tendencies in ideology and cultural 
life—such is the real influence of the basis on the superstructure 
under capitalism. Doing its utmost to stunt the progressive shoots 
in ideology, politics and culture, the ruling elite of the capitalist 
society encourages openly decadent views and conceptions. By 
seeking to substantiate the possibility of thermonuclear war, en- 
dorsing international terrorism, sponsoring extremist right-wing 
movements, and installing obedient political regimes with the 
help of armed force, the ruling classes of the USA and other 


69 


leading capitalist states hope to protect the vital economic in- 
terests of the capitalists, and to prolong the existence of the poli- 
tical system which is doomed by history. 

Under soctalism-—the first phase of the communist socio-eco- 
nomic formation, a new type of formation—socialist superstructu- 
ral relations and institutions (the state, the political organisations 
of the working people led by their communist parties) help to 
accelerate the development of material production, to optimise 
all the units of the national economic mechanism, to develop the 
scientific and technical creativity of the masses and, on that ba- 
sis, steadily to raise the people’s living standards and meet the 
material and spiritual requirements of each member of the so- 
ciety to an ever fuller extent. 

So, the interconnection between the basis and the superstruc- 
ture is a dialectical one. Arising from a definite basis, the cor- 
responding superstructure helps to maintain and strengthen the 
economic domination of the social forces that own the means of 
production, something which results in their domination in the 
sphere of nonmaterial production (ideology, politics, religion, 
morality, and various spheres of the production of spiritual and 
cultural values). While reflecting the basis, the superstructure 
also registers its contradictions. In antagonistic formations (as 
under capitalism), that is reflected in the contradictions between 
the state and the revolutionary mood of the masses, in the struggle 
between the ideologies of different classes, in the different and 
sometimes antithetical political platforms of various parties, etc. 

Changes in the economic basis (either a deepening or a resolu- 
tion of its contradictions) inevitably entail changes in diverse 
superstructural relations and institutions. The break-up of obso- 
lete production relations and a destruction of the related form of 
property in the means of production (as in the period of transi- 
tion from capitalism to socialism), signifies a break-up of the 
economic and social system as a whole. that is, a change of the 
socio-economic formation, and amounts to a radical revolution 
in the superstructure. 

In elaborating that question. the founders of Marxist social 
theory showed that a transformation of the society’s system of 
superstructural relations and institutions takes time and calls for 
definite conditions. In the conditions of the transition period, 
when a new type of economic structure, a new basis takes shape, 


70 


there also arises a political superstructure which corresponds to 
these conditions. It is necessary to complete the political. social 
and cultural transformations and to put down the resistance of 
the overthrown ruling classes. During the period of transition 
from capitalism to socialism. such a historically necessary form 
of the working masses’ political power is the state of the dictator- 
ship of the proletariat (a concept to be examined later on). Such 
a state is a crucial and necessary condition for the gradual trans- 
formation of the whole superstructure inherited from the past 
in accordance with the new economic basis. 

The content of the political and ideological superstructure 
depends on the economic basis and is determined by it. But does 
this mean that the superstructure is “tied” to its economic basis 
and cannot function independently? Not at all. The superstruc- 
ture is relatively independent with regard to its economic basis, 
which is yet another manifestation of the dialectical nature of 
that dependence. 

Many non-Marxist philosophers and sociologists still present 
Marxist social theory as an “excessively monistic” doctrine, which 
allegedly seeks to explain the society through primitive econom- 
ic interpretation (with an exaggeration of the role of the basis) 
and to substantiate “economic determinism” in a schematic way, 
so “oversimplifying’ the complicated picture of social processes 
going forward in the economic. political. cultural and other 
spheres of social life in our day.’ 

Such views are totally unwarranted. They are based on biased 
and one-sided notions about Marxist social theory, on a_ neo- 
Kantian critique of Marxism. Distorting the actual content of the 
Marxist doctrine. these views in effect deny the need for a dia- 
lectical approach to studying the society as a unity of the various 
aspects of its life and reject the consistently materialist explana- 
tion of the interaction between the society’s basis and superstruc- 
ture. 

Such views were already exposed by the founders of Marxist 
social theory. In a letter to W. Borgius, Engels wrote that histor- 
ical materialism had never claimed that “the economic situation 
is cause, and solely active, whereas everything else is only passive 


‘ See, for instance, Rigoberto Lanz, Afarxismo y sociologia, Parauna 
critica de la sociologia marxista. Fontanamara, Barcelona, 1981. 


71 


effect. On the contrary, interaction takes place on the basis of 
economic necessity, which ultimately always asserts itself”.? 

The basis affects the superstructure through a ramified system 
of intermediate links which exist between the economy and the 
various forms of ideology, through the connection between the 
economic and political interests of people belonging to definite 
social classes. After all, it is none other than people who trans- 
form the economic relations of the basis, who carry out revolutions, 
so also transforming the superstructure. Consequently, the latter's 
dependence on changes in the basis cannot be reduced solely to 
economic causes: the interaction between the various elements 
of the superstructure itself often entails effects which are not 
conditioned by the economic basis. 

So, the superstructure is an active force which influences di- 
verse processes and phenomena in the society, including its econ- 
omic basis, a force which protects and strengthens the economic 
relations existing on that basis, and which helps to perfect and 
develop them. 

The growing role of the superstructure in countries with dif- 
ferent economic and political systems is due to different causes. 

Under capitalism, the propertied ruling classes seek to retain 
their predominant economic position, invigorating their ideolog- 
ical and political influence on the working masses, on their 
consciousness, and aiming either to slow down or to “neutral- 
ise” the development of the anti-imperialist forces, the national 
liberation and working-class movement, for these forces pose a 
real threat to the existence of capitalism, based on the exploita- 
tion of the rightless working millions. 

Under socialism, on the contrary, the active role of the super- 
structure with regard to the basis is a constructive factor in 
the transformation of the society and its all-round development 
in the interests of the working masses, who take an active part 
in running production and who shape the new social relations. 

By strengthening the socialist basis, the superstructure under 
socialism helps to build the new society. Socialism by its very 
nature is a form of the organisation of social life which implies 
each individual’s ever broader and conscious involvement in ad- 
~* “Engels to W. Borgius in Breslau, January 25. 1894", in: Karl 


Marx, Frederick Engels, Selected Correspondence, Progress Publishers, 
Moscow, 1975, p. 442. 


72 


eer ee Sr eS 


SO oe 


ministration and management, in perfecting and developing pro- 
duction. It is no longer the sway of the capitalist market, but 
balanced use of the potentialities inherent in the socialist econo- 
my that creates the necessary prerequisites for a decisive influence 
of the socialist superstructure on the basis. 

The activity of the superstructure under socialism is just as 
distinct from the activity of the capitalist superstructure (or any 
other connected with antagonistic formations) as the economic re- 
lations of the basis under socialism are distinct from those of any 
other social system. 

In summing up the above, particularly the question of the 
basis and superstructure as the two main structural elements of 
any formation, let us note that these two elements not only 
characterise each socio-economic formation, but also distinguish | 
one from another. It is precisely the basis and the superstruc- 
ture that make it possible to see the peculiarity of a socio-eco- 
nomic formation as an independent social organism and to un- 
derstand the internal laws of its progressive development. 

At the same time, the socio-economic formation includes a 
whole range of other entities (historical forms of human com- 
munity, the state, etc.), the most important of which we shall 
consider in subsequent sections. 

The succession of socio-economic formations and the society’s 
development. By showing the inherent unity of social life and 
bringing out its material foundations, Marxism put an end to 
the various idealistic and metaphysical views on the problem of 
social development which had prevailed in the historical and 
social sciences up to the emergence of the materialist understand- 
ing of history. 

The view of society as a concrete historical society at a defi- 

nite stage of its historical development became possible when it 
came to be seen as a developing unity of the diverse aspects and 
relations of joint human life, or as a socio-economic formation. 
Marx and Engels first realised that the peculiarity of any par- 
ticular type of society and the laws of its change and develop- 
ment should be explained on the strictly scientific foundation of 
an all-round historico-materialist analysis of the diversity of so- 
cial phenomena. That enabled them to single out the recurrent 
and essential elements in the society’s development, to trace the 
succession of formations as a natural-historical process. 


73 


The concept of socio-economic formations enabled the found- 
ers of historical materialism to elaborate a consistently scientific 
periodisation of the succession of epochs in mankind's social de- 
velopment. ‘These successive epochs of world history. as described 
above, include the (1) primitive-communal. (2) slaveholding. 
(3\feudal, (4) capitalist and (5) communist socio-economic for- 
mations. 

The conception of the society’s development as a succession 
of formations for the first time enabled Marx and Engels to see 
history as one process of mankind's advance from lower to higher 
stages, to establish the continuity of that process. 

Historical materialism examines the continuity in the society’s 
development on the strength of the objective prerequisites and 
conditions of that development, inherent in the definite sequence 
of definite modes of production. While connecting the succession 
of socio-economic formations with a succession of the modes of 
production that predominate in each epoch, Marxism does not 
deny the progressive nature of the society’s historical develop- 
ment within the framework of each formation. Nor does it re- 
duce its explanation of history to any “monocausal” schemes or 
“economic determinism”, as non-Marxist philosophers and sociol- 
ogists often allege. Its harmonious and perfectly lucid explana- 
tion of the historical process as a succession of formations has 
nothing to do with idealistic interpretations of history, which are 
far from an adequate comprehension of the actual processes un- 
folding in the society’s life and its development. 

So, one could note that: 

socio-economic formations are historically definite types of 
society; 

the formation is a unity of the basis and the superstructure; 

a many-sided dialectical interconnection exists between the 
material economic relations constituting the basis and the ideo- 
logical relations constituting the superstructure; 

the society's complexion is primarily determined by the 
character of the relations of its economic basis; 

correspondence of the superstructure to the given basis is 
a uniformity of the interaction between the basis and_ the 
superstructure; 

however, that does not rule out a relative independence of 
the ideological and political institutions and relations rising 


74 


above the given basis and constituting the superstructure of each 
historically concrete type of society; 

through diverse links which mediate the interaction between 
the economy. on the one hand. and ideology. politics and spiritu- 
al life, on the other, the superstructure can exert an active 
influence on the basis, and through it on the development of the 
society as a whole, either accelerating or holding back its pro- 
gress; 

the society's advance from lower to higher stages of 
development is based on a succession of socio-economic forma- 
tions. 


4. HISTORY: DIVERSITY AND UNITY 


Historical materialism traces the succession of socio-economic 
formations as a general law-governed tendency in mankind’s de- 
velopment: from one stage to another, in the unity and integrity 
of that process, without ruling out peculiarities and specific fea- 
tures in the development of individual peoples, countries and 
continents. 

The historical development of each country has its own speci- 
fics, which are primarily due to differing economic, political, 
social and cultural levels, and these, in turn, result from the un- 
evenness of the development process as a whole. 

Different countries and peoples can enter one and the same 
socio-economic formation under far from similar conditions and 
at different points in time. Although the history of all countries 
and peoples without exception has always developed and contin- 
ues to develop as a transition from lower to higher social stages, 
the transition of each of these countries and peoples has its 
own specific features. In the course of historical development, 
some peoples went over from the tribal system to the slavehold- 
ing system, others (Germanic and Slavic tribes) bypassed the lat- 
ter and went over straight to feudalism; and still others (like 
the Mongolian People’s Republic and some Central Asian peo- 
ples on the territory of the Soviet Union) bypassed capitalism and 
went over from age-old semi-feudal structures to building the 
foundations of socialism. They were enabled to do so by the 
support and assistance they received from other, more developed 
neighbouring peoples. primarily the peoples of Soviet Russia. 

The last few decades of the 20th century have seen many 


75 


countries and peoples go over from one economic and social set- 
up to another and more progressive one. The Great October 
Socialist Revolution in Russia marked the beginning of the end 
of capitalism as a world socio-economic system, giving a power- 
ful impulse to the social development of different countries and 
peoples. After the Second World War, many Asian, African and 
Latin American countries and peoples rose to freedom in the 
course of a powerful national liberation movement and took the 
road of independent political and economic development. ‘The 
newly free countries differ markedly both in economic devel- 
opment levels and in national and cultural traditions, ethnic 
structures, etc. For many of them, the crucial problem now is 
to resolve the economic and social contradictions inherited from 
the past, eliminate the age-old backwardness and dependence, 
root out the aftermath of colonialism, etc. 

Ever more countries are choosing the road of socialist construc- 
tion. They are united by a resolve to end their semi-colonial 
dependence on the imperialist Western powers, by their efforts 
to establish an independent economic basis, to accelerate devel- 
opment of those branches of the economy which are particular- 
ly important in strengthening the political and economic inde- 
pendence of the young national states in the international arena, 
and to transform the superstructure in accordance with the need 
for rapid growth, for a democratisation of political and social 
life, etc. 

The development of the human society as a succession of for- 
mations is an integral and progressive process. In analysing that 
process, we should not, therefore, overlook those of its aspects 
which pave the way for a change of formation “from within”, 
as the economic and social foundations of each formation take 
shape, grow, mature and become obsolete. 

In order to understand the inner uniformities of that progres- 
sive process, let us take a closer Jook at the historical transi- 
tion from one socio-economic formation to another. 

From the primitive-communal to the slaveholding society. The 
emergence of the primitive-communal system and its gradual 
evolvement towards slavery lasted tens of thousands of years. In 
that period, man himself was formed in the course of labour 
activity (as he gathered fruit, hunted, fished, made and _perfect- 
ed primitive tools). The social form of property in the means of 


76 


production and corresponding production relations developed at 
that time. ‘These were relations of mutual assistance, for men had 
to withstand the forces of nature, which were much more power- 
ful than man himself with his primitive instruments of produc- 
tion. 

As labour productivity increased with the perfection of tools 
and with the accumulation of human production experience, 
the number of products gradually increased, cropping and cattle- 
breeding branched out into separate types of production activity 
(the first major social division of labour), later on to be followed 
by the handicrafts (clothes-making, tool-making, etc.). 

With the development of product exchange, the gentile com- 
mune disintegrated into separate families, which became the own- 
ers of the means of production. The increase in the amount of 
products entailed their unequal distribution and appropriation, 
and the society began to stratify and differentiate, as a result of 
which some people exploited the labour of others and enriched 
themselves at their expense. Since exchange developed together 
with the growth of production, economic and social inequality 
tended to deepen. The emergence of the classes of slaves and 
slave-owners with their antithetical interests meant a polarisation 
of the ancient society. So, the primitive-communal society gave 
way to slavery. 

From the slaveholding to the feudal society. Under the slave- 
holding formation, the development of the productive forces was 
no longer solely connected with a perfection of tools, but also 
with a highly intensive use of cheap manual slave labour. ‘The 
development of agriculture, mining, metallurgy, building and the 
handicrafts became possible owing to slave labour. Just as the 
slaves themselves, their labour was the property of the slave- 
owner, who owned the means of production. The slave received 
from his master the barest minimum of what was necessary to 
live and toil. 

The relations of production under slavery were those of total 
subjugation of some people by others, with ruthless exploitation 
of the utterly rightless slaves by their masters. These relations 
were maintained and protected by the superstructure of the slave- 
holding society as represented by the slaveholding state with 
its repressive machine (its legal system, army, etc.), a superstruc- 
ture which emerged from the economic basis to defend the in- 


77 


terests of the propertied class and its property. The develop- 
ment of the productive forces in that epoch made it necessary to 
raise labour productivity, but an objective obstacle there was 
the totally subordinate position of the slaves, who were the main 
productive force of the ancient society, but who had no stake 
in developing production. 

The contradictions between the productive forces and the rela- 
tions of production under slavery deepened with the ever wors- 
ening economic condition of the slaves. Slave uprisings rocked 
the foundations of the slaveholding state. The wars waged by 
the latter in order to maintain and multiply the wealth of its 
rulers, as well as the slave uprisings, ultimately undermined the 
very foundation of the slaveholding system. Its weakening and 
disintegration entailed the emergence of new economic. struc- 
tures, a new social organisation which entrenched the predomi- 
nant position of the landowner, or the feudal lord, and the de- 
pendent position of the peasant, or the serf, who worked for his 
master. 

The production relations of the new, feudal society were based 
on the feudal lord’s total property in land and _ his partial 
property in the peasant, who was obliged to do labour service 
and pay duties, to work for his master, although he was also 
able to work for himself. The peasant had his own personal hou- 
sehold and was interested in improving the methods of running 
it. The development of production, the handicrafts and trade was 
directly connected with the personal stake of those who did the 
actual work. New technical discoveries and inventions, the growth 
of the cities as the main centres of the handicrafts and trade 
helped to deepen the division of labour in the feudal society. 

The whole feudal superstructure that stemmed from the eco- 
nomic basis of that society defended the private property of the 
landowners and the relations of production based on that form 
of property. In the feudal epoch, the state machine was fortified, 
the army swelled, and the church became the predominant ideo- 
logical force, which fully controlled the society’s spiritual life, 
the development of the sciences and education, and which de- 
fended and sustained the power of the propertied classes, and 
sanctified the monarchy. 

The technical innovations and great geographical discoveries 
of the 15th and 16th centuries (the discovery of the sea route 


78 


to India, of the American continent, etc.) helped to develop the 
productive forces of the feudal society, which were in ever greater 
contradiction with the obviously lagging relations of produc- 
tion, especially in view of the development of manufactory pro- 
duction. ‘The formation of an international market in that epoch 
also meant greater demand for various goods, which the handi- 
crafts were no longer able to meet. By using more labourers and 
new technology, the manufactory sharply increased productivity 
and led to broader division of labour, With the emergence of 
manufactories, the number of labourers employed at these con- 
siderably increased. The new type of industrial production served 
to create a new social organisation, as two new and opposite 
classes began to take shape within the entrails of the feudal so- 
ciety: the bourgeoisie, which owned the means of production, 
and the proletariat, which sold its muscle-power, its labour- 
power to the former. 

From the feudal to the capitalist society. Natural farming and 
the fact that the serf was bound to the land increasingly prevent- 
ed the formation of a market of Jabour-power that was neces- 
sary to develop manufactory production. The productive forces 
of the feudal society clashed with the obsolete production rela- 
tions. The new type of production necessitated a fundamental 
break-up of these relations. 

As masses of peasants were ruined and the condition of the 
lower urban strata sharply deteriorated, they increasingly rose 
up against their oppressors. The bourgeoisie made use of that 
discontent and channelled it along lines that suited its own pur- 
poses. The transition from feudalism to the new capitalist for- 
mation was marked by numerous bourgeois revolutions, which 
undermined the economic, political and social organisation of 
feudalism at the very root. So, feudalism gradually gave way to 
capitalism. 

The assertion of capitalism gave an unprecedented impulse 
to the development of the productive forces and accelerated his- 
torical development. Capitalism put a resolute end to the isolat- 
ed economic and social life of the various peoples, states and 
continents. Seclusion and provincialism gave way to free ex- 
change, to one global economic system and a world market. 

Handicraft workshops and manufactories were replaced by 
large-scale machine production: gigantic plants, factories and 


79 


mines. Transport and the communications developed at a rapicl 
pace. Millions of people were leaving their homes in search of a 
livelihood and moving to the industrial centres to swell the ranks 
of the proletarians. 

The epoch of the rise and development of capitalist produc- 
tion changed the lives of the people to a greater extent than all 
the earlier epochs taken together. 

But right from the very beginning, economic and social devel- 
opment under capitalism was marked by acute contradictions. 
On the one hand, there was socialisation of production, and on 
the other, there was private bourgeois property in the means of 
production and the related form of appropriation by the proper- 
ty owner (the capitalist) of the surplus-value, i.e., the unpaid 
labour of the workers. Concentration and centralisation of cap- 
italist production, its rapid development went hand in hand with 
private competition, anarchy, overproduction and economic crises, 
and the relative freedom of the production worker, or the 
proletarian (freedom to sell his labour-power)—with his total 
economic dependence on the capitalist class, on the bourgeoisie, 
and his lack of social rights. 

The production relations and the economic basic of the bour- 
geois society, marked by an antagonism between labour and cap- 
ital, engendered a corresponding superstructure. The state, the 
army, the legal, ideological and political institutions of the bour- 
geois society, its philosophy, art, ethics and religion have always 
protected and continue to protect the interests of the propertied 
classes, asserting that private property is eternal and that the 
spirit of profit-making and capitalist exploitation is natural to 
man. 

At the same time, one will also find in that society, in contrast 
to its official ideology of inequality and oppression, the shoots 
of a new world outlook, the outlook of the working class, which 
begins to understand the peculiarities of its economic and social 
position and which rises up in active struggle for its vital rights. 

The drive for profit, which was the main incentive of capi- 
talist progress, led to a rapid growth of the capitalist society’s 
productive forces. But the drive for profit also led to the deepest 
contradiction of the capitalist mode of production: the contradic- 
tion between the social character of the production process itself 
and the private-capitalist form of appropriation, between the 


80 


growth potential of the productive forces and the production re- 
lations which obstruct that growth. By the end of the past cen- 
tury, capitalism had already gone through a number of stages 
and entered its highest and final stage: imperialism. Free com- 
petition gave way to domination by the monopolies, or big as- 
sociations of capitalists which control the production and mar- 
keting of goods and dictate market prices, so ensuring maximum 
profits. 

The monopoly stage of capitalism marks a further deepening 
of its basic contradictions and greater exploitation of the work- 
ing people, both at home and in the dependent countries, In 
their drive for profit, the capitalist powers colonise the world, 
divide it into spheres of economic and political domination or 
influence, unleash wars, spark off numerous local conflicts, im- 
pose reactionary regimes on other peoples, spiral the arms race, 
and fan the war hysteria. 

‘The imperialist circles and their ideologues have been doing 
their utmost to distract the working masses from the contradic- 
tions of daily life under capitalism, from its problems engendered 
by mass unemployment, continued poverty, rightlessness, na- 
tional and social inequality, growing crime and violence, from 
the struggle for their vital rights. 

These contradictions, however, can never be resolved through 
the demagogic promises of bourgeois politicians who call for 
“renewal” and reform, for the creation of a “fairer” social sys- 
tem. The class struggle between the forces of labour and capi- 
tal inevitably leads to a resolution of these contradictions through 
socialist revolution, whose victory puts an end to capitalism as a 
social system and to the obsolete social relations. 

A socialist revolution creates the initial prerequisites for the 
emergence of a qualitatively new type of society, which destroys 
private property in the means of production together with eco- 
nomic and social inequality, oppression, and man’s exploitation 
of man. 

So, a socialist revolution amounts to a transition from the 
antagonistic to the non-antagonistic type of social system. 

Socialism as the first phase of the communist socio-economic 
formation. The socialist society is fundamentally different from 
the capitalist or any other society based on private property in 
the means of production, primarily in that it is free from such 


6—1807 81 


relations between people as exploitation, dependence and _ eco- 
nomic domination, which stem from private property. Socialism 
engenders social property in the means of production. The ob- 
jective prerequisites for it are “prepared” by capitalism itself, 
which creates big industry, concentrates control over economic 
life in the hands of the monopolies, makes it possible to use 
scientific and technical achievements in production, and social- 
ises production. 

Socialism, however, does not “stem” directly from capitalism. 
It emerges gradually, out of the radical revolutionary transfor- 
mations in the economic basis and superstructure inherited from 
the old society. ‘he period during which the old economic and 
social structures are transformed into new ones is called the pe- 
riod of transition from capitalism to socialism. It is a period of 
the revolutionary transformation of the capitalist society into a 
socialist one. It starts with the winning of political power by 
the working class and ends with the laying of the foundations 
of socialism. 

Why is a transition period necessary? 

Primarily because the new society is essentially antithetical to 
the old one: it does not emerge of its own accord, within the 
entrails of the capitalist system of exploitation, Socialism asserts 
itself only with the establishment of working-class power, when 
that power is used for the socialist reconstruction of the society 
(to eliminate the domination of private property relations in ma- 
terial production, to establish social property in the means of 
production and socialist social relations, and to strengthen these 
relations in transforming economic, political and cultural life). 

The forms of such reconstruction can be highly diverse, de- 
pending on the concrete historical conditions of individual coun- 
tries. In the USSR, for instance, the specifics of the transforma- 
tions carried out in the transition period were determined not 
only by the country’s technico-economic backwardness inherit- 
ed from tsarist Russia, but also to a considerable extent by the 
capitalist surrounding and the fierce resistance of the overthrown 
classes, the capitalists and the landowners. In other social- 
ist countries, these transformations took place or are still under 
way in much more favourable historical conditions. There is now 
a powerful world socialist system and multifaceted experience in 
laying the foundations of socialism in different historical condi- 


82 


tions, primarily the experience of the USSR. Any country taking 
the road of socialist transformations, however distant from the 
USSR, can always rely on its selfless and friendly support and 
assistance. 

Under socialism, the development of production is wholly 
geared to meet the people’s growing needs to the fullest possible 
extent and to perfect the socialist social relations. ‘fhe pro- 
ductive forces under socialism develop in close dialectical unity 
with the relations of production. These relations, as we have al- 
ready emphasised, are based on socialist social property in the 
means of production. These are relations of mutual assistance 
and equitable fraternal cooperation between people. 

Vhe right to work under socialism is not only proclaimed but 
is guaranteed for all. Every individual regards his work and its 
results as a source of accelerating the social transformations and 
improving various aspects of social life. The free labour of mil- 
lions of people is their constructive, creative activity aimed at 
self-realisation, at bringing out the abilities of each member of 
the society. The individual’s new attitude to work is one of the 
main achievements of socialism. 

Production relations under socialism are being perfected in a 
steady and balanced way. Any working individual is able to take 
part in running production, and that is a reflection of the truly 
democratic nature of the new society. 

‘The socialist society’s superstructure also undergoes profound 
qualitative transformations. ‘The world outlook and the revolu- 
tionary theory of the working class and its vanguard (the party) 
first emerge under capitalism. With the formation of the new 
and progressive socialist basis, the socialist superstructure, that 
is, the totality of its constituent ideological, political and other 
relations and institutions (primarily the socialist state, various 
political organisations led by the ruling communist party, the 
trade unions, cultural, educational and other bodies), tends to 
become monolithic and effectual. 

With regard to its basis, the socialist superstructure performs 
diverse functions connected with the management of social pro- 
duction, its steady perfection, and the task of ensuring and pro- 
tecting the interests of all the toiling classes. As they advance 
along the road of peace and progress towards a common goal, 
the friendly classes of the socialist society pool their efforts in 


ef 83 


tackling the urgent tasks of consolidating their gains and making 
further headway in economic and cultural construction. 

The fact that the USSR entered the stage of developed so- 
cialism indicates profound transformations in the economy and 
the whole system of social relations. The Soviet Union is. still 
at the beginning of the historically protracted stage of developed 
socialism, but has already scored great successes in every {teld. 
Relying on the advantages of the new social system, it has a 
powerful and versatile economy and highly skilled workers, spe- 
cialists and researchers. 

Profound changes have taken place in social life. A guaran- 
teed right to work and payment for work, the society’s concern 
for the working man throughout his entire life, broad access to 
spiritual culture, respect for the dignity and rights of the individ- 
ual, and the working peoples ever broader involvement in 
running the socialist society are among the inalienable features 
of the socialist way of life. 

At the same time, life itself dictates the need for further 
changes and transformations. In blazing a trail to communism, 
the fairest social system in history, as in any new endeavour, the 
society is bound to face certain difficulties, which can be overcome 
with the help of Marxism-Leninism, the dialectico-materialist 
world outlook. The society of real socialism keeps striving for 
accelerating economic and social development, for a scientific 
and technical renewal of production, seeks to attain the highest 
world level of labour productivity, to perfect social, primarily 
economic relations, to effect deep-going changes in the material 
and spiritual conditions of human life, to invigorate the whole 
system of political and social institutions, and to deepen socialist 
democracy, self-government by the people. 

The improvement of socialism in the USSR is aimed at achiev- 
ing, in a historical perspective, of the second phase of the com- 
munist socio-economic formation-—communism, The classless 
communist society is to perform a great historical task: once and 
for all, it is to free every single individual, all people on the 
Earth from any form of oppression, social inequality and exploi- 
tation, from the threat of war on the planet. Once it attains the 
highest level of material production and spiritual culture, the 
communist society will create all the conditions for the fullest 
and all-round development of the human individual; it will be- 


84 


come the first society of real humanism in mankind’s Jong his- 
tory. 

The present epoch, whose content is mankind’s transition from 
capitalism to socialism, marks a step forward along the road to 
a classless communist society. 

Marxist theory shows the diversity and unity of the historical 
process and explains its objective prerequisites in accordance 
with the conditions of economic, political and cultural develop- 
ment that characterise the level attained by each society within 
the framework of this or that formation. 

History is seen as a succession of socio-economic formations: 
primitive-communal, slaveholding, feudal and capitalist. The 
latter the last antagonistic formation—inevitably gives way to 
the communist formation. 

Socialism is the first phase of the communist social system. 
Under socialism, the crucial prerequisites are created for a grad- 
ual transition to a communist society. 

The transition from socialism to communism is a protracted 
historical process, which implies a perfection of all the aspects 
and relations of the new society. 


5. THE MOTIVE FORCES OF HISTORY 


Having determined that the development of the human society 
is a natural-historical process, a succession of socio-economic for- 
mations, let us now turn to the motive forces of social develop- 
ment. 

That question is studied by the philosophy of history, a field 
of philosophy which seeks to explain the laws of history and to 
comprehend the process of historical cognition. 

Pre-Marxist philosophy of history largely confined itself to es- 
sentially idealistic conceptions of the historical process. Since the 
Middle Ages, Christian philosophy of history was dominated by 
providentialism, or the view that a god (deity, providence) is 
the chief motive force of history, while man merely executes the 
supreme will, 

In contrast to these theologico-religious notions, secular philos- 
ophy of history (starting from Aristotle to Abd-al-Rahman ijbn- 
Nhaldun. Giovanni Battista Vico. Charles Fourier and others) 
developed so-called theories of historical cycles, which explained 
social development by asserting a definite “order”, a “natural re- 


85 


currence” in the life cycle of various cultures and civilisations, as 
they rise, reach their peak and decline. 

In contrast to these theories, Hegel and the followers of his 
idealist philosophy emphasised the unity and continuity of his- 
tory, seeing the motive force of history in the development of a 
world reason, infinite and eternal. 

In the 19th century, these conceptions gave way to evolution- 
ism, whose advocates, like Herbert Spencer regarded social de- 
velopment as a process of ceaseless growth, maturation and “per- 
fection”, similar to the processes unfolding in a biological or- 
ganism. 

Later on, bourgeois philosophy of history came up with other 
theories. One of their characteristic features was that none of 
them connected in any meaningful way the process of social de- 
velopment with the practical material-production activity of man 
himself or saw that activity as the point of departure for the 
historical changes in the society. 

Marx and Engels showed the unsoundness of these views in 
their first two major works, The Holy Family and The German 
Ideology, in which they gave a full scientific refutation of the 
various idealistic views of history. They resolutely rejected those 
views of history which ignored the obvious fact that men them- 
selves make their own history, that they are its architects. Marx 
and Engels showed that the socio-historical process is being ef- 
fected by people themselves, who create material values in the 
course of their daily work. simultaneously perfecting the very pro- 
cess of production, developing the society’s productive forces. 
and changing the relations of production. They pointed out that 
people do not make their history arbitrarily, but proceed in their 
activity from the objectively existing conditions, and that the 
results of the activity of each preceding generation are passed on 
to subsequent generations on the basis of a definite level of 
material production attained in the preceding epoch. The soci- 
ety’s development was thus presented as a natural-historical pro- 
cess unfolding in accordance with definite historical laws, a pro- 
cess whose invariable source and driving power is the multifac- 
eted day-to-day constructive activity of millions of working 
people. of the working masses. of the entire people. 

The people: the concept defined. So. the working masses, the 
people as a whole are the main motive force of history. some- 


86 


thing that is hard to deny. In accepting that conclusion, how- 
ever, one is bound to ask a number of inevitable questions. 

First, what is “the people” as a concept? 

Second, how does the leading role of the popular masses in 
history manifest itself? 

Third, how do the popular masses influence the course of his- 
tory? 

Fourth, what is the correlation between mass action and the 
activities of individuals? 

Fifth, what is the latter's role in history? 

Marxist social theory answers each of these questions. 

A great deal has been written about the role of the masses 
in social development. in history. There are numerous works on 
the historical action of the masses, including the so-called revolt of 
the masses (as the phenomenon was called by José Ortega y Gasset 
in his book La Rebelion de las Masas, published in 1930), the 
problems of the ‘“‘mass society” and present-day capitalist “mass 
culture”. In dealing with these problems, non-Marxist authors 
confine themselves to the general abstract concepts of “the peo- 
ple” and “the masses”, without specifying their content. Many 
ideologues and theoreticians belonging to diverse nationalist 
trends (including openly right-wing, fascist-minded ones) appeal 
to the “national spirit” and the “national mentality”, to the na- 
tion's “vital interests”. etc. Present-day populism (both right and 
“left”) also addresses “the people”, the popular “masses”. Many 
conservative-oriented theories of Catholicism and traditionalism. 
liberal elitist conceptions. etc.. have also turned to the problems 
of leadership, of governing “the masses”. There is a distinct con- 
nection between the attitude to the people. to the masses and 
the content of these concepts in the demagogic political and so- 
cial doctrines expounded by the theorists of conservatism, nation- 
alism, and anti-popular totalitarian regimes. 

In exposing these doctrines and giving its own explanation of 
history and its motive forces, historical materialism rejects any 
attempts to play down the role of the masses in the process of 
social development. 

A study of world history presents a vivid picture of changing 
epochs, wars and revolutions. of the rise and fall of states, cultures 
and whole civilisations. History has known many outstanding 
individuals, who have left their imprint on the events of the past. 


87 


Pre-Marxist historiography and philosophy often correlated the 
course of history solely with the names of military leaders. kings 
and emperors, forgetting that behind these names stands the real. 
though anonymous force of historical progress—the people, all 
those who contribute to the development of production by their 
daily labour, their skills and experience, who create material and 
spiritual values and pass them on from generation to genera- 
tion, who revive, cherish and keep renewing the cultural legacy, 
experience. customs and traditions of the past. 

Although the idealistic conceptions of history could not bring 
out that real force (which is due, in particular, to the conditions 
of social life under antagonistic formations, the oppression and 
downtroddenness of the masses, the fact that they had no access 
to politics. which was in the hands of the exploiter elite), it is 
precisely the people and their daily labour activity that con- 
stitute the basis of the historical process, its crucial motive force. 

The people is not an amorphous, grey and featureless mass, a 
“mechanical” aggregation or a “mob”, as the ideologues of the 
aristocracy and the ruling classes have often described it with 
disdain, deliberately underestimating its place in social life. 

The people is a historical, concrete concept, for it cannot exist 
“outside” the society, “outside” history. It changes together with 
the society, whose requirements it works to meet. together with 
history, which develops owing to its daily constructive activity. 

From the standpoint of historical materialism, the people con- 
sists of diverse strata, groups and classes, whose positions in the 
society differ. But in any case the people is primarily the work- 
ing masses, the producers of material values. 

Depending on the type of society and the historical condi- 
tions, the concrete content of the “working masses” and “peo- 
ple” concepts keeps changing. In an antagonistic society, the 
people primarily consists of the oppressed classes and strata, 
which confront the anti-popular exploiter elite and which make 
up the bulk of the population. All of these promote development 
and progressive changes in the society. That is why in definite 
historical conditions some non-toiling classes can join the people. 
At certain turning points in history (in revolutionary situations), 
some sections of the national bourgeoisie may join the people 
by taking part in social transformations and in the liberation 
struggle (anti-imperialist, anti-colonial), 


an 
BH 


| 


So, the concept of “the people” can unite diverse groups, classes 

and strata, but only if the existing social contradictions be- 
tween them are temporarily eased and recede into the background 
as compared with the more urgent tasks of struggle against reac- 
tion. On the whole, in a society divided into classes with oppo- 
site interests, the concepts of “the people” and the population 
(of the country) should neither be confused nor equated. So long 
as the society is being torn apart by class contradictions, the 
antithesis between the working masses, the people as a whole, 
and the ruling elite is bound to remain. 

It is only in the socialist society, where the antagonism he- 
tween classes has been overcome, that the country’s population 
as a whole--workers, peasants and working intelligentsia—ac- 
tually constitute the whole people. 

The people and history. So, the masses are the main force of 
the society’s progressive development, for such development is 
impossible without the development of the productive forces, and 
that, in turn, is impossible without the work of millions of peo- 
ple. The masses are the producers of material values, without 
which it is hard to imagine the normal daily life of every indi- 
vidual and the society as a whole. As they develop production, 
accumulate technical experience, and produce ever new mate- 
rial values (roads, factories, buildings, machines, household goods, 
etc.), men also perfect their instruments of labour. The develop- 
ment of production results in technical progress, which helps 
to change the productive forces and the mode of production as 
a whole. Such is the basic material prerequisite for the involve- 
ment of the masses in the society’s advance along the road of 
technical and social progress. 

But the people’s involvement in history is not confined to 
that. Any political, social or national liberation movement is 
mainly actuated by the popular masses, without which these move- 
ments could hardly have exerted a decisive influence on the 
course of history. he masses’ struggle against their oppressors, 
against rightlessness and indignity in any epoch of human histo- 
ry the class struggle has always been the main driving force 
of social revolutions aimed at a resolution of maturing contra- 
dictions, the contradictions between those who work and_ those 
who appropriate the results of that work. Slave revolts, action by 
the peasants and the lower urban strata under feudalism, and 


89 


the struggle of the proletarian masses under capitalism under- 
mined the foundations of the social system in each of these epochs. 
being the major force which overturned these foundations and 
accelerated the replacement of one formation by another. more 
progressive one. 

There are many theories which try to interpret the masses” 
involvement in social transformations as a purely negative phe- 
nomenon, The ideologues of the aristocracy and authoritarianism 
regard the masses solely as a guided. passive force of historical 
transformations, often presenting it as a destructive force. but 
never as a constructive one. According to aristocratic theories. 
the only constructive force is the elite. a “select” minority as the 
vehicle of the “spiritual” element in history. Authoritarianism 
and similar right-wing bourgeois trends still maintain that the 
masses. the “nation” is nothing without a leader (meaning a 
dictator), that the leader alone “charges” the people with the 
energy of historical action, and that it is only through such an 
impulse that the people realise and take up their historical mis- 
sion. Demagogic slogans of that kind are being used as a cover 
for movements with neo-Nazi leanings. just as they were used in 
the past by anti-popular fascist regimes in Europe. 

Such theories are refuted by history itself. The 20th century 
has on many occasions exposed the faulty practice of reducing 
the working masses to a blind, thoroughly brainwashed and 
obedient instrument in the hands of the reactionary elite of the 
imperialist states, which unleash world wars for the sake of their 
maniacal interests. wars which take the lives of tens of millions 
of people. destroy culture and jeopardise the whole human civi- 
lisation. In Nazi Germany and other fascist states, the tactics 
of reducing the masses to carrying out the criminal designs di- 
rected against mankind was part of state policy. But the people 
never resign themselves to the role of a passive and docile instru- 
ment in the hands of the ruling elite. Tlowever brutal the repres- 
sions. the masses always hope for liberation from the hated po- 
litical regimes, expressing passive and, more often, active protest 
and using every means at their disposal to fight their oppressors. 

The Great October Socialist Revolution in Russia. the build- 
ing of socialism in the USSR and other socialist countries, the 
people’s democratic revolutions in many countries of the world, 
and progressive transformations in the developing states of Euro- 


+ 


90 


pe, Asia, Africa and Latin America, animated by the whole work- 
ing people, are a vivid example of the masses’ vigorous, creative 
and conscious involvement in the historic transformations of our 
epoch. 

The development of each original national culture is also the 
result of the people’s efforts. Alongside material values, the 
masses also create immense spiritual values. Folklore. music, the 
artistic and spiritual experience gained by man in mastering the 
surrounding world, as reflected in works of art, in the conscious- 
ness and traditions of the people, are an inexhaustible source 
for many professional types of art (poetry and fiction, drama, 
music, ballet, painting). Many talented painters, architects, poets. 
writers, actors and scientists come from the midst of 
the people. 

‘The practical life of the masses, of the working people is also 
embodied in the idiomatic wealth of the living spoken language. 
Language is a means of national and international intercourse. 
Being created by the people themselves, language records and 
passes on from one generation to another the society’s historical 
and cultural experience, including its supreme spiritual achieve- 
ments. 

The masses also exert an essential influence on the social trans- 
formations in the society. The connection between these transfor- 
mations and the changes in the mode of production, which in- 
fluence the society’s material and spiritual life as a whole, mani- 
fests itself through those who are directly involved in the pro- 
cess of material production, through the people. through the 
working masses. In analysing the role of the masses in periods 
of radical historical change, Marx and Engels came to an im- 
portant conclusion: the deeper the social transformations and the 
larger the scale of the tasks facing the society in the period of 
these transformations, the more active is the part played in these 
by the working masses and the greater is the number of people 
involved in the historical events. 

‘That major conclusion on the grocwing role of the masses in 
the course of mankind's progressive development lies at the root 
of one of the basic laws of historical materialism: the law of his- 
torical action by the masses. In criticising the Young Hegelians’ 
undemocratic, elitist and subjectively idealist views of history, 
Marx and Engels formulated that law as follows: “Together with 


91 


the thoroughness of the historical action, the size of the mass 
whose action it is will therefore increase.””? 

Indeed, the acceleration of the historical process is directly 
connected with the activity level of the people, of the working 
masses. Downtrodden and oppressed by arduous subservient la- 
bour, the masses could not take an active and conscious part in 
the historical process under slavery or feudalism, although they 
were the ones whose labour created the necessary material pre- 
requisites for social progress. Their sporadic revolts against 
the exploiters were invariably suppressed and so had little effect. 

Historical development in these epochs was extremely slow. 
But when capitalism with its rapid and haphazard development 
of the productive forces appeared on the historical scene, ever 
more prerequisites began to take shape for an involvement of 
the broad producer masses in the processes of historical change. 
The rise of the industrial proletariat as an independent social 
class taking conscious action against the inhuman living condi- 
tions under capitalism meant the emergence of a new social force 
capable of exerting a crucial influence on the course of history. 
The acceleration of development under capitalism is primarily 
due to the greater involvement of the working masses in so- 
cial transformations. The proletariat comes to the fore as the 
leading force of bourgeois-democratic, and then of socialist, an- 
ti-imperialist and anti-colonial revolutions. 

The involvement of the multimillion masses in politics, in the 
process of social transformations is an objective uniformity. ‘The 
reactionary ruling circles of the imperialist states fear such an 
involvement most of all. he present-day bourgeoisie has been 
using the most diverse means to distract the masses from the 
tasks of fundamental social transformations. 

Through a smoothly running mechanism for the ideological 
indoctrination of the masses, through the mass media, propagan- 
da, literature and art. the ruling bourgeois elite seeks to implant 
a stereotyped perception of reality. Bourgeois propaganda creates 
an illusion of democracy and individual freedom. The capitalist 
elite manipulates the consciousness of the masses with the help 
of demagogic promises spread by its appointees from among a 

* Karl Marx and Frederick Engels, “The Holy Family’. in: Karl 
Marx, Frederick Engels, Collected Works, Vol. 4, 1975, p. 82, 


92 


hand-fed “working-class aristocracy’, who pose as “popular 
leaders”. But that practice of ideological and political brainwash- 
ing is less and less effective, for most working people are coming 
to realise that capitalism can never ensure real equality for all 
members of the society or enable all the working people to take 
part in running production and the atfairs of state, in active 
and constructive labour for the benefit of the society. 

All of that becomes possible only under socialism. The experi- 
ence of existing socialism shows that the new society is created 
by the energy and skills of the working masses themselves. One 
of the laws of socialism is the growing activity of the working 
people in shaping the new social relations, which help to unite 
all those who work, doing what they can to promote the so- 
ciety's advance towards mature socialism and communism. For 
the first time in mankind's history, socialism enables the masses 
to enjoy the level of material wellbeing and culture which they 
attain by their own labour. Under socialism, people work for 
themselves, for their own society. [hey feel themselves to be 
masters of their fate, and that feeling engenders confidence in 
the future, optimism and an urge to work even better. Labour 
enthusiasm, socialist emulation and a constant creative quest for 
new and more perfect forms of organising labour, daily life, rest 
and recreation have become the crucial, decisive features of the 
people's life under socialism. 

The political vanguard of the people the communist party — 
which sets before them concrete goals and tasks in building 
the new society and points out the ways to attain these, helps to 
enhance the role of the working masses in social development in 
the socialist countries. 

Equipped with their progressive and scientific Marxist-Leni- 
nist theory of social development, the communist parties guide 
the working people in their constructive activity, educate them, 
encourage their creative endeavour, and direct their efforts to- 
wards raising the efficiency of social production, strengthening 
the conscientious attitude to work, and scoring fresh labour suc- 
cesses for the benefit of the society as a whole. In the name and 
in the interests of the peoples, the communist parties follow a pol- 
icy of peaceful coexistence in international affairs, seeking to 
reduce the danger of nuclear war and to strengthen peace 
throughout the world. The socialist countries’ internationalist for- 


93 


eign policy expresses the peaceful aspirations of all the peoples 
of our planet, big and small. In order to ensure its peaceful fu- 
ture, the peoples of diverse countries have been coming out 
against the imperialist policy of nuclear insanity. 

The individual in history. Vhe growing role of the masses in 
the cardinal political and social transformations of the epoch 
accentuates the question about the importance of the leader- 
ship of mass revolutionary movements, that is, about the role of 
individuals in history, about the individual’s relation to the pro- 
cesses connected with the development and reconstruction of 
the society. 

Historical epochs change and the society advances in accor- 
dance with definite laws connected with the development of ma- 
terial social production, the relations within the society’s econom- 
ic basis and its superstructure. These relations exist objectively 
and independently of the consciousness and activity of individu- 
als. Does that mean that the individual cannot influence these 
relations, that he has nothing to do with social development, 
with the historical process? Not at all. Marxism rejects such a 
view of the matter. In regarding historical events as the result 
of definite objective causes, which determine the course of these 
events, Marxist social theory does not in the least underrate the 
importance of individuals taking a direct part in these events, 
which constitute the living fabric of human history. 

History is made by people, by the masses, and the masses are a 
unity of concrete individuals. So, if one recognises the active role 
of the masses in the historical process, one should not underesti- 
mate the contribution made to that process by each individual, 
both outstanding personalities (military and other leaders, states- 
men, politicians, etc., who exert a guiding and directing influence 
on that process) and its immediate, rank-and-file participants, 
its agents, whose specific actions determine the course of that 
process. 

Let us recall the recent past. 

During the Second World War, tens of millions of people took 
part in the struggle against fascism. The striving for world domi- 
nation on the part of a relatively small oligarchic elite in the fas- 
cist states, fostered by Western imperialist circles, was thwarted 
by the joint efforts of the peoples, primarily by the heroic strug- 
gle of the Soviet people. Bearing the brunt of the aggressor’s at- 


94 


tack, suffering irretrievable human losses (over 20 million) and 
immense material damage (as a result of hostilities on the Euro- 
pean territory of the USSR, many towns, cities, villages, plants, 
factories, roads, communication lines, cultural and historical mon- 
uments, etc., were either totally destroyed or were left in ruins), 
the Soviet people, each Soviet citizen mustered all their strength 
and resources for the struggle against fascism. The Communist 
Party of the Soviet Union was the vanguard of the people’s strug- 
gle against fascism both on the battle-field and on the home front. 
It directed the activities of tens of millions of Soviet people: front- 
line fighters, heroic partisans, and selfless workers in the rear. 
Under the Party's guidance, the Soviet people dealt the decisive 
and crushing blow at German fascism and Japanese militarism. 
The Soviet Union won the Great Patriotic War as a result of the 
Soviet people’s feat of arms and heroic labour, and owing to the 
military genius of the commanders of the Soviet Army, which 
was able to crush the powerful war machine of Nazi Germany. 

‘The plans of the fascist oligarchy to reverse the tide of history 
were doomed to failure primarily owing to the actions of individ- 
ual human beings, of everyone who fought and often lost one’s 
life in the fierce battles against fascism, who worked hard on the 
home front to bring about a victory, who organised, guided and 
directed these efforts, and who fought against fascism on the 
“invisible” front in the enemy rear. 

‘There are many other vivid examples showing how mass histori- 
cal action is made up of the efforts of individuals, groups, parties 
and classes. Mankind’s entire history is made up of such joint ac- 
tions. In speaking of the Marxist approach to an assessment of the 
individual’s role in history, Lenin noted that what distinguishes 
that approach from all the other socialist theories is that it ‘“com- 
bines complete scientific sobriety in the analysis of the objective 
state of affairs and the objective course of evolution with the most 
emphatic recognition of the importance of the revolutionary ener- 
gy, revolutionary creative genius, and revolutionary initiative of 
the masses—and also, of course, of individuals, groups, organisa- 
tions, and parties that are able to discover and achieve contact 
with one or another class’’.? 


"VY. I. Lenin, “Against Boycott’, Collected Works, Vol. 13, 1978, 
p. 36. 


95 


Marxist social theory does not deny the importance of the con- 
tribution made by historical personalities to the actions of the 
masses, On the contrary, it offers a consistently scientific explana- 
tion of the objective and subjective prerequisites for involving 
the individual in the socio-historical process, of the importance of 
each individual's contribution to the attainment of socially mean- 
ingful goals, and the causes of the success or failure of that con- 
tribution. 

Lenin wrote: “The real question that arises in appraising the 
social activity of an individual is: what conditions ensure the suc- 
cess of his actions, what guarantee is there that these actions will 
not remain an isolated act lost in a welter of contrary acts?’ Con- 
sequently, the point is how the individual’s actions correlate with 
the conditions of social development, with the interests, tasks 
and goals of the social groups, strata and classes which are the 
motive forces of social reconstruction in a given historical period. 

Marxist social theory starts from the objective dialectics of sin- 
gular (particular), specific and general causes operating in the 
society’s life and its history. ‘Thus, the general cause of history is 
the development of the productive forces, its specific causes are 
the historical conditions in which that development takes place, 
and its singular, accidental causes are the personal traits of pub- 
lic figures, which often put a special, individual tint on parti- 
cular historical events. 

In emphasising and elaborating that idea, Georgi Ple- 
khanov wrote: “Singular causes cannot bring about radical 
changes in the operation of general and specific causes, which, 
moreover, determine the direction and the bounds of the influ- 
ence exerted by particular causes. Yet there is no doubt that his- 
tory would have had a different complexion had the particular 
causes which influenced it yielded place to other causes of 
the same order.”? So, if the success of an individual’s social ac- 
tivity depends on the conditions in which that activity takes 
place, what are the conditions that guarantee its success? Plek- 


'V. 1. Lenin. “What the ‘Friends of the People’ Are and How They 
Fight the Social-Democrats’, Collected Works, Vol. 1, p. 159. 

> Georgi Plekhanov, “On the Question of the Individual’s Role in 
History”, Selected Philosophical Works in five volumes, Vol. II, Progress 
Publishers, Moscow, 1976, p. 314. 


96 


hanov explains: “Two conditions must be met for a man with 
a special talent to thereby acquire great influence on the course 
of events. First, this talent must make him better suited to the 
social needs ot a definite epoch than anyone else... Second, the 
existing social order must not bar the read to a person possessing 
a talent necessary and useful at this particular time.” 

So what are the guarantees that an individual’s activity can 
really influence the course of historical development? Plekhanov 
specifies: “...0f I know in what way social relations are chang- 
ing because of changes in the socio-economic process of produc- 
tion, I also know the direction social mentality is moving to- 
wards: consequently, I am able to influence it. Influencing social 
mentality means influencing historical events. Hence, in a certain 
sense, | can yet make history, and there is no need tor me to 
wait until ‘vf is made’?* 

Recognising the role of outstanding personalities in history, 
Marxist social theory regards them as the products of definite so- 
cial needs and conditions. What is an outstanding personality? 
In the Marxist view, it is an individual who is capable of bold 
and profound thought and who can understand the new social 
requirements, supporting and developing progressive views and 
ideals, and tying these in with the basic vital interests of the 
working masses. As a product of definite social relations, of the 
epoch and social development, the individual can influence the 
historical process, though not by himself, but only in connection 
with the activity of a definite class or party, with the direct in- 
volvement of the people. 

The historical merits of individuals depend on how much they 
have done for their people and to advance the general course of 
progress. 

There is yet another aspect of the individual's activity in his- 
tory, which should not be underestimated either. Depending on 
a number of objective and subjective factors (abilities, etc.), an 
individual who understands the tasks facing the society can either 
accelerate the course of events or slow it down, either facili- 
tate the solution of urgent problems or hinder it. In other words, 


» Ibid., p. 309. 
Ibid., p. 315. 


71807 97 


depending on the actual historical conditions, and also on the 
character of the individual’s activity, he or she can exert either 
a progressive or a reactionary influence on social development. 
But whatever an individual's talent for influencing the course of 
events. no one can change their overall direction or reverse his- 
tory. he whole course of events in history takes shape in ac- 
cordance with objective laws which are independent of individ- 
ual will or consciousness. 

The more majestic the task facing this or that class and the 
more progressive the class itself, the greater is the historical im- 
portance of the activities of individuals produced by that class. 
“Not a single class in history has achieved power without pro- 
ducing its political leaders, its prominent representatives able to 
organise a movement and lead it.”? The working class produced 
its great leaders: Marx, Engels and Lenin. These men of genius 
were outstanding theorists and ardent fighters who organised the 
revolutionary movement. 

In the transition from capitalism to communism, the masses are 
led and organised by the communist parties, which are strong be- 
cause they express the interests of the working class, of the broad 
masses. Over nearly a century and a half, the communist and 
working-class movement in different countries has accumulated 
an immense store of experience in the mutual relations between 
leaders, parties and the masses. Reflecting the needs of the work- 
ing class, of the broad masses and the epoch as a whole, the com- 
munist parties and their leaders project (or, in the socialist coun- 
tries, point out to the masses in practice) the only true way to- 
wards a revolutionary reconstruction of the capitalist society, the 
way of peace, social progress and socialism. 

So, it is the people themselves, i.e., the masses and individuals, 
who are the real motive force of history. 

In explaining the correlation between the collective historical 
action of the masses and that of individuals, one should neither 
underestimate the importance of the former, nor overestimate 
the contribution of the latter. 

The influence of individuals on history, on the actions of the 
masses the main motive force of history depends on the ex- 


"V. 1. Lenin, “The Urgent Tasks of Our Movement”, Collected 
Works, Vol. 4, p. 370. 


98 


tent to which these individuals take part in the historical trans- 
formations of the epoch. 

Since the masses tend to play an ever greater role in modern 
history, the importance of each individual as its participant grows 
accordingly. 

The more significant are the tasks facing the society, the greater 
is the importance of the question about progressive social forces, 
classes and individuals directing the activities of the masses 
in the course of social transformations. 


6. HISTORICAL FORMS OF COMMUNITY 


Any analysis of the main prerequisites of the human society and 
its history would be incomplete without an examination of the 
historically developing forms of joint human life: the main his- 
torical forms of community. Such an examination will help to 
understand how a definite social system influences the ethnic and 
national relations existing in the given society, to understand 
their functional specifics and development uniformities. ‘The main 
historical forms of community include the gens, tribe, nationality 
and nation, 

Emerging and developing in the mainstream of social pro- 
gress, the historical forms of human community replace one 
another with changes in the society’s economic basis. In The 
Origins of the Family, Private Property and the State, Engels 
showed very well that the replacement of one form of com- 
munity by another is a law-governed and historically necessary pro- 
cess, stemming from the development of the mode of production 
of material values. ‘Together with a definite mode of production, 
basis and superstructural relations, each historical form of com- 
munity is therefore an integral component of this or that socio- 
economic formation. 

Gens. The first historical form of community was the gens, 
where people were connected with each other by ties of blood 
and economic relations. It was preceded by the primitive herd (a 
transitional form of community), which existed for hundreds of 
thousands of years while man himself was being formed and was 
acquiring labour skills. The gentile community (commune) was 
still based on joint, collective ownership and use of the means of 
production. 


us 99 


Having replaced the primitive herd, the gens asserted the re- 
lations between people as members of the primary production, 
social and ethnic collective of the classless society. All the mem- 
bers of the commune had common origins, language, daily life, 
customs, beliefs and culture. 

Tribe. With the development of economic activity, the gentile 
form of social organisation eventually evolved into a tribal form. 
The tribe was the result of an association of two or more com- 
munes, each of which remained an independent production and 
social unit within the tribe. The primitive-communal mode of 
production was the definitive basis of that society. The land, 
dwellings, tools and household utensils of the commune’s mem- 
bers were held as common property. As the tribal organisation be- 
came more complicated, it gave rise to such administrative insti- 
tutions as elders, military chiefs, high priests, the tribal council, 
etc. 

‘The tribal form of community created favourable conditions 
for the development of human economic activity, production ex- 
perience, language and culture. But the relations of kinship which 
lay at the root of the gens and the tribe were a major obstacle to 
the development of intertribal contacts, slowing down the develop- 
ment of economic relations between separate tribes. 

All the peoples of the world passed through that initial stage 
of development. The emergence of cattle-breeding and the switch 
to ploughing in agriculture helped to increase agricultural output. 
Wealth began to accumulate within the framework of the com- 
mune and individual families. The highest stage in the de- 
velopment of the tribal system saw the emergence and evolution 
first of familial and then of private property in tools and other 
means of production. And that eventually led to changes in that 
system, to an erosion of the primitive-communal society and a 
transition to a class society. 

Nationality. The formation of the class society entailed profound 
changes in human life. The development of social division of 
labour and exchange relations engendered a form of community 
based not only on kinship, but also on definite territorial ties 
between people. ‘The ever more complicated economic and trade 
relations accelerated the emergence of a qualitatively new form 
of human community: the nationality. 

The nationality takes shape as a community of people living 


100 


on one and the same territory and connected by one and the 
same language (with a retention of the dialects of the consti- 
tuent tribes), and one and the same way of life, cemented by 
common traditions, rights and customs which regulate relations 
between its members. 

That form of community is determined by the economic struc- 
ture of precapitalist class relations of production. Economic ties 
at that stage are still marked by a certain seclusion and are most- 
ly of local importance. and different areas are still isolated in 
their economic and daily life. ‘These peculiarities, engendered by 
the unevennes of economic and social development, are still evi- 
dent in the life of some ethnic groups in our day, which is reflect- 
ed in their differing economic, everyday and historico-cultural 
structures. 

Nation. With the development of the capitalist mode of pro- 
duction, prerequisites are created for a strengthening and all- 
round expansion of economic and other ties between separate 
nationalities, which helps to turn them into nations. 

Nations are formed on the basis of a steady community of 
economic life which is characteristic of the capitalist formation, 
“Nations,” Lenin wrote, “are an inevitable product, an inevitable 
form, in the bourgeois epoch of social development.”? Capitalist 
commodity relations put an end to the economic disunity of sep- 
arate economic regions, help to strengthen ties between the peo- 
ple of a given nationality and those of neighbouring nationalities, 
and help to form a language that is common to them all, a com- 
mon culture, and a common national mentality. So, a nation 
emerges as a stable community of people connected by common 
territory and economic life, a common language and common 
traits of national character. This community is also manifested 
in a specific culture. 

The formation of nations and their consolidation under capi- 
talism is also promoted by the emergence of a centralised state, 
which regulates and embodies definite social relations in legal 
acts. 

Capitalism and national relations. Under capitalism, national 
relations are consolidated. ‘heir formation and development go 
through several consecutive stages. 


* V. 1. Lenin, “Karl Marx”, Collected Works, Vol. 21, p. 72. 


101 


The first of these was connected with the rise of capitalism and 
the disintegration of feudalism. In that period, nationalities de- 
veloped into nations. It was a period of revolutions and national 
liberation wars, when the bourgeoisie launched a struggle against 
feudalism, advancing the idea of national unity. 

At the second stage, when capitalism spread across the world, 
developed into a world system and reached its highest, imperialist 
stage, the most economically and technically advanced bourgeois 
nations (Britain, France, the USA and others) established their 
colonial rule over the rest of the world. The imperialist states 
divided the world into spheres of economic and political in- 
fluence. As they subjugated and plundered other peoples, each of 
these states became a vehicle of colonial oppression. 

The late 19th and early 20th centuries saw a powerful upsurge 
in the national liberation movement of the colonial peoples. That 
process was particularly accelerated by the Great October Social- 
ist Revolution in Russia in 1917, which ushered in the third 
stage, marked by the collapse of the world colonial system and the 
formation of independent nations in the countries that had chosen 
the road of struggle against imperialist domination. After 
the Second World War, the peoples’ liberation process was given 
powerful support by the world socialist system. In the present 
epoch, the process of the formation of new nations has embraced 
virtually the whole of mankind, going hand in hand with radi- 
cal social transformations in the advance from capitalism to so- 
cialism, 

As capitalism evolved into imperialism, national relations were 
marked by an ever greater polarisation of two interrelated ten- 
dencies: first, ruthless exploitation of the working people by the 
ruling class of bourgeois states and the latter’s more intensive 
economic, political, national and other oppression of the colonial 
and dependent peoples; and second, a growth of national libera- 
tion movements both in the countries dependent on imperialism 
and in the metropolitan countries themselves. 

The struggle between these two tendencies is also due to the 
development of capitalism itself, which involves an ever greater 
internationalisation of its economic and social life. That struggle 
is reflected in a clash between nationalism and internationalism, 
the two main lines in resolving the national question under cap- 
italism. The struggle between these two lines is a struggle be- 


102 


tween the two classes of the capitalist world. The first of these-— 
the bourgeoisie. -advocates nationalism, while the second the 
working class- champions proletarian internationalism in the in- 
terests of all the working people. 

The struggle between bourgeois nationalism and proletarian 
internationalism is also specifically reflected in the contest be- 
tween diverse chauvinistic and racist doctrines, which variously 
seek to substantiate the superiority of some nations over others, 
on the one hand, and the progressive goals of anti-colonial, 
democratic and national liberation movements, on the other. In 
most countries, the working masses are the backbone of such 
movements, although the local bourgeoisie is often involved as 
well; by entering into a temporary alliance with the popular 
masses and supporting progressive slogans, it seeks to use them 
to strengthen its own positions. 

The working class and its vanguard, the proletarian party, are 
the truly consistent champions of the masses’ interests in these 
movements. Asserting the principle of proletarian international- 
ism in the minds of the working people, the party is in the van 
of the struggle for a full and final liberation of the working peo- 
ple from any forms of inequality and national oppression. 

Proletarian internationalism is antithetical both to any forms 
of bourgeois nationalism, whose theorists proclaim a “communi- 
ty” of the national interests of the working people and the bour- 
geoisie, and to cosmopolitanism, the ideology of the imperialist 
circles. Proletarian internationalism alone upholds the vital inter- 
ests of all the working people, tying these in with the goals of 
the national movement for social progress. From the standpoint 
of the common interests of all the working people—the stand- 
point of proletarian internationalism- the working class and its 
political vanguard, the party, carry on a vigorous struggle to 
overcome the inequality and the domination of some nations by 
others, regarding that as the fairest answer to the national ques- 
tion. 

The national question under capitalism. The national ques- 
tion, that is, the question about the ways and means of eliminating 
any forms of national oppression and asserting equitable relations 
between nations and peoples, acquires exceptional importance 
under capitalism, becoming a key question of social development. 

With the formation of national states in the initial period of 


103 


capitalist development, when the assertion of a new and more pro- 
gressive (as compared with earlier formations) social system en- 
tailed an overall consolidation of national life, which exerted a 
strong influence on the development of the economy. ideology 
and politics, that question was largely connected with the con- 
tinued inequality of national minorities within some multinational 
states. Among such states in Europe, for instance, were Austria- 
Hungary and the Russian empire, where national oppression of 
certain national minorities was coupled with their economic. po- 
litical and cultural oppression, so that the question of struggle 
for their liberation from any of the existing forms of inequality 
was a particularly imperative one. [t was also relevant to other 
counties in Europe. Asia and America. 

Phe national question took on a particular urgency towards 
the beginning of the 20th century. As capitalism evolved into 
its highest, imperialist stage, national inequality acquired new 
forms and a new content. The world was divided into predomi- 
nant. economically and otherwise advanced nations, and peoples 
that depended on them. Hence the world colonial system of im- 
perialism. Its backbone was made up of Britain, France, Spain, 
Portugal and other countries which in the past had conquered 
numerous colonies and still retained economic and political domi- 
nation ever them. ‘True, by the beginning of the 20th centu- 
ry Spain had virtually lost its influence over its once-largest Latin 
American empire, but the vacuum in that region was soon filled 
by the USA. US neocolonialism continued to spread to other 
continents as well. The struggle between the imperialist states 
for spheres of colonial influence further aggravated the econom. 
ic, political and other contradictions of world capitalism. which 
led both to global and to numerous “minor” wars, and engen- 
dered new forms of colosial and semi-colonial dependence of 
Asian, African and Latin American peoples. 

So, the dimensions of the national question were markedly en- 
larged with the development of capitalism itself. It was no longer 
an internal matter of individual bourgeois states, but a question 
of international importance. of world social development. 

The division of nations into oppressed and oppressing further 
aggravated the contradictions in the development of national re- 
lations intrinsic to capitalism. In setting up gigantic international 
companies (banks, trusts, corporations, etc.), uniting the world 


104 


economy, and internationalising economic, financial, political, 
cultural and scientific ties between states, imperialism continues 
to use coercion in order to establish its rule and keeps looking 
for ever new, more effective and ingenious forms of oppressing 
and plundering dependent countries and peoples. 

It is no longer individual peoples, but whole groups of coun- 
tries united by their geographical and economic position that fall 
victim to the neocolonialism of the US-led imperialist states. 
The USA, Britain and other states make no secret of the fact 
that their policy in this or that region of the world is geared to 
defend their “strategic” interests. Phat implies not only defence 
of the economic interests of the monopolies and transnational 
corporations, but largely also a suppression of any progressive ia- 
tional liberation movements at their inception. 

In recent years, the crisis of national relations in most capt- 
talist states has taken a particularly sharp turn. ‘The discrimina- 
tion against the smaller nationalities and the virtually legalised 
inequality of ethnic minorities infringe on the vital rights of large 
numbers of people. In Britain, many immigrants from the Coin- 
monwealth countries, who had to leave their homeland in search 
of jobs, are victims of open discrimination in the matters of em- 
ployment, remuneration, housing, etc.; in the West European 
countries, foreign workers coming from Southern Furope or Af- 
rica are often discriminated against; and in the USA, the con- 
dition of Blacks, Puerto Ricans and Mexicans is a dire indica- 
tion of national inequality, rightlessness and oppression. National 
relations under capitalism are shot through with innumerable 
contradictions. 

Socialism and the national question. Marx and Engels pro- 
claimed in the Manifesto of the Communist Party: “In propor- 
tion as the antagonism between classes within the nation vanishes. 
the hostility of one nation to another will come to an end.”? 

The Great October Socialist Revolution in Russia in 1917 
opened a new epoch in national relations, and not only among the 
peoples of Russia itself, but also among many other countries 
of the world. From the very outset, the Soviet state proclaimed 
the full equality and sovereignty of all the peoples of Russia. That 
was reflected in the Declaration of Rights of the Peoples of 


2 Karl Marx, Frederick Engels, Collected Works, Vol. 6, 1976, p. 503. 


105 


Russia, adopted on November 15, 1917. By proclaiming the sov- 
ereignty of the peoples of Russia, the Soviet state recognised 
the right of each of them to independent development and elim- 
inated the various national privileges and restrictions. 

The voluntary unification of the peoples of Russia led to the 
formation of the Union of Soviet Socialist Republics in Decem- 
ber 1922 as the first multinational state in mankind’s history based 
on true equality of the rights of its constituent peoples, irre- 
spective of their development level. In order to make that equal- 
ity truly effectual, the Soviet state projected and launched a 
broad programme of economic, social and cultural development 
in the former national outskirts of tsarist Russia. The transform- 
ations in the social structure and the formation of new social 
relations were thus parallelled by an assertion of a new type of 
national relations: relations of equality, mutual respect and coop- 
eration among the most diverse, big and small, nationalities. 
That also helped to strengthen the monolithic and unbreakable 
unity of the Soviet peoples. 

Tn a historically short period, the vestiges of the peoples’ eco- 
nonuc and cultural backwardness were totally eliminated. Each 
of them now had an opportunity freely to develop its national 
culture, with access to the cultural achievements of the other 
Soviet peoples. Socialism gave a new lease of life to many small 
nationalities doomed to gradual extinction under tsarism. As they 
developed their economy, culture and language (before the rev- 
olution, some of the smaller nationalities had no written language 
of their own and acquired one only after the revolution) these 
nationalities rapidly assimilated the achievements of the bigger 
nations, 

An internationalisation of the society’s economic, social and 
spiritual life under socialism also helps to bring the nations and 
nationalities closer together, creating conditions for broader con- 
tacts between them. As a result of the successes scored by social- 
ism and the formation of a new type of national relations, a new 
historical type of social and international community-—the Soviet 
people- took shape in the USSR. 

Under mature socialism, the law of an organic unity of the 
national and the international operates in every sphere of social 
life, including the relations between nations and nationalities. So- 
cialism ensures a unity of the specific interests of each nation with 


106 


the interests of the country’s multinational population, “Phat law 
also manifests itself in the relations between states of the social- 
ist community. The new-type international relations existing be- 
tween the socialist countries are marked by a harmonisation of 
the interests of each country’s economic, political and cultural 
development with those of the community as a whole. That is 
evident from the tendencies towards an economic integration of 
the socialist countries on a truly equitable and just basis, from 
the coordination of their national economic plans, the deepening 
division of labour, the mutual exchange of scientific and technical 
achievements. specialisation and cooperation in such vitally im- 
portant spheres as the strengthening of their defence capability 
and the drive for peace, and also coordination of their assistance 
to other, primarily developing, countries. 

Socialism sets a convincing example of how the interests of 
individual countries and peoples can be truly harmonised, without 
ruling out the specifics and diversity of their historical experience. 
Any attempts by imperialist ideologues to present the variety 
of the ways and methods of asserting the socialist way of life 
as a manifestation of nationalism, a divergence of the goals 
and programmes of socialist construction in different countries 
are invalid, for these attempts reflect a patently false and distort- 
ed idea about the nature of national relations under socialism, a 
social system which puts an end to any form of social and na- 
tional inequality. 

Socialism, a future-oriented system, creates conditions lor bring- 
ing diverse nations and nationalities closer together, and forms 
common features in the character of the people, for whom the 
experience of their own national culture and the material and 
spiritual achievement of other peoples merge into a_ single 
whole. 


In summing up this chapter, one should note that: 
the Marxist approach to studying the prerequisites of the 
society and the motive forces of its history brings out the objec- 
tive dialectics of the natural and social conditions of human pro- 
duction activity and various aspects of social being and conscious- 
ness; 


107 


Marxist social theory gives a consistently scientific explana- 


tion of various aspects of life in the society as an integral social 
organism, of the laws of its functioning and development; 

~ the materialist explanation of the historical process shows 
the specifics of its basic uniformities and offers scientific guide- 
lines for studying the tendencies of that process in mankind's 
past, present and future. 


Chapter Four 
THE SOCIAL STRUCTURE 


As it was shown in Chapter Three. social development is a suc- 
cession of socio-economic formations, a process which unfolds in 
accordance with the laws of the development of the modes of 
material production intrinsic to each formation. ‘These laws also 
result in a lack of social uniformity, in the society's division into 
large groups of people known as classes. In examining the mo- 
tive forces of history and the historical role of the popular masses 
and individuals, we have already touched upon various aspects 
of socio-class relations. Marxisrn regards these relations as the 
initial and basic components of the society’s social structure. 


1. THE SOCIAL STRUCTURE: 
THE CONCEPT DEFINED 
Marx was the first to use the concept of structure in social science 
for an analysis of the human society. He examined the society’s 
structure on the strength of its material production prerequisites. 
His view of the society as a system of variously interconnect- 
ed relations enabled Marx to present these relations as an inte- 
gral social structure. 

Social structure is an integral concept characterising diverse 
aspects of social life and bringing out the interconnection between 
definite social relations (economic, legal, political, moral, reli- 
gious, etc.) and their mutual arrangement. ‘These relations con- 
stitute relatively autonomous systems and subsystems within the 
framework of the social structure as a whole, being its initial 
components. 

The subjects, the vehicles of all these relations are people, 
concrete individuals. As social agents, they create and transform 
these relations, and so also the social structure as a whole. Marx- 


° 109 


ism rejects any abstract. non-historical interpretations of the so- 
cial structure, in which “man” is contrasted with the “society”, 
maintaining that such a contrast is unjustified. Marxism starts 
from the premise that man is a social being, that he is both a 
product and an architect of the society in which he lives. 

As an individual, that is, as a social being, man is connected 
with the surrounding world by diverse relations. ‘Uhese relations 
in their totality form the social structure of the society. lhe com- 
plicated, multilevel nature of these relations calls for an approach 
that would make it possible to determine the crucial, causative 
relations and those which are derivative and dependent on the 
former. 

In analysing the process of material, economic life in the so- 
ciety, Marx found that such causative relations were primarily 
the relations between classes. 

In a society divided into large groups of people, each of which 
has its own special place in the social structure in view of the 
existing division of labour, its economic status, its place in the 
system of production, etc., the relations between classes permeate 
every sphere of life and determine all the other social relations. 

‘The society’s social structure should therefore be studied pri- 
marily in the light of the relations taking shape between classes. 
The social structure is made up of the classes, groups and 
strata that exist in a given society and the system of their mu- 
tual relations. 

Bourgeois theories of the social structure take a non-class (or 
supra-class) approach to the content of its constituent relations, 
reducing these to distinctions in the “subcultures”, “ideologies” 
and ways of life of separate groups (ethnic communities, gener- 
ations, etc.) and trying to pinpoint among these distinctions 
their different value orientations in the light of which people see 
their place in the social structure. 

But the individual’s place in the social structure is not de- 
termined by his subjective notions, but by the real, objective socio- 
economic distinctions connected with his place within the system 
of material production relations that exist in the society. Social 
differentiation stems from the relations that take shape between 
people in the process of production and distribution of labour 
products in each particular society. It cannot be reduced to dis- 
tinctions in age, sex, generation or nationality although the lat- 


110 


ter can acquire a qualitative social significance in the context of 
a definite socio-class structure. However, they cannot be seen as 
the initial categories of social differentiation. There is no ground 
for asserting (as the theorists of “youth protest’, women’s and 
other movements in the West often do) that the socially mean- 
inglul distinctions existing in the society between separate groups, 
strata, substrata, etc., imply the existence of corresponding “clas- 
ses”, which take shape through a similar perception of life, of 
reality. The social distinctions between various groups (women, 
the young, the aged, etc.) are objectively determined primarily 
by the place of each of these groups in the social structure of the 
society, by the fact that they belong to a particular class. 

In examining history as a succession of socio-economic forma- 
tions, we have already drawn a conclusion on the law-governed 
succession of producer-classes, on the one hand, and the classes 
that own the means of production, on the other, with the emer- 
gence, development and decline of the corresponding modes of 
production in each antagonistic type of society: slaveholding, 
feudal and capitalist. It is precisely in a society based on pri- 
vate property in the means of production, economic inequality 
and man’s exploitation of man that classes first emerged. The 
antithesis between the economic status of classes and their inter- 
ests led to an intensive and constant struggle between them. 
For thousands of years, mankind’s history was marked by cease- 
less struggle, because class struggle is the motive force in the de- 
velopment of antagonistic socio-economic formations. 

Before turning to the prerequisites of changes in the social 
structure, let us consider the scientific definition of the concept 
of “class”, the origins and essence of classes. 


2. CLASSES AND THE SOCIAL STRUCTURE 


Pre-Marxist political economy, philosophy and_ sociology also 
recognised the society’s division into classes. Their understanding 
of class distinctions, however, was largely confined to an idealis- 
tic view of the society. The social thought of the past could not 
bring out the objective basis of class divisions, which lies in the 
sphere of material social production. That was done by Marx 
and Engels, who discovered that the society’s division into classes 
is primarily due to economic causes, and that the source of social 


{11 


inequality les in the social division of labour, connected with 
economic inequality, with the society's division into rich and 
poor. Engels wrote that “a/l past history... was the history of 
class struggles; that these warring classes of society are always the 
products of the modes of production and of exchange-in a 
word, of the economic conditions of their time”. 

So, cach mode of production creates its own socio-class struc- 
ture. Each antagonistic mode of production engenders its own pe- 
culiar division of the society into classes: under the slaveholding 
mode of production, the society was divided into slave-owners 
and slaves; under feudalism, into landowners (feudal lords) and 
peasants: and under capitalism. into capitalists and proletarians 
(the working class). ‘Vhat is why any class should be seen in the 
context of the definite mode of production that produced that 
class. 

Lenin gave a profound and all-round definition of classes in a 
work entitled “A Great Beginning”. Ile wrote: “Classes are 
large groups of people differing from each other by the place they 
occupy in a historically determined system of social production, 
by their relation (in most cases fixed and formulated in law) to 
the means of production, by their role in the social organisation 
of labour, and, consequently, by the dimensions of the share of 
social wealth of which they dispose and the mode of acquiring 
it. Classes are groups of people one of which can appropriate the 
labour of another owing to the different places they occupy in 
a definite system of social economy.”? 

The division into classes affects the entire system of social re- 
lations in any antagonistic formation. ‘That is reflected both in 
the economic organisation of the class society and in its ideologi- 
cal, political and cultural life. Irreconcilable class contradictions 
engender the class struggte, which pervades the whole social struc- 
ture. Many of the distinctions that characterise the social struc- 
ture (like those between workers by hand and by brain, between 
urban and rural dwellers, or between ethnic, age, occupational 
and other groups) are exacerbated in a society divided into an- 
tagonistic classes. 

Present-day Western sociologists increasingly urge the need to 


" Frederick Engels, Anti-Dihring, Progress Publishers, Moscow, 1975, 
p: 35: 
* VL. Lenin, Collected Works, Vol. 29, 1977, p. 421. 


112 


examine diverse cross-sections of the social structure from the 
angle of class and intra-class distinctions. ‘The theories of so-called 
social stratification (i.e., the singling out of independent so- 
cial strata on the strength of everyday, ethnic or occupational 
culture, educational level, etc.) do not bring out such distine- 
tions. for they underestimate in varying degree the objective, so- 
cio-economic criteria of the division into classes. 

Marxism, on the contrary, examines the distinctions in the so- 
cial status of various groups, strata and substrata within a given 
class’ in the general context of the society's social structure, con- 
necting these distinctions with the development and change of 
definite modes of production. The classes engendered by the mode 
of production that prevails in a given society are its basic classes. 
In addition to these, the society often has what are known as 
transitional classes, whose existence is either due to a retention of 
some elements of earlier modes ol production or to the emer- 
gence of new economic structures. Within the social structure, 
these classes are non-basic. Under slavery, for instance, such non- 
basic classes were the landed peasants and handicraftsmen. As for 
capitalism, its non-basic classes include the big landowners (who 
use both archaic and modern, capitalist modes of exploiting the 
farmers, the petty bourgeoisie (small traders, house-owners, crafts- 
men, etc.). 

So, changes in the society’s social structure are connected with 
changes in the correlation between classes (basic and non-basic) 
conditioned by the development of a definite mode of production. 
In many developing countries, the specifics of the changes going 
forward within the social structure are usually predetermined by 
the multistructural nature of the economy. ‘The correlation of 
classes within the social structure of these countries can only be 
understood through an analysis of its old, traditional, and _ its 
new components (including those connected with industriali- 
sation---with the emergence and growth of the national working 
class, the formation of an intelligentsia stratum, etc.). 

‘ Within the bourgeoisie, for instance, one can single out diverse 
groupings of the monopoly bourgeoisie, big industrial and banking capi- 
tal, the middle bourgeoisie (both urban and rural), and diverse pettly- 
bourgeois strata (often semi-proletarised), whose status objectively brings 
them close to the mass of working people (the industrial and agricultur- 


al proletariat), but which retain their small-proprietor, individualistic 
mentality. 


8—1807 113 


The status, size and correlation of various classes and strata 
within the social structure change in direct connection with the 
development of production. Thus, the share of the bourgeoisie 
in the social structure of the present-day capitalist society has been 
steadily declining. The concentration of capital and the scientific 
and technical revolution have entailed considerable changes in 
the capitalist mode of production. A special stratum—the mo- 
nopoly bourgeoisie—has stood out from the capitalist class. The 
number of small and middle proprietors has gone down sharply 
as the monopolies have taken over the property of uncompetitive 
private entrepreneurs. As a result, the monopoly bourgeoisie 
in the developed capitalist countries now constitutes from 1 to 4 
per cent of the gainfully employed population. ‘The power and 
wealth of the monopoly stratum, however, have continued to 
grow. The greater centralisation of capital has intensified the 
struggle between various groupings within the capitalist class. 
‘The latter has also come to confront a larger army of wage- 
workers, which has swelled at the expense of the ruined petty 
and middle bourgeoisie, both urban and rural. 

‘The development of capitalism has involved a proletarisation 
of the petty bourgeoisie, which is being ruined and either falls 
into economic dependence on big capital or loses its property in 
the means of production altogether. ‘That is an objective and 
law-governed process, reflecting Marx’s law of the growing con- 
centration of capital. While serving to ruin small producers who 
cannot stand the economic competition, that process does not en- 
tail their total expulsion from the capitalist class. he monopo- 
lies often find it more profitable to control the activity of small 
enterprises rather than assume their production functions. ‘That 
is why in the conditions of tough and ceaseless competition the 
ruin and proletarisation of a section of small and middle pro- 
ducers in some branches of the economy goes hand in hand with 
a reproduction of such producers in others. And that process is 
characteristic of present-day monopoly capitalism. 

Another crucial feature of the changes in the socio-class struc- 
ture of the capitalist society is the growing size and share of the 
army of wage-workers. At the beginning of the 1980s, it came 
to over 80 per cent of the gainfully employed population in the 
developed capitalist countries. 

To trace the dynamics of the growth of the working class un- 


114 


der capitalism in its historical perspective, one could compare 
two figures: at the end of the 19th century, the number of in- 
dustrial workers in the biggest Western countries totalled roughly 
30 million, and by the mid-20th century it had almost doubled 
to more than 58 million. In our day, the working class has been 
growing on a global scale, as the process has also spread to nu- 
merous developing countries, which have a burgeoning working 
class of their own. Qualitative changes are also under way in 
the structure of the working class itself, resulting from the de- 
velopment of production under the STR (rising skill standards 
among the workers, greater specialisation, etc.). 

The social status of the working class and the qualitative 
changes in its complexion in effect refute the theories according to 
which the social structure of present-day capitalism has been de- 
veloping towards an accelerating growth of the so-called “new 
middle classes”, which include both mental and manual workers 
(the intelligentsia, office personnel, managerial staff, etc.). ‘The 
task of such theories is to “smooth over” socio-class distinctions 
under capitalism. 

In actual fact, however, the basic distinctions in the social 
status of the working class, the farmers, various strata of the in- 
telligentsia, office personnel, etc., are not “smoothed over” but 
remain under present-day capitalism. Even if any levelling does 
occur, it is only towards an ever greater proletarisation of the 
most diverse groups and strata of the capitalist society. ‘That 
creates both objective and subjective prerequisites for a closer 
alliance between the working class and broad working strata in 
town and country, helping to consolidate all the anti-monopo- 
ly forces led by the working class. 

An analysis of the social structure of the present-day capital- 
ist society calls, therefore, for a qualitative approach based on 
a study of the correlation of classes and strata within the capi- 
talist mode of production, from which that structure arises and 
under whose influence it develops. Thus, an increase in the num- 
ber of office personnel (or white-collar workers, as they are 
known in applied sociology) and the intelligentsia does not in 
itself signify any profound qualitative changes in the social struc- 
ture of capitalism, for in their socio-economic status these groups 
are drawing closer to the working class. Naturally, both the in- 
telligentsia (especially members of the so-called liberal profes- 


8* 115 


sions—lawyers, doctors, workers in culture and the arts) and 
employees (top managerial stratum) have an elite of their own, 
which has coalesced with the ruling class and which serves its 
interests, and also fairly numerous groups standing at much low- 
er rungs of the social ladder. Stratification of the capitalist 
society embraces all groups and classes without exception. So, far 
from being erasea, socio-class distinctions under capitalism are 
further deepened as the main, pivotal tendency in the develop- 
ment of its social structure. That development is marked by an 
antithesis and polarisation of the interests of its basic classes. 
the bourgeoisie and the oligarchy, on the one hand, and the 
working class, all the working masses, on the other and by ever 
more intensive class battles. 

‘The class struggle runs through the whole of mankind’s his- 
tory and is a powerlul instrument of radical social transforma- 
tions, Under present-day capitalism, as in any earlier antagonistic 
society, the class struggle unfolds in every sphere of life without 
exception: the economy, politics, ideology and culture. 

That struggle manifests itself in a clash between the funda- 
mental, essential interests of the toiling classes and those who 
exploit them, who hold the levers of economic, political and 
ideological domination in the society. That is why the struggle 
of the toiling classes for their rights takes the forms of econom- 
tc, political and ideological struggle. In the economic strug- 
gle, the main emphasis is on improving the working people's 
material-economic condition. Lhe political and ideological strug- 
gle develops on a higher plane, as the masses come to under- 
stand their place, their historical role and tasks in the struggle for 
economic, political and social emancipation from capitalist op- 
pression. 

All these forms of class struggle are closely interconnected. ‘The 
working people's struggle for an improvement of their material 
condition (economic struggle), against the political domination 
of the bourgeoisie, for working people’s power, and for a demo- 
cratisation of the society (political struggle), against spiritual 
oppression, for a progressive ideology (ideological struggle) in- 
fluences the social structure of any society divided into antagon- 
istic classes. The class struggle paves the way for progressive 


transformations through a radical change in every sphere of so- 


116 


cial life. Such a change amounts to a social revolution, whose 
highest form is a socialist revolution. 

A socialist revolution brings about radical transformations in 
the social structure of the capitalist society. It puts an end to 
private property in the means of production, and so also to the 
exploiter classes as a whole, to the antagonism between labour 
and capital, and asserts true social equality for all members of 
the society, irrespective of nationality, skin colour, religious and 
other views and convictions. 


3. SOCIALISM: TOWARDS A NEW TYPE 
OF SOCIAL STRUCTURE 

With the victory of a socialist revolution, a new type of social 
structure begins to take shape and is steadily perfected on the 
basis of deep-going and all-round transformations of the capi- 
talist system. The social structure under socialism comprises two 
basic friendly classes: the working class and the collective farm- 
ers, and also the working intelligentsia, a growing social stra- 
tum which consists of diverse groups and substrata (scientific 
and technical. military, artistic intelligentsia, etc.). These groups 
and substrata have no independent status in the system of social 
production, and do not constitute an independent class. 

The socio-class structure of the socialist society takes shape 
(as it was in the USSR) as a result of fundamental changes in 
the class composition of the country’s population. These changes 
reflect the basic uniformities of the transformations that take 
place in the period of transition from capitalism to socialism 
and in laying the foundations of socialism. 

The triumphant socialist revolution in Russia in 1917 entailed 
the establishment of a dictatorship of the proletariat. That form 
of state power in the transition period enabled the working peo- 
ple to uphold their gains in the struggle against the attempts of 
the overthrown propertied classes to restore their lost privileges 
not only by way of an open intervention launched by imperial- 
ism against the Soviet Republic, but also by way of destabilis- 
ing the economy from within, by way of political boycott and 
isolation. and also sabotage by bourgeois-minded specialists, in- 
tellectuals and officials. 

In the transition period, the proletarian dictatorship did not 
put an end to the struggle between classes. Having strengthened 


117 


the political power of the victorious working class, the prole- 
tarian dictatorship in Russia continued to perform its coercive 
tasks in the class struggle of the transition period (suppression 
of the remnants of the exploiter classes, civil war), but was now 
also able to tackle purely constructive tasks in order to neutralise 
the influence of the petty bourgeoisie, enlist the cooperation of 
bourgeois specialists, help the peasantry and the intelligentsia 
to break the spell of bourgeois ideology, and draw them into 
the work being done to root out the social aftermath of cap- 
italism and lay the foundations of socialism. 

Within two decades of the revolution, the basis of a new type 
of social structure, consisting of working classes and strata, had 
taken shape in the USSR. Over these years, all remnants of the 
exploiter classes had been overcome and gradually disappeared. 
As existing socialism continued to grow stronger, the social struc- 
ture developed (and continues to develop) towards an erasure 
of socio-class distinctions between different groups of the popu- 
lation. As these distinctions are being overcome in the devel- 
oped socialist society, a homogeneous social structure is gradual- 
ly taking shape. This is a law-governed, though protracted pro- 
cess, connected with the advance of mature socialism towards 
a classless social structure. 

The experience of transformations in the social structure of 
different socialist countries is diverse and abundant, and in view 
of its diversity that experience is of great practical interest. Af- 
ter all, the revolutionary reconstruction of the society affects the 
future of millions upon millions of people. It cannot follow rou- 
tine patterns. The ways of social reconstruction are in each par- 
ticular case determined by the concrete historical conditions. In 
most socialist countries after the Second World War these trans- 
formations took a somewhat different road than they did in Rus- 
sia after the October Revolution. 

As the exploiter classes disappear in the course of socialist 
construction, the alliance between the working class. the peasant- 
ry and the people’s intelligentsia tends to strengthen. The lead- 
ing role here belongs to the working class, which remains the 
society’s main productive force, and which initiates and organises 
all the progressive undertakings in the quest for ways to 
optimise production and perfect social relations. The working 
class is able to play the role of the society’s leading force not 


118 


only because of its numerical growth. connected with the develop- 
ment of the productive forces, but also because of qualitative 
changes in its complexion: its rising educational, technical and 
cultural level and its growing political activity. The working 
class under socialism plays the major role in running produc- 
tion, in the work of the organs of power both in the localities 
and at a high state level (the USSR Supreme Soviet and the 
Supreme Soviets of the Union Republics) and in the activity 
of diverse social organisations. 

The cooperated peasantry (in the USSR, the collective farm- 
ers) is a class free from exploitation and from any survivals 
of petty-bourgeois proprietor individualism. Its educational le- 
vel has been steadily rising. and a high sense of civic duty, col- 
lectivism and loyalty to the socialist cause are among its new 
features. As the nature of agricultural work changes with the 
switch to highly productive and highly mechanised work, the 
essential distinctions between the working conditions of urban 
workers and farmers in the countryside are gradually erased. 

Significant changes also occur in the complexion of the so- 
cialist intelligentsia. It keeps growing numerically. As its new 
members come from among the working class and the collective 
farmers, it turns into a truly people’s intelligentsia. In the condi- 
tions of developed socialism in the USSR, the intelligentsia has 
been growing rapidly through an influx of technical and other 
specialists with a higher or secondary education. 

The changes that occur within the working class, the peas- 
antry and the intelligentsia in the USSR with the perfection of 
developed socialism create the necessary prerequisites for the 
emergence of a new type of socio-political community, the Soviet 
people. 

The erasure of essential distinctions between mental and man- 
ual work, and between town and country help to make the 
developed socialist society ever more socially homogeneous. And 
although that will take time, this tendency is already sufficiently 
pronounced, gathering momentum as the crucial and decisive 


tendency. 
* * * 


The Marxist view of the society’s social structure singles out 
socio-class relations as its crucial, decisive characteristics. 


119 


It is solely on the basis of socio-class relations that one can 
explain the antagonistic and other contradictions which are the 
source of changes in the society's social structure and its devel- 
opment. 

At the same time, the Marxist analysis of the social structure 
is not confined to these relations. Marxism also examines the 
correlation between the various classes. groups and strata of a giv- 
en society on the strength of all the factors and conditions that 
determine their status in the social structure, on the strength of 
the distinctions between them and their common features, the 
tendencies of the changes in the social structure and its progres- 
sive development. 


Chapter Five 
THE SOCIETY AND POLITICS 


Marx and Engels devoted much attention to the study of poli- 
tics as a special social phenomenon. In elaborating the princi- 
ples of their new approach to the society as an integral social or- 
ganism. they also projected guidelines for the study of political 
life as a special sphere of human activity, determined by the 
class relations existing in the society. 

Marx and Engels gave a brilliant analysis of political life in 
the bourgeois society in works like The Eighteenth Brumaire of 
Louts Bonaparte, The Class Struggles in France, 1848 to 1850, 
The Origin of the Family, Private Property and the State, etc. 

In the 20th century, Lenin raised the traditions of Marxist 
political analysis to a new level, making a major contribution 
to the emergence of Marxist political theory as an independent 
scientific discipline. In many of his works (primarily Imperial- 
ism, the Highest Stage of Capitalism, The State and Revolution, 
and others), Lenin used the dialectical approach and the basic 
sociological principles of a scientific analysis of the class nature 
of politics, the essence of political relations, the state, and poli- 
tics as a social phenomenon. 

Before getting down to an examination of political problems, 
their formulation and solution in Marxist theory, let us first give 
a definition of politics. 


1. POLITICS. CLASSES, THE STATE 


Politics 1s a special sphere of activity connected with the rela- 
tions between diverse social groups, classes and nations. The re- 
lations that take shape between people in that sphere of activity 
are known as political relations. 


121 


These relations emerge with the appearance of classes, with 
the society's division into antagonistic classes, and constitute the 
basis of the political organisation of the class society. In their 
most concentrated form, political relations manifest themselves 
in social life through the involvement of representatives from 
each class, group and nation in the functioning of the society’s 
political organisation, in the affairs of state. 

What is the society’s political organisation? What is the state? 
What are its goals and purposes? 

Marxist theory explains the origins and essence of the state, 
political relations, and their importance in social life on the 
strength of the scientific materialist conception of the society's 
class structure. 

The emergence of classes and new social relations (political 
and legal) entrenching the class division of the society gave rise 
to a host of organisations and institutions whose task was to reg- 
ulate these relations. The most important among them was the 
state. 

The state arose and developed primarily as an instrument 
enabling one class to exercise political domination over other 
classes. Ever since the class society emerged thousands of years 
ago, the state has remained an instrument of political power in 
the hands of the ruling class (or several classes). No wonder 
that the concept of “politics” has traditionally been connected 
with state power. The types and forms of political organisation 
in societies divided into antagonistic classes have kept changing, 
but the essence of the state has always remained the same. 

The state is the organisation of the political power of the rul- 
ing class. But in winning and retaining that power, in the strug- 
gle for its vital interests, the ruling class not only uses the state, 
but also sets up political parties, diverse non-government organ- 
isations, cooperatives, church and other institutions. All of these 
in their totality constitute the society’s political organisation, 
that is, the system of institutions, establishments and other bodies 
which regulates the mutual relations between classes, nations 
and states in the sphere of politics. That sphere embraces: 
1) political institutions and relations; 2) political consciousness; 
3) political activity. 

The core of the society’s political organisation is the state, a 
complex and ramified mechanism of legislative, executive and 


122 


judicial institutions which enforces through laws and other state 
acts—the power of the ruling class over all citizens without 
exception. 

Diverse non-Marxist conceptions of the state accentuate its 
“contractual” and “supra-class’ character. According to these 
conceptions, the state emerged and exists in consequence of the 
human awareness of the need for “order” and “mediation” in 
the societv, where different interests come into collision; it is 
seen as a continuation of the abstract idea of justice, of the 
“unity” and “harmony” of these interests. 

Such conceptions, however, merely serve to obscure the essence 
of the state. As Marxism has shown, the state is not an arti- 
ficial entity rising over and above the society or imposed on it 
from outside. It is a product of the society’s own development, 
a result of the changes that take place in the sphere of mate- 
rial social production. With the replacement of one mode of 
production by another, the form of state system changes accord- 
ingly. That is a general uniformity in the development of the 
state, of the society’s political organisation, intrinsic to any an- 
tagonistic-class formation. 

Type and form of the state. In the course of mankind’s his- 
torical development, the state has kept changing, with one type 
of state system giving way to another. The forms of the state 
have changed as well. 

The type of the state is determined by the predominant class, 
which wields its power to preserve and entrench the production 
relations that suit that class. 

History has known four main types of state: slaveholding, feu- 
dal, capitalist and socialist. The first three of these are antag- 
onistic, while the latter is non-antagonistic; it is a new type of 
state defending the interests of the whole people. 

The form of state is the concrete organisation of state power. 
It is usually determined by many circumstances: the specific 
historical conditions of each country’s development, the balance 
of class forces within it, and so on. 

In the classless primitive-communal society, where social re- 
lations were regulated through tribal customs and traditions, 
there was as yet no need for a state as a special institution enabl- 
ing’ some people to exercise power over others. Social power in 
that society directly coincided with the armed population, and 


123 


supreme power belonged to the general meeting. But with the 
development of production, the deepening of the division of la- 
bour, the emergence of private property in the means of pro- 
duction, and the resultant division of the society into classes, the 
tribal system and the related form of administration became ob- 
solete. As Engels showed in The Origin of the Family, Private 
Property and the State, the tribal form of government in that 
epoch gave way to the state.’ 

So, the state arose in view of the need to protect private 
property and the power of the propertied class, and to hold the 
oppressed classes in subjection. Consequently, the exploiter state 
is a political organisation of the economically predominant class 
designed for a struggle against the exploited, for a suppression of 
their resistance. The emergence of the state and its subsequent 
development involved an irreconcilable class struggle. Epochs, 
forms of private property, types of class structure and forms of 
power kept changing, but the essence of the exploiter state re- 
mained the same. 

Distinctive features and functions of the state. The state is 
a major component of the superstructure that rises above the 
society’s economic hasis and serves to maintain, strengthen and 
defend the relations that constitute that basis. 

As compared with the non-political system of governance that 
existed in the primitive-communal society, the state in a class 
society is characterised by three main features: so-called public 
power (a special privileged group of people governing other 
people; a bureaucracy, an army and a police force, punitive and 
intelligence organs, prisons, etc.—such are the main components 
of that coercive power and its instruments); taxation of the pop- 
ulation, which is necessary to maintain the machinery of state 
power; and territorial division, which makes it easier to defend 
the interests of the ruling classes within the borders of a given 
territory. 

Diverse forms of government first developed in the slavehold- 
ing society: monarchy (power of a monarch, an emperor), aris- 
tocracy (power of a minority), republic (electoral power), de- 
mocracy (power of the majority). In spite of these diverse forms 


‘ See Karl Marx and Frederick Engels, Selected Works in three vol- 
umes, Vol. Three, Progress Publishers, Moscow, 1970, p. 326. 


124 


of government, the state in that epoch remained a slaveholding 
state, for it upheld and defended the interests of one class: the 
slave-owners. Different forms of government also existed under 
feudalism, where states were either monarchies or republics. But 
that did not change the class essence of the feudal state, whose 
invariable purpose was to put down protest by the oppressed 
classes, the peasants and handicraftsmen. 

Under capitalism, where the state exercises the rule of the 
bourgeoisie in every sphere of social life, it can be either a re- 
public (the USA, Italy, etc.) or a monarchy, often constitutional 
(Britain, Spain, Sweden, etc.). Under imperialism, the bour- 
geoisie sometimes resorts to openly undemocratic forms of gov- 
ernment in order to prevent or postpone the social and _politi- 
cal transformations demanded by the working masses. 

Even in the past few decades of the 20th century, the bour- 
geois ruling circles of a number of capitalist states have been 
known to install “strong”, openly right-wing dictatorial regimes 
whenever the class struggle has risen to a particularly high pitch. 
Under the slogan of “defending national interests from the 
threat of international communism’, these regimes brutally sup- 
press any democratic movements of the working people in their 
countries, implant militarism, and follow a policy of revenge- 
seeking, aggressive military ventures, genocide and racism. Di- 
rectly infringing upon spiritual values, culture, humanism and 
elementary human rights, these regimes ultimately pose a threat 
to the very class whose interests they are meant to serve. Just 
as in fascist Germany and Italy and in militarist Japan towards 
the end of the Second World War, so in Spain at the end of the 
Franco era (the 1960s and 1970s), in Chile in the 1970s, and 
in other states, members of the ruling classes (including the 
bourgeoisie) often joined the society’s progressive forces in a 
vigorous struggle against the dictatorial regimes. 

As an organisation of the ruling class, the antagonistic state 
also performs a whole range of regulative functions, aimed at 
consolidating the unity of that class and strengthening the foun- 
dations of the existing social system. 

These functions include: 

—the economic function (juridical regulation of property re- 
lations, drafting of labour legislation, etc.), and a related juri- 
dical function, which involves regulation of the whole totality 


125 


of social relations through a system of legalised (juridical) 
norms; both these functions are also functions of exploitation, 
of the economic and political suppression of the working masses; 

the function of regulating relations both between the ex- 
ploiter classes in order to rally them together in their struggle 
against the opposing classes and in defence of their social sys- 
tem, and between the exploited classes; 

~—the function of defending the interests of the ruling class 
in international relations (external function). 

For running the society and performing its functions, the state 
has a special apparatus. Since an exploitative system cannot 
exist without coercion of the working masses, it is inconceivable 
without a coercive apparatus, a special repression machine, which 
includes an army, an intelligence service, punitive organs and 
prisons. 

Alongside the state apparatus, the ruling class also uses such 
an instrument of state power as law. 

Law is a system of rules of conduct enshrined in legislation 
and sanctioned by the state. In regulating property rights and 
privileges, the exploiter state legalises not only the economic 
system of exploitation, but also the system of social relations de- 
termined by it (relations between classes and other social groups, 
the status of the family, various ethnic groups, national minori- 
ties and non-government organisations, civil rights and duties). 
In one form or another, law embraces every aspect and type of 
human activity in the society. With its help, the exploiter state 
ensures delence of private property and the vital interests of 
the ruling classes. 

Special note should be taken of the state's external function. 
Foreign policy has always been a continuation of domestic poli- 
cy. Ihe reactionary aspirations of the exploiter classes in do- 
mestic policy are usually extended through an aggressive for- 
eign-policy line. Through their colonial conquests, subjugation 
and plunder of other peoples in the late 19th and the first half 
of the 20th centuries, the ruling classes of a number of imper- 
ialist countries have acquired a vast sphere of exploitation and, 
consequently, immense profits. 

At present, the ruling circles of the USA and other NATO 
countries, which safeguard the interests of the biggest monopo- 
lies, have been following a policy of headlong militarisation of 


126 


the economy and an arms drive, harbouring wild plans of global 
domination. ‘That policy, however, is opposed by all peace-lov- 
ing peoples, primarily the socialist community countries and the 
whole of progressive mankind. 


2. PRESENT-DAY CAPITALISM: 
THE SOCIETY AND POLITICS 
In analysing the tendencies of development at the monopoly 
stage of capitalism, Lenin showed that the evolution of the bour- 
geois state, the political organisation of the bourgeois society, 
leads to an “extraordinary strengthening of the ‘state machine’ 
and an unprecedented growth in its bureaucratic and military 
apparatus’. 

Indeed, the political system of the antagonistic-class society 
reaches its peak under capitalism. The administrative system is 
perfected and the repressive apparatus, whose purpose is to com- 
bat democratic social movements, is invigorated in the condi- 
tions of a ceaseless class struggle. 

The struggle between political parties, which advocate and 
defend the interests of various classes, is sharply intensified, The 
multiparty system of present-day capitalism is a logical product 
of the intractable contradictions between its classes and social 
strata. 

True, the multiparty system enables some groups of the bour- 
geoisie to derive certain benefits from the struggle between va- 
rious bourgeois parties on this or that issue. Since the ultimate 
goals of these parties coincide, the main distinctions between 
them are usually tactical. Skillful manipulation of the differences 
between parties creates a semblance of democracy, enabling 
the ruling class to change the contours of its policy without al- 
tering its essence. 

Through the mass media (the press, radio, television), which 
have come to play a major role in political life under capitalism, 
the ruling elite exerts an active influence on the consciousness 
of diverse classes and strata. By manipulating that consciousness, 
it influences the country’s public opinion as a whole. 

Bourgeois politologists eulogise the democratic principles of 
the capitalist state. The fierce competition among the monopo- 


‘Vv. I. Lenin, “The State and Revolution”, Collected Works, 
Vol. 25, 1977, p. 415. 


127 


lies, protection of the interests of oligarchic financial associations 
in politics (through the system of lobbyism in parliaments, overt 
and covert bribery, blackmail and other methods of influencing 
the state apparatus), and various forms of ideological control 
are often presented in their theories as a manifestation of the 
“democratic” principles of pluralist bourgeois democracy, whose 
vehicle is the capitalist state. Obscuring its essence as a dicta- 
torship of the ruling monopoly elite and as an instrument for 
suppressing the working classes, present-day non-Marxist theor- 
ists maintain that the bourgeois state is gradually turning into 
the organising link of the whole of economic and social life in 
the society, with an “integration” of the interests of all its mem- 
bers on the basis of scientific planning of production, regulation 
of consumption, etc." 

‘These conceptions are being widely used by reformism, op- 
portunism and right-wing revisionism in their urge to moderate 
the class struggle under present-day capitalism, to prove that there 
is no need for the working people to fight for their vital 
rights, and present the political development of capitalism as 
its evolution towards “pure democracy”. 

Life itself, however, refutes these essentially utopian illusions. 
As actual historical experience shows, democracy in a class so- 
ciety has always remained a class form of the organisation olf 
political life. And it can never be otherwise. “If we are not to 
mock at common sense and history,’ Lenin wrote, “it is obvious 
that we cannot speak of ‘pure democracy’ as long as different 
classes exist; we can only speak of class democracy.” 

The development of political life in our day shows ever greater 
authoritarian tendencies in the system of monopoly rule. 
The bourgeois state, which advocates the interests of the whole 
bourgeois class and does the will of the monopolies, turns into 
a kind of committee for running the affairs of monopoly capital. 
‘he actual policy of bourgeois states refutes the democratic free- 
doms and values they proclaim, although many of these are writ- 
ten into the constitutions of these states. Real rights and free- 
doms there are concentrated solely in the hands of the bourgeoi- 


“See Peter L. Berger, ‘Thomas Luckman, The Social Construction 
of Reality, London, 1967, p. 18 ff. 
V. I. Lenin, “The Proletarian Revolution and the Renegade Kauts- 
ky”, Collected Works, Vol. 28, 1977, p. 242. 


128 


sie, the class that exercises economic, political and ideological 
domination, whereas for a vast majority of the working people 
these widely advertised rights and freedoms are nothing but a 
dead letter. 

Millions of unemployed, growing numbers of homeless con- 
stantly on the move in search of jobs and housing, the unavail- 
ability for many people of adequate guaranteed medical ser- 
vices and pension security in old age or disability, the fact that 
specialised and higher education is beyond the reach of most 
representatives of the less-well-off groups and strata, persecu- 
tion of those who take part in progressive public and_ political 
organisations, in the struggle for peace, against aggressive ten- 
dencies in foreign policy and an anti-popular line in domestic 
policy, and an offensive against all the gains of the working 
people such is the real picture of the “guaranteed” rights 
and freedoms which are being widely advertised but never put 
into practice by the capitalist states. 

Under state-monopoly capitalism, the development of politi- 
cal life is determined by two interconnected, though diametri- 
cally opposite tendencies. The first of these is connected, as it 
has already been noted, with the toughening dictatorship of the 
ruling classes, their growing domination and resort to violence, 
which manifests itself both in the domestic and foreign policy 
of the capitalist states, and the second, with the rise of a broad 
revolutionary and anti-monopoly movement. 


3. THE CLASS STRUGGLE AND REVOLUTION 


In answer to the bourgeois states’ offensive against their vital 
tights, the working classes of the capitalist society and_ their 
allies come out in a common front of struggle against the reac- 
tionary political line pursued in the interests of the monopolies. 
Now as in the past, the working people's class struggle is spear- 
headed against that line, aiming to limit the power of the mo- 
nopolies and consolidate all the progressive forces advocating 
peace, democracy and profound social transformations. ‘These 
just goals of the working people's class struggle raise the ques- 
uon about the ways of such transformations, which could put 
an end to the sway of the monopolies, to the economic, political, 
social and other forms of man’s exploitation of man. 


9—1807 129 


In its highest form, the class struggle is a political struggle 
and leads to revolution, or a radical upheaval in the social and 
state system. Revolution puts an end to the obsolete social sys- 
tem and asserts a new and progressive one, eliminating private 
property in the means of production and the exploitation of the 
working masses. 

Marxist social theory regards revolutions as the supreme man- 
ifestation of the class struggle in an antagonistic society. In 
elaborating the main propositions of the Marxist theory of the 
class struggle, Lenin showed that since it is a political struggle 
it inevitably raises the question of power. The first and essential 
feature of a revolution is transition of state power from the hands 
of one class to those of another. 

The transition period: the question of power. Whereas the 
bourgeois revolution brought to power the capitalist class and 
established the capitalist system, which for the toiling classes 
meant no more than a change of form of exploitation, the prole- 
tarian revolution carried out by the working class in alliance 
with all the other working people overthrows the power of the 
ruling class together with the capitalist system. In The State 
and Revolution, written on the eve of the October Revolution 
in Russia, Lenin showed on the strength of a wide array of facts 
that the working class can only ensure the working people's re- 
volutionary gains by taking power into its own hands and estab- 
lishing, in one form or another, a dictatorship of the proletariat. 

What is the dictatorship of the proletariat? [s it no more than 
coercion by the triumphant working class of all the other classes, 
groups and strata of the society, “inevitable”? in economically 
backward, underdeveloped countries? 

Not at all. Petty-bourgeois and reformist theorists seek to prove 
that there is “no need” for a proletarian dictatorship in  coun- 
tries where the traditions of bourgeois parliamentarianism make 
it possible to rise to socialism without dismantling the old state 
machine. But that is a grave delusion. ‘The experience of many 
revolutions. including the defeat of the Chilean revolution in 
1973, shows that the working masses have to pay dearly for such 
delusions. 

Having analysed mankind’s first experience of that kind, the 
experience of the 1871 Paris Commune, Marx drew the follow- 
ing conclusion: in the period of revolutionary transition from 


130 


capitalism to socialism, “the state can be nothing but the revo- 
lutionary dictatorship of the proletariat’ 3 

In the epoch of imperialism, the highest and final stage of 
capitalism, Lenin scientifically substantiated the proposition that 
the proletariat can attain ils goals in the course of a revolution 
solely with the direct support of all the other, non-proletarian 
strata of the working people. ‘The dictatorship of the proletariat, 
he emphasised, is a special form of class alliance between the 
proletariat as the vanguard of all the working people and their 
numerous non-proletarian strata, an alliance led by the working 
class. ‘The need for such an alliance, he pointed out, stems both 
from the peculiarities of the period of revolutionary transforma- 
tions and from its tasks: the tasks of overthrowing the old sys- 
tem and strengthening the new, socialist system. Developing in 
a fierce and ceaseless struggle against reformists and opportunists, 
who denied the need for a proletarian dictatorship in the revo- 
lutionary period, the doctrine of the dictatorship of the proleta- 
riat became a touchstone for testing the attitude to Marxism of 
those who supported it in practice. To consider oneself a Marx- 
ist, Lenin wrote, it is not enough to recognise the class struggle; 
it is also necessary to extend one’s recognition of the class strug- 
gle to a recognition of the dictatorship of the proletariat. 

‘The dictatorship of the proletariat as a form of power in the 
transition period not only implies an effort to overcome the resist- 
ance of the bourgeoisie and its allies, who seck to prevent the 
assertion of the new social system (or even their suppression, if 
they come out against the people’s power), but also includes di- 
verse types of constructive-——economic, organisational, cultural, 
educational, foreign-policy (defence, struggle for peace )—activi- 
ty by the state, aimed at strengthening its economic, political 
and social foundations, at ensuring the necessary conditions for 
the people's efficient labour in building a socialist society. 

Vhe dictatorship of the proletariat is a whole system of state, 
political and social bodies and institutions, united and directed 
by the proletarian, Marxist-Leninist party. lts leading and guid- 
ing role in the system of proletarian dictatorship and its con- 


* Karl Marx, “Critique of the Gotha Programme”, in: Karl Marx 
and Frederick Engels, Selected Works in three volumes, Vol. ‘Vhree, p.26. 

* See V. 1. Lenin, “A Great Beginning”, Collected Works, Vol. 29, 
p. 420. 


9° 131 


sistent policy based on scientific cognition and use of the laws of 
social development are the crucial and decisive condition of the 
proletariat’s historical mission. 

Depending on the actual historical conditions of individual 
countries, the forms of proletarian dictatorship can differ wide- 
ly. But whatever the distinctions, its binding and characteristic 
feature is that the whole process of — socialist construction is 
directed by a Marxist-Leninist purty, the vanguard of the work- 
ing class and all the working masses. The dictatorship of the 
proletariat is a historically new type of democracy, qualitatively 
distinct from all earlier types: democracy by the majority of the 
people, based on their broad involvement in running the society 
and the affairs of state. 

Having generalised the experience of the proletariat’s revo- 
lutionary struggle in Russia, Lenin saw the Soviets as a form 
of the state of proletarian dictatorship. The Soviets are the 
largest mass organisation which embraces all the working people 
of the country. 

After the Second World War, revolutions in a number of 
European and Asian countries gave rise to a new form of pro- 
letarian dictatorship: the people's democracy. Its specific feature 
is the multiparty political system. ‘Ihe leading role in that sys- 
tem belongs to the Marxist-Leninist party, with a broad popular 
front uniting diverse classes, groups and strata which recognise 
the leading role of the working class and its party. That form of 
proletarian dictatorship is marked by gradual, peaceful develop- 
ment, without any forcible expropriation of the propertied classes. 

The changes in the world balance of forces in favour of so- 
cialism and the international working class, and the upsurge of the 
national liberation movement have extended the possibilities for 
a peaceful course of the socialist revolution. But whether it will 
develop along such a course largely depends on the degree and 
intensity of the resistance put up by the bourgeotsic, on the 
specific conditions of each people’s revolutionary struggle. That 
is why the dictatorship of the proletariat can take diverse forms 
in different countries. 

The ultimate goal of any form of proletarian dictatorship is 
to transform the society on revolutionary lines: to eliminate cap- 
italism and build socialism. As Lenin noted, “All nations will 
arrive at socialism—this is inevitable, but all will do so in not 


132 


exactly the same way, each will contribute something of its own 
to some form ef democracy, tol some variety of the dictatorship 


of the proletariat. ..7* 


4. SOCIALISM AND DEMOCRACY 


As socialisin is being built, the state of proletarian dictatorship 
gradually evolves into a state of the whole people. 

The whole people’s state is a political organisation of the 
whole people led by the working class and its vanguard, the 
conmmunist party. ‘The social base of the political system of so- 
cialism keeps expanding and changing in qualitative terms, for it 
is not only the working class, but also the peasantry and the 
intelligentsia that become consistently socialist, ie., take a fully 
working-class stand and assimilate the working-class ideology. 

The main internal functions of the whole people's socialist 
state are economic and cultural. Its external function is intrin- 
sically free of territorial imperial ambitions, of an urge for ag- 
gression, for the economic or political enslavement of other peo- 
ples. Its major goals remain defence of the homeland and of the 
socialist community countries, struggle for peace and stronger 
international solidarity, support for the struggle of the oppressed 
peoples, economic and cultural cooperation with all countries 
aud peoples. ‘Then there are also the tasks of an irreconcilable 
ideological struggle against bourgeois and petty-bourgeois ideoi- 
ogy alien to the socialist society, against any encroachments 
upon the working people’s socialist gains, and against imperial- 
ism. 

The whole people’s state continues to deepen and perfect so- 
cialist democracy. That process is expressed in: 

the growing role of the organs of people’s power (the So- 
viets of People’s Deputies) in the solution of economic, social 
and cultural problems, in the efforts to involve all citizens in 
running the affairs of the society and the state; 

the overall development of democracy in solving produc- 
tion and economic problems connected with planning and con- 
trol of enterprise activity at the local level; in the USSR. that 


"V. T. Lenin, “A Caricature of Marxism and Imperialist Econom- 


ism”, Collected Works, Vol. 23, 1977, pp. 69-70. 


133 


process was particularly promoted by the Law on Work Collec- 
tives. which gave the working people a greater say in the affairs 
of their enterprises; 

the growing role of the trade unions, of youth, cooperative 
and other mass organisations, cultural and educational associa- 
tions and creative unions in the discussion and resolution both 
of state matters and those relating to the Soviet people’s daily 
life. 

The Communist Party remains the organising force. the core 
of all the political, ideological and social work among the masses 
aimed at promoting democracy under developed socialism. The 
party’s importance as the political vanguard of the working class 
and all the other working people has been growing and _ will 
continue to grow as the developed socialist society is being per- 
fected and advances towards communism. 

The USSR has a one-party system.1 There is no need here 
for other political parties, because the CPSU represents the in- 
terests of the whole people—the working class, the collective 
farmers and the working intelligentsia, rallying round itself all 
the working people. 

At the same time, other socialist countries (Bulgaria, Poland, 
the GDR, Czechoslovakia) have a multiparty system. With the 
Marxist-Leninist workers’ parties playing the leading role, the 
other parties in each of these countries represent the specific 
interests of separate groups and strata of the population and co- 
operate with the ruling parties as an active link in the political 
organisation of the socialist society. 

So, no matter how hard certain critics seek to distort the 
picture of political life under existing socialism, its diverse ex- 
perience shows that there is no single “model” of political sys- 
tem. On the contrary, there is a variety of forms of political or- 


* There is also a one-party system in the socialist Republic of Romania. 
In the USSR. such a system took shape after the October Revolution of 
1917. but not as a result of suppression of other parties by force. as 
some anti-Soviet and anti-communist ideologues allese. In the new con- 
ditions, many of the them existing bourgeois and petty-bourgeois partics 
began losing their social base, losing touch with the imasses, and so 
quickly disappeared from the political scene. Some parlics put themselves 
outside the law by their openly hostile activity against the So- 
viet power, the power of the working people. 


134 


ganisation, reflecting the rich content of socialist democracy, 
which exists for the people. 

Socialist democracy is the highest type of political democracy. 
Tt assures all citizens of real equality before the law, direct and 
equal suffrage by secret ballot. Socialist democracy, whose social 
basis consists of social property in the means of production, is the 
groundwork for man’s true economic and social emancipation, For 
the first time in mankind's history. socialism gives the working 
masses access to independent involvement in state administration 
through their activity in work collectives, through diverse public 
organisations, the practice of nationwide discussion of draft laws, 
and the people's control system. Apart from proclaiming §polit- 
ical freedoms and socio-economic rights, the Constitution of the 
USSR ensures reliable guarantees of these rights and freedoms 
in practice. ‘That is the essential distinction between socialist and 
bourgeois democracy. 

As socialist democracy is deepened and extended in every res- 
pect with the further perfection of developed socialism. the state 
will eventually give way to communist social self-government, 
which is already beginning to take shape. 


* * * 


An analysis of political life from the standpoint of the class 
approach, which lies at the root of Marxist social theory, shows 
the complexity of the problems of power, the state, forms of gov- 
ernment, democracy, revolutionary transformations, ete., exam- 
ined by that theory. 

At the same time, the world revolutionary process in our day 
shows these problems to be highly imperative. Examples of how 
they should be studied in the light of the correlation and strug- 
gle between classes are contained in the works of the founders 
of Marxism-Leninism, in its social theory. 


Chapter Six 
SOCIAL REVOLUTION 


We have already considered the prerequisites, motive forces and 
uniformities of radical revolutionary change in history. Let us 
now examine this question in greater detail. 

The change of socio-economic formation is always a funda- 
mental, qualitative leap, which affects all aspects of life in the 
society, transforming its basis and superstructure. That is why 
such leaps are called social revolutions. 


1, SOCIAL REVOLUTION: 
ESSENCE AND PREREQUISITES 


In his preface to 4 Contribution to the Critique of Political 
Economy, Marx wrote: “At a certain stage of development, the 
material productive forces of society come into conflict with the 
existing relations of production or this merely expresses the 
same thing in legal terms -with the property relations within 
the framework of which they have operated hitherto. From 
forms of development of the productive forces these relations 
turn into their fetters. Then begins an era of social revolution.’ 

Social revolution is a turning point in every sphere of the so- 
ciely’s life without exception, in the whole social system. Such a 
revolution does not occur all at once, but can last for years and 
decades. One of its key elements is a political revolution, which 
includes a fundamental transformation of the state system. Its 
main goal is to change the society’s political system. Social re- 
volution, which is a whole period of deep-going, radical trans- 
formations in the society, spreads to all its spheres: qualitatively 
new economic and social structures, political, legal, ideological 
and other relations arise and develop in the society. 


* Karl Marx. A Contribution to the Critique of Political Economy, 
p. 21. 


136 


As a fundamental, qualitative leap in the society's develop- 
ment, social revolution means its total renewal. Although pre- 
sent-day non-Marxist philosophy and sociology assert that the 
theories of revolution are outdated because the society's develop- 
ment today is nearly totally determined by the controlled in- 
fluence of scientifically substantiated government policy on the 
economy, ideology and politics, the process of radical revolu- 
tionary transformations in the world continues to unfold. We 
have witnessed numerous revolutions connected with the cisin- 
tegration of the world colonial system and the emergence of 
new independent national states in Asia, Africa and Latin Ame- 
rica. Many of these anti-imperialist revolutions marked the be- 
ginning of a new period in the life of the countries entering the 
road of independent political, economic and social development, 
the road of building the new society. 

Marxist social theory brings out and explains the basic prere- 
quisites and uniformities of revolutionary transformations in social 
life. In giving a scientific explanation of the essence of social 
revolutions, their role in mankind’s history, their origins and de- 
velopment uniformities, Marxist theory invalidates the conceptions 
that deny, underestimate or question the importance of social 
revolutions. Present-day bourgeois sociologists keep making such 
attempts, offering their own conceptions of managerial revotu- 
tion, revolution in consciousness, sexual revolution, and so on. 
All these attempts reveal one main tendency: a striving to substi- 
tute pseudo-scientific deliberations about ways of “improving” 
capitalism for the Marxist understanding of the essence of re- 
volution. 

Social revolution is a natural and law-governed phenomenon, 
determined by the material conditions of life in the society, by 
its internal development contradictions. These contradictions do 
not manifest themselves right away, but accumulate gradually, 
reaching a mature stage. The period in which these contradic- 
tions mature is known as the period of preparation of social 
revolution. In that period, the society does not stand. still and 
its development does not cease: new productive forces emerge 
and mature within the entrails of the old ones. and there are 
changes in the relations of production, which influence the ba- 
lance of class forces, the economy, ideology and culture (evolu- 
tionary changes). 


137 


These gradual, evolutionary changes pave the way for a fun- 
damental, qualitative leap forward, or social revolution. 

In a correct assessment of the importance of evolutionary pe- 
riods in the society's development (as periods of gradual and par- 
tial changes, whose accumulation leads to the stage of funda- 
mental transformations. to revolution), Marxist soctal theory em- 
phatically rejects any attempts to reduce the process of social 
development to evolutionary changes alone. Ever since the days 
of Herbert Spencer, who laid the foundations of social evolu- 
tionism, and right up to our day (theories of social evolution 
connected with structural functionalism, etc.), non-Marxist sociol- 
ogy has been inclined to dismiss social revolutions as “useless” 
and even “harmful’.t Nevertheless, revolutions prepared by the 
objective prerequisites of social development do occur. 

‘The most important of these prerequisites is the conflict be- 
tween the new productive forces and the old, obsolete relations 
of production. In order to bring these production relations up 
to the level of the productive forces, it is necessary to resolve 
the conflict between them. In a society torn apart by antagonist- 
ic contradictions, that conflict manifests itself in a collision be- 
tween classes. The ruling class, which owns the means of produc- 
tion. defends the old production relations and the social system 
that rests on these, while other (revolutionary) classes strive to 
overthrow that system, to replace it with a new and more prog- 
ressive one. The conflict between these classes is ultimately re- 
solved through social revolution, in the course of which radical 
transformations take place in the economic, social, cultural and 
other spheres of life. 

In order fully to climinate the production relations which need 
replacing and which prop up the old social system, the progres- 
sive class. which is interested in completing the revolutionary 
transformations, should win political power. 

‘The question of state power and its passage from one class to 
another, as it was noted above, is the main question of any rev- 
olution, [It is not merely a matter of power changing hands, 
as it usually happens in various superficial coups, which only 
change the configuration of the groups in power. Such a trans- 


* Spencer was the first bourgeois sociologist who, in identifying the 
society with a natural living organism. spoke of revolution as a social 
“di ” 

isease”’. 


138 


fer of power is possible when one reactionary regime is replaced 
by another. The question of struggle for power in the course of 
a revolution is a question of overthrowing the power of the 
outgoing social forces, primarily the ruling class, and establish- 
ing the power of the class that is the hegemonic force in that 
particular revolution, ‘The struggle in this case can either involve 
coercion or not. ‘The concrete conditions of the revolution 
engender concrete forms of the struggle for power. A revolution 
can occur without an armed clash between classes, but its subse- 
quent development and expansion could lead to sharp confronta- 
tions between the winning and losing classes. which could result 
in counterrevolutionary revolts. civil war, etc. 

The Great October Socialist Revolution in Russia was relative- 
ly bloodless, and for a few months the Soviet power literally 
marched in triumph across the country. Nevertheless, the peace- 
ful course of the revolution was soon disrupted by a civil 
war and an armed intervention from abroad. 

The development of social revolutions is determined by a 
complicated set of internal and external contradictions. Internal 
contradictions between antagonistic classes remain decisive, but 
external contradictions (those connected with interstate relations) 
can also have a considerable influence on the course of a rev- 
olution, either slowing down or accelerating its development. 
Some revolutions (such as national liberation revolutions) re- 
solve both internal and external contradictions by destroying the 
reactionary classes inside the country and, together with these, 
the forms of enslavement imposed on the country by foreign cap- 
ital with the help of these classes. 


2. REVOLUTIONARY SITUATION 


For a socia] revolution to take place, there should be definite 
objective and subjective prerequisites and historical conditions, 
for revolutions cannot be made to order or imported from out- 
side. The sum total of objective conditions necessary for revolu- 
tion creates a revolutionary situation. 

A revolutionary situation is characterised by a whole num- 
ber of symptoms. In analysing these, Lenin noted that a revolu- 
tion is simply impossible without a nationwide crisis.! On the 


*V. 1. Lenin. “ ‘Left-Wing’ Communism—an Infantile Disorder”, 
Collected Works, Vol. 31, 1982, p. 85. 


139 


one hand, that means a crisis of the “upper classes”, i.e., an im- 
possibility for the ruling classes to maintain their rule without 
any change, and on the other, ferment among the oppressed, 
working classes, a crisis of the “lower classes”, which do not 
want to live in the old way any longer. In such a situation, the 
want and misery of the exploited classes reach an extreme. 

Vhe crisis conditions help to invigorate political activity among 
the masses, stimulating their revolutionary mood. 

So, the main symptoms of a revolutionary situation are: (1) a 
crisis of the policy of the ruling classes, which can no longer 
rule in the old way; (2) a worsening of the working people’s ma- 
terial condition; (3) an upsurge in the independent political ac- 
tivity of the working people. Revolutionary periods in history 
are distinguished by rapid and profound social transformations 
precisely because these transformations are carried out by the 
masses. Mass action brings about the most radical socio-econom- 
ic and political changes. 

If a revolutionary situation is to culminate in a revolution, 
the necessary objective conditions should be combined with a 
mature subjective factor, i.e., the consciousness, ideological ma- 
turity and good organisation of the progressive social class, 
which acts in alliance with other classes and strata against the 
policy of the ruling class. 

A unity of objective and subjective conditions is the main law 
of social revolution. 


3. THE CHARACTER AND MOTIVE FORCES 
OF REVOLUTIONS 


Revolutions differ in social character, which is determined by 
what kind of social contradictions are resolved by a particular rev- 
olution; what social system is established as a result of its vic- 
tory; what are the motive forces of the revolution; and who 
plays the leading role in the revolutionary transformations. 

Revolutions are usually headed by one particular class, which 
is the leader, or hegemonic class, of a given revolution. That 
class unites the other classes. groups and strata which are its 
allies in the struggle for a radical, revolutionary transformation 
of the society. 

The social classes that carry out a revolution are its motive 


140 


forces. Vhe revolution’s motive forces and hegemonic class de- 
pend on its character and on the historical conditions in which 
it takes place. 

The history of revolutions has known revolutionary uprisings 
by slaves and serfs, bourgeois, hourgeois-democratic and national 
liberation revolutions, and socialist, proletarian revolutions. Along- 
side general features which are common to all revolutions, 
each revolution has its own specific features. When similar tasks 
are being resolved in different historical settings, the depth of 
the social transformations, the motive forces, and the forms of 
class struggle can markedly differ from one country to another. 

The national liberation revolutions of our day are extremely 
diverse in form and content. In uniting different social groups 
and classes, which form a common front in the struggle for 
political, economic and social independence, the revolutionary 
movement of the young states of Africa, Asia and Latin Ame- 
rica helps to deepen and develop the global anti-imperialist rev- 
olutionary process. 

Towards the highest type of social revolution, Ours is an epoch 
of social revolutions. The world revolutionary process in our 
day continues to develop with the peoples’ struggle for lasting 
peace, independence and a better future, against any forms of 
inequality and oppression. 

The leading place in that process now belongs to socialist rev- 
olutions—-the highest type of social revolution, effecting a tran- 
sition from the capitalist to the communist socio-economic form: 
ation. 

Owing to its status in the system of capitalist production, the 
working class is the vanguard and the main motive force of 
the socialist revolution. As a radical transformation of all spheres 
of the society without exception, that revolution lasts throughout 
the whole fransition period, from the moment when the working 
class wins political power to the building of socialism. ‘The first 
necessary prerequisite of a socialist revolution is the take-over of 
power by the working class and establishment of a proletarian 
dictatorship. ‘That take-over provides a basis for all subsequent 
economic, social and other transformations in the course of the 
socialist revolution. 

Depending on the historical conditions and on the balance of 
class forces in a given society, the forms of socialist revolution 


141 


can differ markedly. It can follow either a peaceful or a non- 
peaceful course. In the first instance, as in the East European 
countries after the Second World War, the balance of forces 
in favour of the working class was a prerequisite for a relatively 
peacelul and gradual development of socialist revolutions. ‘he 
peaceful way of revolution is now open to many countries in 
view of the existence of the world socialist system, the balance 
of forces in favour of socialism and progress, and the growing 
might of anti-imperialist and democratic movements in the 
world. But even here one cannot rule out a non-peaceful course 
of the revolution in the event that the reactionary forces, the 
propertied classes, deprived of their privileges, encroach upon 
the working people’s gains or resort to open violence against 
the masses. The working class and its allies should be able to 
uphold and defend the gains of the socialist revolution. 

(he socialist revolution creates all the necessary conditions 
for a radical reconstruction of the society, making it possible to 
resolve its economic, social and other conflicts and contradic- 
tions. 


‘Yo sum up, let us note that: 

political problems occupy a central place in Marxist social 
theory; 

the elaboration of these problems by its founders and their 
followers is among the generally recognised achievements of 
Marxist analysis; 

the Marxist-Leninist conception of the state is an instru- 
ment for a scientific explanation of the power system under cap- 
italism, the problems of revolution and the transition period, 
the political organisation of the society under socialism, and 
urgent problems of international relations. 


Many political events in our day are connected with changes 
in the society's cultural life. After all, social transformations 
are simply impossible without changes in the sphere of culture, 
without a spiritual renewal. 


Chapter Seven 
THE SOCIETY AND CULTURE 


The problems of culture, its role and place in the society's life 
have acquired special urgency. Present-day social development 
involves significant changes in all spheres of life without ex- 
ception, including culture. 

Culture is studied by different sciences, such as ethnography, 
sociology and anthropology, each under its own angle. In any 
case, all of these analyse the functioning and development of 
culture in the context of human life in the society. And that is 
only natural, for the society and culture are closely intercon- 
nected by numerous relations. These relations take shape be- 
tween people, who create culture and transform the society in 
which they live. 


1. CULTURE: THE CONCEPT DEFINED 


The diversity of cultural phenomena and the different approaches 
to an analysis of culture are reflected in the plurality of the 
concept of culture itself. In effect, it characterises any aspect of 
human activity: labour and daily life, production relations, rest 
and leisure, upbringing, education, science and art. Even in daily 
usage culture may mean different things, which shows that 
the phenomena it encompasses are highly diverse. But whatever 
the distinctions between the various readings of the concept, 
both scientific and conventional, one could say that culture is 
always a definite result of human activity. 

That is why the inital and most general definition of culture 
is all that has been created by man as distinct from everything 
connected with nature. Such a view makes it possible to see 
culture in the unity of its material and spiritual aspects, and that 
is important because not only pre-Marxist, but also many pres- 
ent-day non-Marxist trends in philosophy and sociology present 
the development of culture solely as a spiritual process, as the 


143 


history of the human spirit. In that way, spiritual culture is de- 
tached from its causes: from material life and human activity, 
from the producers of material and spiritual values. 

Culture originated as a result of human production activity, 
when people began to master the forces of nature, going over 
from the use of ready-made natural products to the production 
of material values. So, the basis for culture was provided by the 
human labour process itself, whose development led to a demar- 
cation between the material and spiritual spheres of production. 

Material production embodied the power of human knowledge 
(the means of production, instruments of labour, machinery, etc.). 

Spiritual production created spiritual culture. One of its 
components is the collective (social) consciousness, a special 
world of ideas as distinct from the world of things. Spiritual 
culture includes social psychology, ideology, science, art, politics, 
philosophy, man’s ethical and aesthetic consciousness (the social 
consciousness is examined in greater detail in Chapter Eight). 

There is a close dialectical interconnection between material 
and spiritual culture. Material culture has an ideological aspect 
and, vice versa, spiritual culture has a material aspect, for many 
spiritual phenomena (scientific knowledge, literature, fine arts, 
etc.) have a definite material embodiment. All of these could 
not have been created without material instruments and condi- 
tions, without living human individuals. Just as material pro- 
duction is impossible without the experience and knowledge of 
those who are engaged in it, so the production of spiritual values 
calls for definite material conditions. 

Interpenetration of the material and the spiritual is thus a nec- 
essary factor in the functioning of culture and its development. 
Their interconnection is particularly evident in our day in such 
a sphere of culture as scientific knowledge. As the integrating 
element that brings together material and spiritual production, 
science is the major spiritual source of material production. 
Scientific knowledge accelerates the development of social pro- 
duction, engenders ever new industries and helps to restructure 
and renew the existing ones. The impact of science on progress 
in various fields of technology and social production, on the life 
of modern man is so great that a special concept -the sczentific 
and technical revolution (STR)--has been introduced to char- 
acterise that influence. In Marxist theory, the STR is seen as 


144 


a necessary prerequisite for the development of production and 


culture as a whole. 

Marxist social theory connects culture with living, creative 
human activity. It emphasises the organic unity of the material 
and spiritual aspects of human culture. Marx wrote in his Cap- 
ital: “As in the natural body head and hand wait upon each 
other, so the labour-process unites the labour of the hand with 
that of the head.”? Material and spiritual values, human culture 
are a natural result of that process. 

The close interdependence of material and spiritual processes 
in the development of culture was brought out by Lenin, who 
deepened the Marxist view on cultural problems in examining 
the ways and perspectives of social development in the 20th 
century. He was the one who formulated and resolved a whole 
range of crucial cultural problems, such as the problem of con- 
tinuity in the development of spiritual culture or that of a cultu- 
ral revolution as a major aspect (alongside economics and _pol- 
itics) of the radical transformations in the society on the way 
from capitalism to socialism. 

After the October Revolution in Russia, Lenin focussed his 
attention on these problems. In order to build a new society, 
it is not enough to transform the economic basis and build a 
new, socialist superstructure. It was necessary, Lenin wrote, crit- 
ically to assimilate and put within the reach of the broadest 
strata of the working masses the successes of science and technol- 
ogy and the achievements of literature and fine arts accumu- 
lated by mankind, constantly to develop and enrich these achieve- 
ments. He emphasised that the solution of any economic, polit- 
ical or other problems in the course of building socialism was 
connected with the vigorous and creative activity of the toiling 
classes, the prime productive force of the new society, with their 
ability to carry on that construction on the strength of profound 
knowledge and culture.’ 

And today, in the conditions of developed socialism in the 
USSR, when it is particularly important to optimise social pro- 
duction. to ensure a timely and competent solution of any econom- 
ic issue, and to boost the initiative and consciousness of the 


' Karl Marx, Capital, Vol. I, p. 476. 
*See V. 1. Lenin, “The Tasks of the Youth Leagues’, Collected 
Works, Vol. 31. p. 287. 


10—1807 145 


masses, matters of cultural policy have acquired particular so- 
cial importance. The CPSU Central Committee and the Soviet 
state have put that policy on a scientific basis, with due ac- 
count for all that is valuable in this respect in the works of the 
founders of Marxist social theory. 

In turning to the initial prerequisites of human culture and its 
development, which lie in the sphere of material production, 
Marxist theory shows the multidimensional nature of the con- 
cept of culture. From the Marxist standpoint, culture is a dia- 
lectical unity of the results of human material and spiritual activ- 
ity. That is why it can also be seen as a definite level in the de- 
velopment of man and the society, since any aspect of human 
activity in the society——material (labour and production culture, 
technical level, etc.) or spiritual (development of the arts, 
science and knowledge, their spread in the society)--—is also 
characterised by a definite level of human mastery of the re- 
sults of that activity. 

So, culture is a historically determined level in the develop- 
ment of man and the society, expressed in the types and forms 
of the organisation of human life and activity, and in the ma- 
terial and spiritual values being created. Such a definition of 
“culture” supplements and specifies the definition given at the 
beginning of this chapter (as all that is created by people as 
distinct from that which they get from nature). It also makes 
it possible to register the social specifics of various cultural phe- 
nomena with a view to their interconnection. That is particu- 
larly important, since culture in any society combines highly di- 
verse elements: alongside progressive achievements, it also in- 
cludes various elements connected with survivals of the past 
(traditions, customs, ideas, notions, standards of behaviour, 
etc.), with the contradictions that mark the relations existing in 
the sphere of material and spiritual production. 

Such contradictions in the life of the present-day capitalist 
society are reflected in a polarisation of two cultures within it: 
“highbrow”, or elitist culture, which exists for a select minority 
(educated and privileged groups and strata) and so-called mass 
culture, catering for “lowbrow” consumer demands and seeking 
to instill into the minds of broad strata of the working people 
simplified (and often openly primitive) views, ideas and life val- 
ues. Presenting that polarisation as everlasting and intrinsic to 


146 


any society. non-Marxist philosophy and sociology of culture cis- 
tort the actual state of affairs, so trying to vindicate capitalism. 
under which the contradictions of material social production in- 
evitably engender contradictions in the sphere of social conscious- 
hess, spiritual life and culture as a whole. 

Tn analysing the state of culture under capitalism and point- 
ing out two opposite tendencies within it--a reactionary one, 
expressing the interests of the exploiter elite, and a progressive 
one, expressing the aspirations of the working people —Lenin 
showed the main source of cultural contrasts in the bourgeois 
society, which lies in the relations between its antagonistic classes. 
These socio-class antagonisms are fully overcome under so- 
cialism. As a socialist basis is being built, progressive changes 
also take place in the ramified system of superstructural rela- 
tions, which has a beneficial effect on the emergence and devel- 
opment of a new, socialist culture. 

We shall eventually return to the interconnection between the 
processes of social reconstruction and cultural development un- 
der socialism, and now let us take a closer look at the problem of 
cultural contrasts. It remains an urgent issue under socialism as 
well, where diverse survivals of the past are still present in ves- 
tigial form, With the victory of a socialist revolution, these survi- 
vals cannot be eliminated automatically. The “birthmarks” of 
capitalism and earlier formations manifest themselves in eco- 
nomic life, in the mentality and behaviour of a section of the 
people. Hence the instances of a dishonest attitude to work and 
to social property, anti-social behaviour, nationalist, religious 
and individualist views, breaches of the socialist norms of com- 
munity living and legality, of the new society's moral principles. 
Socialist culture has been carrying on a tireless and_ resolute 
struggle against these survivals. he development of socialist so- 
cial relations, of the socialist way of life, and the gradual forma- 
tion of the new man help to create an atmosphere of a generally 
irreconcilable attitude to these survivals, so that they are being 
gradually overcome. 

The social content and value of a culture are determined by 
the degree of its penetration into every sphere of human activ- 
ity, relations between people, and social life as a whole. Such 
is the angle from which one should look at the interconnection 
between culture and the society, the correlation between culture 


10* 147 


and civilisation, and its place in the process of social develop- 
ment. 

Since the debate started by present-day non-Marxist philosoph- 
ers and theorists of culture centres on these problems, let us see 
how each of these is formulated and resolved in Marxist: social 
theory. 

2. CULTURE AND CIVILISATION 
Idealistic theories, which regard culture solely from the angle of 
the spiritual essence of its constituents, tend to contrast “culture” 
and “civilisation”. Starting with the theories of Alfred Weber 
and Oswald Spengler, such a contrast reflects a specific view of 
the correlation between the material (civilisation) and the spi- 
ritual (culture) in the life of the society. Culture as a special 
spiritual entity, integral and continuous in its development, is 
contrasted with civilisation as a world of science and technology 
passed on from one society to another, a world of utilitarian, 
standardised means and methods of meeting daily human needs. 
Such contrasts, which can be traced back to the German philos- 
ophy of life (Friedrich Nietzsche, Oswald Spengler, Georg 
Simmel), are still used by anthropologically oriented trends of 
non-Marxist philosophy and sociology to interpret the crisis ten- 
dencies of culture and the society under capitalism. That is also 
reflected in anti-technical and similar conceptions accentuating 
the hostility to man of modern bourgeois culture and _ civilisa- 
tion, which cannot meet his vital needs. 

It was Marx and Engels who pointed out the fallacy of the 
contrast between culture and civilisation, and between culture 
and the society. ‘hey saw civilisation as a part of culture, as the 
material expression of man’s creative and constructive activity, 
showing the emergence of civilisation in the context of the his- 
torical development of that activity and connecting that process 
with the ever deepening division of labour in the society and the 
emergence of classes. Civilisation, Engels noted, is that stage in 
the development of the society “at which division of labour, the 
resulting exchange between individuals, and commodity produc- 
tion. which combines the two, reach their complete unfoldment 
and revolutionise the whole hitherto existing society”. 
~? Frederick Engels, “Dhe Origin of the Family, Private Property 
and the State”, in: Karl Marx and Frederick Engels. Selected Works 
in three volumes, Vol. Three, p. 330. 


148 


The Marxist approach calls for an analysis of the type of ci- 
vilisation connected with this or that socio-economic formation. 
In accordance with that approach, the concept of “civilisation” 
means a historically determined phase, or stage, in the develop- 
ment of the society, the level of its material and spiritual culture. 
Each socio-economic formation is marked by a corresponding 
type of civilisation (the slaveholding, or ancient, civilisation, the 
capitalist civilisation, etc.) and its own culture. That is why one 
can single out different historically concrete types of culture. 

Since the level of culture is determined by the total condi- 
tions and prerequisites both of material and spiritual production 
intrinsic to a particular socio-economic formation, a socio-histor- 
ical analysis of culture is part of the study of any formation. 
An analysis of culture in the context of each socio-economic for- 
mation as a developing social system helps to understand the 
specifics of the main stages in the development of mankind's cul- 
ture. After all, the succession of these stages can be seen as a 
succession of different types of culture. 

The successive types of culture include: pre-class culture (the 
culture of the primitive-communal society); the cultures of the 
class-antagonistic formations (ancient, feudal and capitalist cul- 
ture); and the culture of the communist formation (including 
socialist culture). 

Each of these major historical types of culture is determined by 
the development level of material production, by the conditions 
of human life in a given society, whose influence leads to changes 
in people’s world outlook. in their mentality and behaviour, 
their attitude to the surrounding world and their own creative 
cultural endeavour, In other words, the development of culture 
is determined by all the aspects of human social life and activity 
in their totality. 

The development of culture is a historically continuous pro- 
cess. The source of its continuity is to be found in the goals and 
results of man’s cultural creative endeavour. These are objective- 
ly determined by the conditions of human vital activity and 
are connected with the change of generations. 

Tn touching upon the question of generations and their place 
in social and cultural development, Marx and Engels noted that 
the surrounding world “is not a thing given direct from all etern- 
ity, remaining ever the same ,.. it is an historical product, the 


149 


result of the activity of a whole succession of generations, each 
standing on the shoulders of the preceding one, developing its 
industry and its intercourse, and modifying its social system ac- 
cording to the changed needs’’.' So, the continuity of generations 
provides a basis for continuity in the development of the society 
and culture. 

In dealing with matters relating to the continuity of culture 
and its development, many non-Marxist philosophers and_ so- 
ciologists in our day recognise that under capitalism, which is 
going through a profound crisis of spiritual values, the link be- 
tween the past and the present is being ruptured, cultural tra- 
ditions are being violated. and culture is losing its continuity. 
Noting that rupture, Daniel Bell looks for the sources of the 
instability of present-day capitalism, the causes of its crisis in the 
ever greater erosion of traditional moral, religious and cultural 
values. According to him, the crisis of present-day culture is 
due to the discontinuity of its traditions, which is a consequence 
of the widening gap between the present and the spiritual ex- 
perience of the past.? 

Other non-Marxist philosophers and sociologists, advocating 
“generation dynamics” in the development of culture and the 
society which go back to the ideas and conceptions of Max 
Scheler, José Ortega y Gasset and Carl Mannheim, are looking 
for ways to overcome the crisis tendencies of cultural life under 
capitalism through a complete and resolute break with the dis- 
credited social and cultural values of the past. Among the most 
insistent advocates of such a “break” were the ideologues of 
the left-radical and student movements of the recent past, who 
started out from the conceptions of Herbert Marcuse, Norman 
O. Brown, Theodore Roszak, Paul Goodman, Timothy Leary 
and other theorists of “counterculture”. 

In accentuating the need to reject the values of bourgeois cul- 
ture, by means of which the society integrates the individual into 
the capitalist social organisation and turns him into an obedient 
performer of alien “roles”, norms and instructions, the ideolo- 
gues of youth “protests” were nevertheless unable to come up 


‘Karl Marx and Frederick Engels. “The German Ideology”, in: 
Karl Marx, Frederick Engels. Collected Works, Vol. 5, p. 39. 

See Daniel Bell. The Cultural Contradictions of Capitalism, Basic 
Books, New York, 1976, p. 100. 


150 


with a consistent programme for drawing the younger genera- 
tion into the struggle for a fundamental reconstruction of the 
capitalist society.’ 


3. TRANSFORMATION OF THE SOCIETY AND CULTURE 


The problem of cultural continuity is closely tied in with the 
question about the ways of transforming the society itself. A rev- 
olution in the economic, political and other fields of life is 
bound to entail deep-going, fundamental changes in culture, or 
a cultural revolution. 

The cultural revolution is a part of the socialist revolution. 
which marks the transition from capitalism to socialism. Marx 
and Engels did not make a special examination of cultural revo- 
lution problems, although they clearly pointed out an approach 
to their solution. In elaborating the theory of socialist revolu- 
tion. Lenin devoted much attention to the question of cultural 
transformations in the society. Thus, he spoke of such transfor- 
mations in the course of building socialism in the USSR in an 
article entitled “On Co-operation” (1923); he was also the one 
who coined the term “cultural revolution”. 

The proletariat, which scored a victory in the October Revo- 
lution of 1917. had to rehabilitate the economy of young Soviet 
Russia, devastated by the civil war and the armed foreign in- 
tervention by the imperialist states, to organise labour and the 
running of production on new lines, and set up cultural insti- 
tutions to serve the interests of the broadest working masses. ‘To 
fulfil these and other tasks of cultural construction in that pe- 
riod, it was necessary to do a great deal of day-to-day work in 
order to transform all aspects of life in the society, to form a 
new attitude to work among its members, a new social discip- 
line. and a new socialist consciousness. 

Lenin connected the tasks of economic construction with those 


' That was particularly pronounced in The Greening of America, 
a book by Charles Reich, who developed many of the central ideas of 
the ‘revolution in consciousness”, substantiating the essentially individ- 
ualistic forms of the ‘‘countercultural’ protest of the young against 
the moral standards of present-day capitalism, protest which is largely 
confined to a struggle for a partial transformation of that society. with- 
out its fundamental reconstruction (Charles Reich. The Greening of 
America, Random House, New York, 1973). 


151 


of forming a new type of culture. He actually equated the con- 
cepts of “communism” and “culture”, thus emphasising the im- 
mense importance of cultural construction for the triumph of 
socialism and communism. 

In substantiating the major propositions of the programme 
for building a new culture. Lenin deepened and developed the 
Marxist understanding of continuity in the development of hu- 
man culture in general. He resolutely rejected any attempts at 
a “radical” denial of the cultural heritage of the past, showing 
that it belongs to the whole people and that it can and must 
serve cultural development of the masses. Lenin saw the formation 
of a new and progressive culture of the whole people as a con- 
dition of building socialism. 

Lenin’s plan for a cultural revolution was meant to create 
conditions for the formation of such a culture of the whole 
people. ‘Vo form such a culture, it was first of all necessary to 
sweep away the obsolete cultural traditions and principles in- 
herited from the days when the society’s material and spiritual 
life was still dominated by the reactionary classes. ‘These tradi- 
tions were to be eradicated by a cultural revolution. 

What is the cultural revolution? 

It is a renewal of culture through fundamental social trans- 
formations. ‘The cultural revolution marks a turning point in 
the society's spiritual life, in its development. The goal of the 
cultural revolution is to assert new and progressive ideals, con- 
victions and spiritual values, and to educate a new man. That is 
why. while sweeping away all that is obsolete and reactionary, 
the cultural revolution also creates conditions for the spiritual 
development of each individual and the society as a whole. which 
would make it possible to preserve and strengthen the progres- 
sive attainments of world culture. to put them at the service of 
socialism and. at the same time, to invigorate the quest for new 
and advanced forms, developing the social creativity of the work- 
ing masses. By entrenching the achievements of the socialist rev- 
olution in the economy, politics and ideology, the cultural rev- 
olution creates the necessary prerequisites for an all-round up- 
surge in the activity of the working people in the most diverse 
fields of social life. for the spiritual development of each individ- 
ual and the creative endeavour of the whole people. 

All of that is confirmed by the record of the cultural revolu- 


152 


tion in the USSR and many other socialist countries. In spite 
of different historical conditions, cultural transformations in each 
of these countries have helped to strengthen the gains of the so- 
cialist revolution; give the people access to the achievements of 
world culture; accelerate political, social and other transforma- 
tions and involve the working masses in running the society; stim- 
ulate the scientific and technical creativity of the mas 
promote literature and art; form a new type of individual and 
create conditions for his all-round development. 

Before the revolution, three quarters of the population of 
tsarist Russia were illiterate. In the course of the cultural revo- 
lution in the USSR, illiteracy was totally wiped out. In a rela- 
tively short period (by the mid-1930s), the foundations were 
laid for the broadest and most effective system of school, voca- 
tional and higher education, At that time, none of the indus- 


es. and 


trialised Western countries had such a system. In our day. the 
USSR and other socialist countries have the most developed and 
democratic system of education, combining all-round theoretical 
studies with the formation of labour skills and occupational 
training. More than two-thirds of the Soviet population over 
30 years of age have a higher or secondary (complete or in- 
complete) education. The socialist society encourages people 
(young people above all) in their striving to learn, to assimilate 
general culture. The state creates conditions for successful edu- 
cation on and off the job, providing students with grants and 
various allowances, with free housing facilities, libraries, labo- 
ratories and special equipment. 

Apart from a free choice of occupation, the socialist state also 
helps every graduate to find a job. School and other graduates 
under socialism are never left without a job, as it often happens 
in the capitalist countries. Together with their educational cer- 
tificates they get a document which guarantees them a job in 
the line they have chosen. In this way, the young are enabled to 
make their contribution to the cause of the whole people from 
their very first independent steps in the realm of labour, to per- 
fect socialism and build a communist society. 

The cultural revolution under socialism gave a powerful im- 
pulse to the development of the national cultures of numerous 
nationalities, many of which before the revolution did not even 
have a written language of their own (in Russia, there were 


153 


about 50 such nationalities). The socialist cultural revolution 
gave them access to the achievements of world civilisation and 
culture. enabled them to develop education system, literature, 
science and art. In our day, the USSR’s multinational socialist 
culture encompasses the cultural achievements of all the coun- 
try’s nationalities without exception, both big and small. 

The record of socialist transformations in the course of the 
cultural revolution in different countries shows that cultural re- 
newal is a major factor in accelerating fundamental transfor- 
mations in various spheres of social life. We have already seen 
how the cultural revolution in the USSR had a direct and ben- 
eficial influence on education, helped to put an end to the 
age-old national backwardness of the small nationalities, whom 
tsarism had doomed to ignorance. The cultural revolution entails 
equally significant changes in the social and other spheres. It 
helps to accelerate the transformation of the socio-class structure 
towards ever fuller social homogeneity, since the access to edu- 
cation, science and art given by socialism to all its citizens puts 
an end to the privileges of some and the rightlessness of other 
groups and classes in the sphere of culture, characteristic of cap- 
italism. ‘The cultural revolution leads to greater cohesion be- 
tween the working class, the peasantry and the people’s intelli- 
gentsia, with the latter drawing new members from among the 
workers and peasants. 

The cultural revolution also has a significant influence on the 
formation of a new way of life under socialism. As educational 
standards go up, the people’s vital interests and requirements 
change accordingly. Soviet sociologists have estimated that the 
Soviet people spend one-half of their spare time on socially mean- 
ingful cultural pursuits (reading fiction and scientific literature, 
attending theatres, museums, exhibitions and concerts, engaging 
in amateur art). Thus, annual theatre attendance is over 119 
million (nearly the whole of the USSR’s adult population) ; the 
annual figure for concerts is over 160 million, and for museums, 
over 151 million. 

Amateur art is a widespread activity in the USSR. The 
country has almost 710,000 amateur art collectives, with roughly 
19 million members. Over 60 million citizens are members of 
sports teams and collectives, and even more go in for sports lo- 
cally (in circles and at playgrounds in their housing areas). 


154 


All these are qualitative indicators of the level attained by 
Soviet culture. The main goal of cultural work under socialism 
has always been and remains the all-round development of the 
individual, of all members of the society. Each of these figures 
is indicative of the new society’s constant concern for every in- 
dividual, for an improvement of working conditions and rest 
facilities, a rise in material standards, and all-round spiritual de- 
velopment. 

Everything in the name of man, for the benefit of man—-such 
is the main goal of the efforts to perfect and develop the culture 
of mature socialism in the course of the advance to the classless 
communist society of the future. 

So, the cultural successes in the USSR and other countries 
building a just society clearly refute the anti-Marxist invention 
about socialism being “hostile” to culture. 

Socialism helps to develop in every way all the progressive 
elements of the cultural legacy left by earlier societies. In de- 
veloping culture, socialism fills out the achievements of the past 
with a new historical content, putting them within the reach 


of every individual. 
ee OX 


Culture is an integral part of people's life in the society, a 
result of their material production activity and their creative 
spiritual endeavour. 

Marxist theory regards culture as a historically developing 
phenomenon, connected with a definite level of material and 
spiritual production within the framework of concrete socio-eco- 
nomic formations. 

The social content and value of culture are determined by 
its spread in every sphere of human activity and life in the 
society. 

The polarisation of culture in antagonistic societies is over- 
come as a result of the socialist revolution, whose integral part 
is a cultural revolution. 

Socialism creates all the necessary prerequisites for accelerat- 
ing the development of the cultural creative endeavour of the 
masses, enabling every individual to assimilate the traditions and 
achievements of progressive culture. 


Chapter Eight 
SOCIAL CONSCIOUSNESS 


Morality, science, art and other ideas and forms of social con- 
sciousness play an important role in the spiritual life of the so- 
ciety, irrespective of the predominant economic, political and so- 
cial relations and of the type of culture. 

Marxist social theory regards the collective consciousness as 
an essential factor of the society’s life and development. In order 
to get a correct idea about the society as an integral social or- 
ganism which exists and develops in accordance with its own, 
intrinsic laws, it is therefore necessary to understand its collective 
consciousness, its specifics, structure and role in the society’s 
life. 

1. SOCIAL CONSCIOUSNESS: ITS 

STRUCTURE AND ESSENCE 
In the light of the materialist answer to the basic question of 
philosophy, social consciousness (collective consciousness) is a 
reflection of the actually existing diverse conditions of joint hu- 
man life, of people’s collective being. As Marx and Engels spec- 
ified in The German Ideology, “consciousness [das Bewusstsein | 
can never be anything else than conscious being [das bewusste 
Sein} ... men, developing their material production and _ their 
material intercourse, alter, along with this their actual world, also 
their thinking and the products of their thinking. It is not con- 
sciousness that determines life, but life that determines conscious- 
ness”! 

Social consciousness reflects people's joint life in the society, 
their social being with all its aspects and relations. That reflec- 
tion of being by human cosciousness is an active, creative proc- 


* Karl Marx, Frederick Engels. Collected Works, Vol. 5, pp. 36, 37, 


156 


ess. As they come to understand through their consciousness 
the surrounding reality and the conditions of their social being. 
people set themselves diverse practical tasks aimed at changing 
these conditions and transforming the society, and then realise 
these tasks. In this way. through their consciousness and activity 
people exert an active influence on social development. 

The close connection between people's social being and their 
collective consciousness is dialectical. The dialectics of being and 
consciousness manifests itself in every sphere of human life, start- | 
ing from the production of material values and the relations | 
into which people enter in that process and ending with the 
spheres of social consciousness itself. 

Whereas social being in the precise sense of the word is the 
society's production and economic activity (whose material ve- 
hicle are the productive forces and the economic basis, which 
ultimately determine all the other types and forms of human 
activity in the society), social consciousness is the totality of all 
the forms and aspects of spiritual life in the society. Social being 
is the main object directly reflected by social consciousness. And, 
just as the society itself cannot be reduced to a sum total of the 
individuals living in it, social consciousness, which reflects their 
joint being, is not a mere aggregation of the views, ideas and 
notions of each of them. It is a complex and independent mul- 
ti-level formation, which has its own structure, and which changes 
and develops according to its own laws. 

Non-Marxist philosophy and sociology, which absolutise the 
role of consciousness in social life, often confine their interpre- 
tations of the collective consciousness to the sphere of the func- 
tioning of individuals’ views and ideas. From these positions, 
existentialist and phenomenological sociology, and interaction- 
ism interpret social consciousness solely as the result of a ‘“‘dia- 
lectical interplay” of individual consciousnesses, which provides 
a basis for the “social construction” of reality, i.e., for a definite 
picture of the society, a set of notions about it, which are fixed I 
in the consciousness of its members, being variously shared and 
supported by them.’ Such an approach in effect equates social 


"See, for instance, Peter L. Berger, ‘Thomas Luckmann. The So- | 
cial Construction of Reality. Theatise in Sociology of Knowledge, Peng- 
uin Books, London, 1971, Chapter 1. 


157 


being and the collective consciousness that reflects it, since social 
reality is presented as a result of the activity of individual con- 
sciousnesses. And that is a fundamental mistake. 

The faultiness of such a stand was shown by Lenin in his 
Materialism and Empirio-Criticism, in which he demonstrated 
that in all circumstances “consciousness is only the reflection 
ol being”. 

So what is social consciousness? What are its main forms? 
Let us try to answer each of these questions. 

As a relatively independent, integral formation, social con- 
sciousness includes all the ideas, views, theories, habits, customs 
and social feelings which reflect various aspects of people’s col- 
lective life. The diverse conditions of their life in the society, 
the complex and often contradictory patterns of social reality 
are reflected in social consciousness. It includes the most diverse 
views and notions (political, ethical, scientific, religious, philo- 
sophical, aesthetic, etc.), both existing on the basis of individual 
and everyday consciousness, collective psychology, and of various 
theoretical views fixed in ideology. 

Individual consciousness is one of the direct sources of social 
consciousness. As a mobile totality of the interests, thoughts, 
views and moods of particular individuals, individual conscious- 
ness reflects the complex interaction between the social environ- 
ment, the society in which they live, and their immediate sur- 
rounding, or micro-environment. 

The individual’s self-consciousness—an awareness of oneself, 
of one’s place in the world, and one’s attitude to the society, 
class and group with which one is connected——is a major part of 
individual consciousness. 

Individual and social consciousness are closely interconnected. 
That interconnection reflects the dialectical unity of the partic- 
ular (individual consciousness) and the general (collective con- 
sciousness). 

Under the influence of the immediate conditions of joint hu- 
man life, and on the basis of the views, habits, feelings and no- 
tions of various groups, classes and nations there emerges a spe- 
cial form of social consciousness: collective (social) psychology. 


*V.T. Lenin, Collected Works, Vol. 14, 1977. p. 326. 


158 


Consciousness at that stage is still largely spontaneous, although 
even at that level a group. class or nation can have an aware- 
ness of its interests and express these in the form of definite 
feelings, illusions and moods (such as individualistic inclinations 
of the petty bourgeoisie; the sense of collectivism and cohesion 
in the working class, which rallies it to fight against the exp- 
loiters; and so on). 

At the level of social psychology, the consciousness of a class 
does not as yet rise to theoretically grounded notions about its 
place and role in the society. ‘(he formation of the working 
class, for instance, included its evolvement from a class “in 
itself”, when its feelings of hatred for the bourgeoisie induced 
it to rise up in struggle against the latter for its economic interests, | 
into a class “for itself”, with a growing class consciousness, organ- 
isation, and assimilation of the ideas of scientific socialism, of 
the socialist ideology. At that stage of development, the working 
class already realises its role and its historic mission. 

Together with everyday consciousness (people’s everyday em- 
pirical notions about themselves and the surrounding world), 
social psychology is one of the sources of ideology, which is a 
system of theoretical views, ideas and convictions of a definite 
class (political, legal, ethical, religious, aesthetic, etc.). Through 
ideology, the realities of the social being of a given class and | 
the society as a whole find a systematic, theoretical reflection in 
the collective consciousness. The ideology of a class entrenches 
and crystallises the views of that class, serving as a guide for 
its activity in the surrounding world. Distinctions between class 
ideologies stem from the objective distinctions in the status of 
classes in the society, from their differing vital interests. That 
is reflected in a specific way in the ideological struggle, which 
permeates different aspects of life in an antagonistic-class society, 
including the sphere of social consciousness. | 

So, the source of the ideas, views and theories that form 
social consciousness lies in social being itself, in the unity of its 
diverse aspects. Social consciousness is the whole spiritual life 
of the society, all its levels and forms taken together. It includes 
the consciousness of individuals, groups and classes, their feelings, 
moods, various forms of rational consciousness (including natu- 
ral, technical and social sciences), collective psychology and 
ideology. The main forms of social consciousness include politi- 


159 | 


cal consciousness, legal consciousness, morality. science, art. philo- 
sophy and religion. 

Each of these relatively independent forms of social conscious- 
ness is connected in its own way with social being, with its di- 
verse aspects, and has its specific features. At the same time, there 
is a general, fundamental Jaw which determines the nature 
of that connection. 

Any form of social consciousness reflects social being and is 
secondary with regard to that being. In other words, social being 
is primary with regard to social consciousness and fully deter- 
mines it. 

That law helps to understand the specifics, place and _ sig- 
nificance of social consciousness in human life: it is not human 
consciousness that “forms” the society and determines the course 
of its development but, on the contrary, social being and 
people's material production activity that engender their views, 
ideas and theories. Mankind’s history has often shown how 
changes in the sphere of material production entailed changes 
in the society's spiritual life, as some ideas, views and notions 
gave way to more progressive ones. 


2. INDEPENDENCE OF SOCIAL CONSCIOUSNESS. 
ITS ROLE IN SOCIAL DEVELOPMENT 


The law which determines the role of social being with regard to 
social consciousness, discovered by Marx and Engels, enabled 
them to see social consciousness as a relatively independent phe- 
nomenon, which cannot be reduced to a direct dependence on 
the conditions of human material production activity. The crit- 
ics of Marxism accused it of an attempt to reduce the whole di- 
versity of social processes, including those of social consciousness, 
to economic laws, in order to avoid examining the specifics of 
social processes. But Marxism has never claimed a direct, auto- 
matic dependence of social consciousness on the conditions of 
social being. The urge to postulate such a dependence was solely 
characteristic of those who vulgarised the key propositions of the 
Marxist theory. In our day. it is a feature of so-called “neo- 
Marxism”, many of whose representatives share the views of vul- 
gar sociology, insisting on direct connections and a direct cor- 
respondence between the processes unfolding in the basis (eco- 


160 


nomic contradictions) and in the superstructure of the present- 
day capitalist society (contradictions in ideology, art, etc.). 

A striving to detect direct analogies between economic struc- 
tures and the changes in the sphere of social consciousness is 
often manifested by Western sociologists of literature and_ fine 
arts, Which leads them to conclusions that have nothing in com- 
mon with the Marxist understanding of the specifics of spiritual 
life. The sociology of art studies the social nature of the rela- 
tions between art as a reflection of social being and the society 
itself. Mhat can adequately be done solely on the basis of Marxist 
dialectics, which makes it possible to see the correlation between 
the various aspects of the phenomenon being studied. A different 
approach to the analysis of these relations is displayed by re- 
searchers who are influenced by the conceptions of ‘Theodor 
Adorno and Herbert Marcuse, and especially Lucien Gold- 
mann’s “genetic structuralism’, trying to see the structure and 
language of works of literature and fine arts as a direct reflection 
of the social relations existing in the sphere of material produc- 
tion under capitalism. ‘The attempts to trace such direct depen- 
dences distort the true mechanisms of social reflection. 

Social consciousness is relatively independent, for in its de- 
velopment it can either lag behind or outpace social being, and 
is an active force that influences changes in the latter. 

Human consciousness can lag behind the changes in the con- 
ditions of jot human life because of the tenacity of old views 
and ideas. Under capitalism, these are objectively preserved by 
the mass media (the press, radio and television), which are an 
instrument in the hands of the propertied classes. 

But even with the establishment of a new social system as a 
result of revolution, that is, with a radical change in the condi- 
tions of social being, human consciousness does not change auto- 
matically and can retain diverse survivals of the past, obsolete 
views, etc. 

At the same time, social consciousness can outpace social de- 
velopment. Tlere are two examples. lirst, an analysis of the ten- 
dencies of social development under capitalism enabled Marx, 
Engels and Lenin to formulate and substantiate a theoretical 
forecast which is being confirmed decades later by the main 
lines of mankind’s advance towards socialism and communism. 
And second, in the conditions of economically backward coun- 


11—1807 161 


tries (as in 19th-century Germany or Russia) some progressive 
works of literature and art far outpaced social development, for 
they expressed a progressive social ideal. 

The relative independence of social consciousness also man- 
ifests itself in the contmnuily of the development of ideology. ‘The 
class that wins in a revolution does not discard the achievements 
of the spiritual culture of the past, but puts them at the service 
of the new social system. From the ideological heritage and the 
culture of the past, each class takes that which can serve its 
interests, Reactionary classes cling to obsolete ideals and try to 
impose them on the society in which they are still in power, 
whereas progressive classes assimilate the best achievements of 
spiritual culture and put these at the service of the society as 
a whole. 

So, social consciousness plays an active role in the society’s 
life and development. Acting in a conscious way, people exert 
a great influence on social life by their ideas, views and theories. 
Social consciousness also performs an active role in social life 
because it brings people together, directs them in the solution 
of various problems, and is a mobilising factor in their social 
activity. A major point to emphasise is that the role of ideas in 
social life depends on the class which has generated these ideas, 
on how they reflect the realities of the given society and the in- 
terests of the people. Progressive ideas, if they express the funda- 
mental interests of the toiling classes, can have a decisive effect 
on the whole course of social development (but only if these 
ideas can be assimilated by the popular masses). Such ideas in 
our day are the ideas of the fairest society socialism and com- 
munism- theoretically substantiated and developed by Marx. 
Sngels and Lenin. ‘Vhese ideas are now being translated into 
practice in the USSR and other socialist community countries, 
and also in quite a number of developing Asian, African and 
Latin American countries that are following the road of socialist 
construction. 

Social consciousness can also manifest itself through a nega- 
tive, hindering influence on social development. Such a negative 
influence is exerted, in particular, by the reactionary ideas and 
theories being spread by the ruling classes of the capitalist so- 
ciety. These ideas and theories distort reality and thus serve to 
divert the masses and their allies from a consistent struggle for 


162 


progressive social transformations. A major role is also played 
by religious ideas and views, which on the whole have a simi- 
lar effect on human minds. 

Consequently, social consciousness is one of the crucial factors 
influencing the society's life and the course of its progressive 
development. 


3, THE FORMS OF SOCIAL CONSCIOUSNESS | 


‘The diversity of the forms of social consciousness derives from 
the diversity of the spheres of human life in the society. Po- 
litical, legal, ethical, religious, aesthetic, scientific and philosoph- 
ical consciousness reflects objective social reality from its own, 
special angle. But the influence of each of these forms on social 
consciousness as a whole goes beyond the sphere of its function- 
ing. ‘There is a close interaction and cross-influence between the 
various forms of social consciousness, something that is due, in 
particular, to their structure. 

The structure of each of these forms includes spiritual entities 
on two levels. The first of these is connected with the function- | 
ing of ideas, views, notions, etc., on the level of social psycholo- 
gy, and the second, on the level of ideology. ‘The proportions 
between these two levels differ markedly from one form of social 
consciousness to another. In philosophy, for instance, the ideo- 
logical layer is more significant than the socio-psychological one, 
whereas in the sphere of art (aesthetic consciousness), there is 
an opposite picture. ‘he correlation between the two constituent 
structural Jevels socio-psychological and ideological--in each | 
form of social consciousness affects the specifics of the reflection 
of reality by these forms. | 

At the same time, all of them are components of the society’s 
superstructure, so that the essence, content, nature and place of 
each of these forms are ultimately determined by the specifics of 
the society’s economic basis. Differing from the rest in subject- | 
matter and content, each of these forms deals with “its own” 
layer of social being. he main distinction between these forms 
lies in the mode in which they reflect collective being: juridical 
law in the legal sphere, theoretical abstraction in science, artistic 
image in literature and art, etc. | 


1" 163 


we 


To understand the specifics of these distinctions, let us take 
a closer look at each of the forms of social consciousness. 

Political consciousness. As Marx and Engels analysed in The 
German Ideology the question of the relative independence of 
social consciousness, they showed the social nature of the divi- 
sion of Jabour into material and spiritual and established a deep- 
ening differentiation of the latter, its conversion into a monop- 
oly of the ruling class, in whose interests its ideologues develop 
pure theory, philosophy, theology, morality, etc. 

Political consciousness reflects the interests of defimite social 
classes in the form of their political views, moods, ideas, and so 
on. Political consciousness is a totality of the views, illusions, 
ideas and theories of different classes reflecting their attitude to 
State power, lo the activity of parties, classes, nations and states. 

In a class society, the political consciousness of each class is 
closely tied in with its economic status. Directly reflecting and 
expressing the economic interests of a given class, conditioned 
by its social status, political consciousness determines the tasks 
and goals of its struggle to realise these interests. 

Political consciousness functions on two planes: first, as a man- 
ifestation of the psychology of a class (i.e., in the form of so- 
cial consciousness which takes shape spontaneously among its 
members under the direct impact of the conditions of their so- 
cial being); and second, as a political ideology specially elabo- 
rated by the ideologues of the given class. 

The political ideology of a class is a systematised theoretical 
expression of ils views on the political organisation of the socie- 
ly, the forms of state, the relations between diverse social groups 
and classes within tls framework, their place in the society's life, 
and the relations of the given state with other states. ‘Vhese views 
are recorded in the documents adopted by the state, the various 
parties and public organisations (slogans, programmes, declara- 
tions, constitutions and manifestoes). In their activity, they are 
guided by the theoretical propositions and conclusions written 
into these documents, advocate and seek to implement them. 

The character of the political slogans, ideas, doctrines and 
theories constituting the political ideology of a class is determined 
by its economic and social interests. 

The predominant exploiter classes of antagonistic societies, 
which are interested in perpetuating the relations of economic 


164 


inequality and oppression, use outwardly democratic slogans to 
spread a reactionary political ideology which justifies their privi- 
leged status and their striving for economic expansion and polit- 
ical domination over other, as well as their own, peoples. ‘Vhe 
political theories and doctrines of the ruling circles of the impe- 
rlalist states are a concrete expression of such interests. That lar- 
gely explains the profound and chronic crisis of the political 
thought of present-day capitalism and of its policy, which cuts 
across the vital aspirations of the people, of the working masses. 


The political ideology of imperialism in our day is contrasted 
with socialist ideology, which expresses the basic interests of the 
toiling classes, including the interests of the classes that are sub- 
jected to exploitation under capitalism. 


An irreconcilable struggle is under way between these two po- 
litical ideologies. Expressing the interests of all the working 
people, the political ideology of socialism asserts and exercises 
the principles of proletarian internationalism, friendship and 
cooperation between peoples, solidarity of all the progressive 
forces in the struggle to maintain and strengthen peace and to 
remove the threat of a nuclear war posed by imperialist policy. 

The political ideas of the working class and the policy of 
socialist states are based on a scientific, Marxist-Leninist under- 
standing of the laws and motive forces of social development 
and fully accord with the vital interests of the peoples of all 
countries, regardless of any economic, socio-political, historical 
and other distinctions between them. That explains the appeal 
of socialist foreign policy, the active support extended to it by 
all those who cherish peace, democracy and socialism, Since 
they meet the interests of all the working people, political ideas 
under socialism, just as the policy of socialist states, exert an 
immense positive influence on all aspects of social life, help to 
perfect them, and promote a rapid and purposeful development 
of the economy and culture, and an improvement of the people’s 
wellbeing. 

Legal consciousness. Political relations are closely connected 
with legal relations. which are regulated by law and are controlled 
by legal consciousness. 

Law is the tolality of juridical norms (laws) which are binding 
for all members of the society. Observance of these norms, which 


165 


provide a basis for a legal order (law and order) correspond- 
ing to the interests of the predominant class, is ensured by the 
state. 

The legal relations of a given society are reflected in its legal 
consciousness and the — predominant legal ideology. As a. class 
phenomenon, /egal consciousness tncludes the views and notions 
of a given class which express its attitude to law and order, and 
also tts assessment of diverse phenomena in the society's life 
from the standpoint of the existing systent of justice and legis- 
lation. 

Just as political consciousness, legal consciousness exists on 
two levels: psychological (in the form of notions about what is 
lawful and unlawful) and ideological (in the form of theoreti- 
cal constructions). 


A systematic theoretical expression of the legal consciousness 
of a class is its legal ideology, which concentrates its views on 
the nature and purpose of legal relations, norms and institutions, 
on matters of legislation, the powers of the courts and the procu- 
rator’s office. etc., in order to defend or assert the legal order 
that meets the interests of that class. 


Just as any other form of theoretical knowledge, legal ideolo- 
gy in any society is historically transient. It takes shape in a 
class society as a means of entrenching the economic rule of 
some classes over others on the basis of legal norms and enact- 
ments. Legal consciousness and legal ideology thus not only 
reflect, but also consolidate the predominant economic relations 
in the society. 


Under capitalism, as in any other society divided into antag- 
onistic classes, the predominant legal ideas are those of the ex- 
ploiter class, which uses them to impose its will on the other 
classes. The legal consciousness of that society is extremely het- 
erogeneous. Alongside general human content (denunciation of 
violence, robbery, personal abuse, etc.), it contains the clashing 
legal consciousnesses of the most diverse classes. While advocat- 
ing equality and justice, the bourgeoisie also seeks to camou- 
flage its predominant position with the help of diverse theories 
substantiating the supra-class nature of legal enactments. As for 
the classes and groups that are economically and politically de- 
pendent on the bourgeoisie, these develop their own legal con- 


166 


sciousness, their own views on laws and relations between peo- 
ple, classes, nations and states. 

Under socialism, on the contrary, legal consciousness is highly 
homogeneous, for it expresses and serves the interests of the 
whole people, so exerting a most beneficial influence on the life 
of the society (helping to root out survivals of the past, to raise 
the working people's consciousness and creative activity ). 


Moral consciousness. Morality plays a major role alongside 
law in regulating human behaviour in the society. 

Morality is a special form of social consciousness comprising 
all the norms, feelings and notions by which people are guided 
in their mutual relations, both in their personal and social life. 

‘The specifics of the reflection of reality by that form of social 
consciousness is evident from such categories as good and evil, 
duty, justice, dignity, happiness, and so on. Each of these cate- 
gories reflects definite moral feelings and notions that exist both 
in the everyday (conventional) moral consciousness of the socie- 
ty as a whole and in the theoretical constructions of moral ideol- 
ogy, or ethics, which entrench the moral values of definite social 
classes and groups. 

Moral notions exist and are sustained by the force of habit, 
public opinion, traditions and customs. At the same time, the 
effectiveness of moral norms, values and ideals depends on the 
individual's inner motivations. 

Moral consciousness plays an exceptionally important role in 
regulating human behaviour in the society. Morality regulates 
human behaviour in all spheres of social life without exception. 
But its effectiveness differs from one sphere to another. That 
is why in any of these-the sphere of everyday life, labour, fam- 
ily relations, etc. unwritten moral norms which are not en- 
shrined in any normative documents are supplemented with other 
regulators of behaviour (juridical laws, organisational rules, in- 
structions, administrative orders, official directions, and so on). 
Moral regulation of human behaviour is thus closely tied in 
with the influence on that behaviour of social norms operating 
in other spheres of people’s life and activity (economics, poli- 
tics, law, etc.). At the same time, the moral content of human 
behaviour is not derived from these norms and is not connected 
with these in any way, but is determined solely by socially con- 
trolled moral requirements-— by people’s moral consciousness and 


167 


self-consciousness, which includes convictions, leelings and con- 
science. 

As a historical entity, morality is closely connected with social 
development. In a society divided into antagonistic classes, there 
can never be one and the same morality for all classes. Along- 
side the morality of the ruling classes there is a morality of the 
deprived and oppressed classes. The struggle between these 
classes in the antagonistic society also runs through their moral 
consciousness and is reflected in a clash of the moral ideals 
and convictions of people belonging to different classes, in mor- 
al conflicts which permeate the spiritual life of the society. It 
is only under socialism, with the elimination of class antagonisms 
that the necessary prerequisites arise for a coherent morality of 
the toiling classes, for an assertion of the principles of communist 
morality. which regards man as the supreme value and _ estab- 
lishes new relations between people, based on mutual assistance, 
respect, collectivism and comradeship, on each individual’s high 
consciousness and a sense of patriotic, Jabour and moral duty 
to the society. 

In our day, morality has an active influence on all spheres of 
social life without exception (from the economy, where people's 
attitudes to their labour determine its results, to politics, ide- 
ology. and so on), in which moral judgements (approval or con- 
demnation) of human activity often determine its direction. 

Religion. In contrast to other forms of social consciousness, 
religion is a false, distorted reflection of being in human con- 
sciousness. “All religion.” Engels wrote, “is nothing but the fan- 
tastic reflection in men’s minds of those external forces which 
control their daily life. a reflection in which the terrestrial forces 
assume the form of supernatural forces.”? 

Religion exists in the form of the everyday religious conscious- 
ness (which includes religious notions, feelings and illusions 
which reaffirm one’s faith in the supernatural_the other world. 
gods, their ability to work miracles), and religious ideology, 
which is a product of the theoretical substantiation and system- 
atisation of these illusory views and ideas about the world. 

Religion is primarily faith in the supernatural. It is the false 
notions connected with such faith that give a specific, religious 


" Frederick Engels. Anti-Diihring, p. 374. 


168 


tinge to people's emotional and mental attitude to the surround- 
ing reality. Phat attitude is strengthened by religious feelings, 
rites and ceremonies (prayers, offerings, etc.). 

Religion as a form of social consciousness includes religious 
notions, feelings and acts. ‘The content of these components 
changes together with the conditions of religious practice, which 
depend on the conditions of life in the society and its develop- 
ment. Religion is a historically transient phenomenon. 

Art. This form of social consciousness reflects reality in artist- 
ic images. Art reflects reality, with all its properties and quali- 
ties, helping people to get a decper understanding of the world. 
As a means of artistic cognition and evaluation of reality, art 
is a powerful instrument of moral, political and artistic edu- 
cation, 

The multiform properties, aspects and phenomena of reality, 
which are the subject-matter of art, and the diverse modes of 
their artistic reflection determine the various types of art: lit- 
erature, architecture, sculpture, opera, ballet, painting, music, cin- 
ema, and so on. There are many different genres of art, within 
which one can trace the development of separate schools, trends, 
styles and creative manners of the artistic comprehension of life. 
A refraction of life through the prism of individual human feel- 
ings. aspirations and interests characterises the image-bearing 
artistic reflection which brings out the general and essential fea- 
tures of reality. 

Tt is precisely by portraying the unique and inimitable spe- 
cifics of life, which art shows by typifying it in its artistic images, 
that it attracts people. irrespective of age. moral convictions or 
social status. 

The emergence and development of art is closely connected 
with human labour activity. In producing material values, man 
not only transformed the world, but also transformed his own 
self, developing and perfecting his creative abilities. With the 
growing division of labour, the connection between production 
and diverse types of art became ever more complicated. That 
connection of art with man’s material, production activity still 
remains in our day, although in mediated form. 

As a form of social consciousness, art has a complex struc- 
ture which includes these components: aesthetic feelings. percep- 
tion and taste, aesthetic views and notions; aesthetic theories 


169 


which substantiate definite socially meaningful ideals of art, its 
tasks and purposes. 

Art does not exist on its own, but performs certain functions 
in the life of the society. The most important of these is its 
ideological and cognitive function, for art does not simply re- 
Hect or copy life. but seeks to explain it. to bring out and eval- 
uate the content of processes unfolding in reality. In arousing 
people's emotions, it also arouses their thoughts, generates new 
ideas and casts a new slant on “conventional”, habitual things. 
In that way. art invigorates man’s creative spirit, his conscious- 
ness and self-consciousness. 

That is why art is always social. concrete and partisan, In a 
class society, it has a class character. There can never be any 
“pure” art, or “art for art’s sake”. All the attempts to create an 
art of that kind have merely demonstrated the striving of the 
reactionary classes to make art serve their own interests, con- 
nected with a suppression of progressive elements in the ideology 
and culture of their society. 

In a class society, art is a vehicle not only of moral, but also 
of political ideas. History shows that advanced, progressive and 
perfect art. which advocates lofty human ideals, always outlives 
its epoch, its class and its creator, and becomes an asset of world 
culture. Continuity in the development of art means that, as it 
develops from one epoch to another, it retains and passes on all 
the best and valuable of its achievements. 

Truly realistic, progressive art is always rooted in the people 
and is connected with the people’s life. The achievements of 
world literature, music, painting, etc., preserve the national ar- 
listic experience of the people that fostered their creators, and 
carry it to other peoples, helping to bring together and promot- 
ing mutual understanding between individuals, cultures and 
epochs. 

Science. This form of social consciousness is a system of man’s 
knowledge about the surrounding world -nature, the society and 
thought. 

As compared with art, which is characterised by artistic, per- 
sonally specific methods of typifying the experience of cognition, 
science reflects the world in “depersonalised”, abstract concepts, 
categories and laws, whose validity can only be tested in practice. 

In its development, science keeps differentiating and deepen- 


170 


ing its knowledge. That is why it exists in the form of numerous 
particular scientific disciplines, each of which studies a definite 
sphere of reality (its subject-matter). There is also a narrower 
division of labour among researchers within a single discipline, 
diverse schools, trends, and so on. 

All the sciences are now divided into social (philosophy, so- 
ciology, economic, historical and other sciences) and natural 
(inathematical, physical, biological and other sciences). Numer- 
ous applied technical sciences, which service the purely practical 
needs of technology and industrial production, are adjacent to 
the fundamental natural disciplines. 

The development of science in our day is marked both by its 
differentiation and its integration: a synthesis of the experience 
of diverse sciences and the emergence of new scientific disciplines 
(like biological mechanics or cybernetics). Many significant 
discoveries are now being made at the junction of different sci- 
ences, especially in areas of natural science where biologists, phys- 
icists, mathematicians, chemists and geneticists carry on joint 
research. Progress in the natural sciences makes it possible to 
give a totally new explanation to many phenomena, and that 
new knowledge helps to expand man’s practical influence on na- 
ture. 

Having stemmed from practical human requirements, science 
develops with a view to the social importance of these require- 
ments. It has a particularly strong impact on the society in the 
conditions of the ongoing scientific and technical revolution, 
when successes in automation, power engineering, electronics, 
biotechnology and cybernetics radically alter the earlier concep- 
tions of production processes. Science also changes the nature 
of labour, which is increasingly automated and filled out with 
intellectual content. And that makes it necessary to restructure 
the whole system of training and use of specialists in the 
economy. In this way, the development of the productive 
forces necessitates a steady perfection of the relations of produc- 
tion. 

The social consequences of the S'TR under capitalism, how- 
ever, often turn against the working people, because while open- 
ing up new possibilities for optimising production, successes in 
science often lead to greater unemployment, higher prices, and 
more intensive exploitation of labour. And that is only natural 


17] 


in a society where science and technology serve the interests of 
those who own the means of production, the interests of the 
capitalist class, which gears the course of scientific and technical 
progress to commercial considerations based on a striving to de- 
rive maximum profits. That is why science itself is increasingly 
commerctalised. Its development is totally subordinated to the 
self-seeking interests of the monopolies, which markedly reduces 
its social potential. 

The relations between science and the society are quite dif- 
ferent under socialism, where it is a powerful instrument for ac- 
celerating production and improving the wellbeing of all the 
working people. A conjunction of the basic achievements of the 
STR with the advantages of the socialist economic system in our 
day opens up boundless perspectives for a qualitative improve- 
ment of the working people’s life. 

Under socialism, science serves the people. The huge army 
of scientists and research personnel come from the people, and 
they use their professional knowledge for the people’s benefit. 
‘There are no longer any social barriers hetween scientific creative 
endeavour and other types of work and production activity, as 
there are under capitalism. Tn the USSR, it is not only scien- 
tists who make their contribution to the country’s scientific po- 
tential, but also millions of innovators, inventors and researchers 
in production enthusiasts who combine work at plants and fac- 
tories, on collective farms, in the most diverse sectors of the 
economy with an active scientific quest. 

Socialism creates all the conditions for raising the efficiency 
of science. Scientific research is coordinated both on the scale 
of separate economic regions and on the scale of whole countries 
and the socialist community as a whole. 

The dialectico-materialist world outlook, which is the theoretico- 
cognitive guide and methodology of science under socialism, 
| equips researchers with a correct understanding of the phenom- 
ena and processes they study. It is owing to the successes of 
| 


science that this world outlook has been accepted by all mem- 
bers of the socialist society. 

In the USSR, as in other socialist countries, constant attention 
is being paid to the development of science, for modern science 
is turning into a powerful productive force. Skillful use of its 

results under socialism helps to restructure the whole national 


172 


economic mechanism and to switch it to intensive development, 
which creates the necessary prerequisites and conditions for a rapid 
improvement of the material wellbeing of all social groups and 
strata, for the society's advance along the road of improving so- 
cialism, towards communism. 


x * %& 


In examining and bringing out the laws of the functioning of 
ideas in the society and its spiritual culture as a whole, Marxist 
social theory gives a scientific explanation of the specific mechan- 
ism and diversity of each form of social consciousness. That 
helps to understand many processes of present-day ideological 
and cultural life. 

Each form of social consciousness Marxism examines: (a) in 
connection with its other forms and (b) on the assumption of 
the structural unity of its basic levels and components. 

Marxist social theory shows the dialectics of the society and 
the process of its reflection by each form of collective conscious- 
ness, making it possible to see the influence of that process on 
human life in the society and its development. 


Conclusion 


This study aid was meant to acquaint the reader with the prin- 
ciples of Marxist social theory and the range of its problems. 

As an introduction to historical materialism, this book natu- 
rally does not lay claim to an exhaustive analysis of all its prob- 
lems. That is hardly possible, and not only in view of the spe- 
cifics of the philosophical and sociological problems considered 
by historical materialism, but also because this book, like any 
other “introduction”, is only a preliminary step to the subsequent 
study of the multifaceted historical process and the human so- 
ciety. 

The scientific materialist conception of social theory was de- 
veloped in the works of Marx, Engels and Lenin precisely as 
a philosophico-sociological theory of history and the society. This 
theory serves as a guide in the scientific analysis of the problems 
of man and of the laws and conditions of transforming the world 
in which he lives. 

The development of historical materialism was closely tied in 
with the elaboration by its founders of the principles of dialectico- 
materialist philosophy, which opened a new stage in the devel- 
opment of human cognition as a whole, including social cogni- 
tion. ‘That process was successful primarily because its theorists 
were able to draw close to an adequate vision of the major prob- 
lems of the society and social cognition. [t was only the prin- 
ciples of scientific dialectical philosophy that made it possible to 
re-orient social knowledge along radically new lines. 

Marx, Engels and Lenin did not confine themselves to a quest 
for ways of solving the theoretical problems of social science, 
but linked up these problems with the urgent practical aspects 
of social reconstruction. That is why one could say that right 


174 


from the very beginning Marxist philosophico-sociological theory 
developed in answer to mankind's vital questions, as formulated 
by progressive scientific thought. 

Socio-historical development in the 20th century has fully 
confirmed the truth, scientifte validity and consistency of the stand 
taken by historical materialism on cardinal issues of history, the 
society and social cognition itself, 

The present-day picture of the changes that reflect the course 
of mankind's advance along the road of social progress is highly 
complicated and contradictory. ‘The contest between the forces 
of progress and reaction in our day is extremely intense and ir- 
reconcilable. 

These clashing tendencies exert a considerable influence on 
economics and politics, ideology and culture, morality, science, art, 
and every other sphere of human life in the present-day world. 
One can hardly be indifferent to such burning problems as those 
of peace, disarmament and realisation of elementary human 
rights, implying the need to guarantee human life and ensure a 
dignified future for mankind, a future without war or poverty, 
exploitation or humiliation, hunger or violence. 

Historical materialism gives a scientific explanation of existing 
problems. helps to understand their underlying causes, and points 
out ways to resolve them. 

Just as historical and social reality itself, scientific materialist 
theory is steadily developing: some of its propositions are being 
specified, and the principles of social cognition outlined and elab- 
orated by Marx, Engels and Lenin are being reaffirmed and 
deepened. 

‘To master these principles and the related categories, it is 
not enough to go through a manual in historical materialism, 
however full and detailed. One should keep turning to the prime 
sources of that doctrine the works of Marx, Engels and Lenin. 
The struggle carried on by the founders of the new and scientific 
materialist theory against any misconceptions of social life and 
the sources of its change is still relevant today. 

This book marks the first step in the acquaintance with the 
genesis and problems of historical materialism. But there is no 
end to the development of human cognition, and one should like 
to hope that the reader will continue along that way, deepening 
aud perfecting his or her knowledge. 


175 


Glossary: Key Concepts of Marxist Philosophy 
and Social Theory* 


A 


Activity, a specifically human active attitude to the surrounding 
world, whose content is the transformation of the latter. 4 

Agnosticism, a philosophical conception that denies the possibility of 
knowing the laws and essence of the objective world. 

Alienation, a conversion of the results of human activity (products 
of labour, social and other relations), of man’s properties and abilities 
into something independent of him, alien to him and dominating over 
him. A. is a historically transient phenomenon in social development, 
conditioned by the character of the division of labour in a society dom- 
inated by private property. 

Anarchism, a petty-bourgeois socio-political trend that denies all po- 
litical (and other) authority and indicates individualism, boundless free- 
dom of the individual. 

Antagonistic Society, a society divided into classes with opposite, or 
antagonistic, interests. 

Anthropologism, a philosophical trend which sees the concept of 
“man”? (rather than “inatter” or “consciousness”) as the main category 
of the world outlook, on the strength of which one can claborate one’s 
view of nature, the society and thought. A. is confined to an abstract 
understanding of man and implies idealism in views on the society. 

Aristocracy, (1) the top stratum of the exploiter classes, a privileged 
hereditary nobility in the slaveholding, feudal and capitalist society; 
2) a type of government characterised by the rule of an aristocratic elite. 

Arlt, a specific type of man’s spiritual and practical mastery of the 
world, creative activity in the course of which man creates artistic images 
that reflect reality and embody his aesthetic attitude to it. As a form 
of social consciousness, A. not only reflects, but exerts an active influence 
on practical human life, aud has a moral, educational and political sig- 
nificance. 


B 


Basis, the totality of historically conditioned relations of production, 
which constitute the society's economic structure and above which rises 
its superstructure. 

Bell, Daniel (b. 1919), American bourgeois sociolouist, the leading 
theorist of the post-industrial society. 


* The terms are referred to in the text by the initial letter or letters. 


176 


Blagoyev, Dimitr (1856-1924), propagandist of Marxism in Bulgaria 
and Russia. author of works in Marxist philosophy. 

Blanguism, a trend in the French revolutionary movement of the 19th 
century connected with the name of Louis Auguste Blanqui (1805-1881), 
who believed that it was possible to put an end to capitalism through a 
seizure of power by a handful of revolutionaries. Denying the importance 
of the proletariat’s class struggle, Blanqui absolutised conspiratorial tac- 
lics in the event of an uprising ‘and so depreciated the role of the party 
and the masses). 

Bourgeois Democracy, a form of power in a bourgeois state under 
which the cquality of all citizens (political aud other rights and free- 
doms) is proclaimed only nominally, whereas the actual purpose is to 
ensure the interests and privileges of the ruling classes, to maintain their 
high social status enshrined by that power. 

Bourgeoisie, a class which owns the means of production and ex- 
ploits wage-labour; the ruling class of the capitalist society, which in- 
cludes big, medium and small capitalists. ‘lhe predominant positions 
within the bourgeois class are occupied by the representatives of big 
(including monopoly) capital, who seek to perpetuate their domination. 


Cc 


Capitalism, a socio-economic system based on private property in 
the ineans of production and exploitation of wage-labour by capital. 

Categories (in philosophy), the most general concepts that reflect 
both the main properties aud uuiformities of objective reality itself 
and the connection between it and cognition (in this instance, C. de- 
termine the character of theoretical thought). Among the most fuu- 
damental philosophical C. are being, consciousness, matter, motion, ete. 

Civic Society. a term of pre-Marnist philosophy used to denote the 
bourgeois society (or, more precisely, the property relations of that 
society). 

Class Antagonism, a confrontation of mutually antithetical class in- 
lerests stemming froin the peculiarities of the social and economic sta- 
tus of each of these classes. 

Class “for Itself’, a concept characterising the objective and sub- 
jective revelation of the essence of a class in the historical process (see 
Class “in Itself”.) A class “for itself” is a stage in the development of a 
class when. having understood its own interests, it puts them forward in 
definite political programmes, contrasts them with the interests of oth- 
er classes, and carries on an active struggle for their realisation. ‘Lhe 
development of a class “in itself” into a class “for itself’ depends on 
the formation and maturing of its class consciousness. 

Class “in Itself’, a stage in the development of a class which is not 
as yet aware of its basic vital interests, of their distinction from (or 
coincidence with) the interests of other classes. and which has not as 
yet come up with any political or social programmes of its own (see 
Class “for Itself’?). 


Class Struggle, an economic, political and ideological struggle be- 


12+1807 177 


tween classes whose vital interests, their material interests above all. are 
incompatible. C. S. leads to a resolution of class contradictions, and 
is the motive force behind the development of antagonistic societies and 
a prerequisite for a transition from one socio-economic formation to 
another (through revolution. the culminating point of the class struggle 

Classes, Basic, classes connected with the predominant mode ol pro- 
duction. In an antagonistic-class society, these include the class which 
owns the means of production and the opposite oppressed class (slaves 
and slave-owners in a slaveholding society: peasants and landowners 
under feudalism; the proletariat and the bourgeoisie under capitalism 

Classes, Non-Basic, classes in an antagonistic society which have no 
direct connection with the predominant mode of production (like hand- 
icraftsmen under slavery or peasants under capitalism): to these classes 
are adjacent various social strata (the clergy, the intelligentsia), 
which, like these classes themselves, often back the interests and  posi- 
tions of one of the basic classes, so influencing the course of the class 
struggle. 

Classical German Philosophy, the philosophical systems of Kant, 
Fichte. Schelling, Hegel and Feuerbach. which represented a major his- 
torical period in the development of philosophy, a period marked by 
the emergence of the dialectical method, eventually reworked on a ma- 
terialist basis by Marx and Eneels. 

Clericalism, a socio-political trend seeking to strengthen the role of 
the Church in the spiritual and political life of the society. C. is used 
by the imperialist circles in the struggle against progressive tnass move- 
ments. 

Cognition, a socio-historical process of human activity aimed at re- 
flecting the objective world in human consciousness; the results of C. 
exist in the form of knowledge. 

Collective Farmers, a class employed in ayricultural production based 
on group (collective-farm-cooperative) property. 

Collectivism, a moral principle which expresses relations of mutual 
assistance, solidarity and cooperation between people. As a principle, 
C. is antithetical 10 individualisin. 

Colonialism, political, economic and spiritual enslavement of countries 
which are usually less developed in socio-economic terms. 

Common Sense, people's views on the surrounding reality and on them- 
selves which take shape spontancously, under the impact of their daily 
experience. C. S. provides a basis for human practical activity and 
morality. 

Comte, Auguste (1798-1857), Krench bourgeois philosopher and. so- 
ciologist, founder of positivism. 

Concept (scientific), man’s generalised idea about the features and 
properties of objects or phenomena expressed in terms of language (in 
the form of words or combinations of words). By bringing out the gen- 
eral and essential in objects and phenomena (like “revolution” or “dicta- 
torship of the proletariat”), C. is an instrument of theoretical cognition. 

Consciousness, human capacity for an ideal reproduction of reality 
in thought. C. is conscious being, a property of highly organised tmat- 


178 


ter, a subjective image of the objective world, As a form of mental re- 
flection, C. is a result of social practice. 

Cosmopolitanism, a reactionary bourgeois ideology advocating indif- 
ference to one’s homeland. people and national culture. Bourgeois C. 
is anuthetical and hostile to proletarian internationalism. 

Counterculture, an ideology of protest against the bourgeois establish- 
ment on the part of social groups and strata in the West opposed 
to the predominant culture. ©. is a form of spontaneous petty-bourgeois 
protest against “mass culture’ and technocratic ideology. 

Cultural Norms, historically changing (though relatively stable) mod- 
els and standards rooted in customs and traditions, which provide a 
basis for regulating the activity of the society as a whole, its cultural 
institutions and systeims. 

Culture, all types of transformative activity by man and the society, 
and also its results. CG. is a historical level in the development of man 
and the society expressed in definite forms and types of the organisa- 
tion of human life and activity, in the material and spiritual values 
created by people. 

Culture of Human Relations, a system of values, rules, modes and 
models of human thought and action, which manifests itself in the char- 
acter of the relations between individuals and the types of behaviour ac- 
cepted in a given society. 

Custom, a habitual mode of behaviour common to most members of 
the society ‘social group). 


D 


Democracy, people's power, a political system which proclaims and 
enacts in law the citizens’ freedoms and equality. Bourgeois democra- 
cy is marked by a discrepancy between the nominally proclaimed pow- 
er of the people and the actual rule of a minority, the bourgeoisie. So- 
cialism establishes people's power in practice, with true democracy tor 
all the working people; Jaws under socialism not only establish. but 
also guarantee the freedoms and equality of all citizens. 

Detente, a policy of relations between states with different social sys- 
tems aimed at strengthening peaceful coexistence between them, mu- 
tual confidence. mutual understanding and cooperation in the econom- 
ic. humanitarian and other fields on the basis of a negotiated settle- 
ment of complicated international problems without any use of force, 
military or political pressure. 

Dialectical Materialism, a science of the most general laws govern- 
ing the development of nature, the society and thought. the philosophi- 
cal world outlook of Marxism-Leninism. the general methodology of the 
cognition and transformation of the world. 

Dialectics, a philosophical doctrine of the most general laws gov- 
erning the development of nature, the society and thought, the univer- 
sal method of the cognition of reality. 

Dictatorship, (1) the political rule of a definite class; (2) the pow- 
er of a dictator. 

Dictatorship of the Proletariat, state power of the working class es- 


a 179 


tablished through a socialist revolution and used to assert the victory of 
that revolution, ensure broad democracy for the working people. sup- 
press the resistance of the overthrown exploiter classes, and build a 
socialist society in the conditions of a period of transition from capi- 
talism to socialism. Coercion of the exploiters is not the sole or even 
the main purpose of D. P.. which is mostly meant to tackle construc- 
tive tasks: to build a socialist social system and put into effect the full- 
est democracy for all the working people. The diversity of the histor- 
ical forms of D. P. is due to differences in the conditions of building 
socialism. 

Division of Labour, a socially conditioned system of interconnected. 
but different types and forms of labour activity. specific to each partic- 
ular epoch. 

Doctrine, a system of views expressing definite ideological or polit- 
ical tenets (like the Monroe D.. which justifies US hegemony in the 
Western Hemisphere. or the 1D. of globalism, which serves to establish 
US imperialist diktat in different regions of the world). 


E 


Economic System of the Society, the system of economic life in a 
country reflecting the nature and forms of property, the goals of social 
production. and the principles of the distribution of the social product 
and economic administration. Any economic system is based on a histor- 
ically conditioned type of property in the means of production. 

Economism, an opportunist trend in the Russian Social-Democratic 
movement in the early 20th century, which sought to confine the work- 
ing-class movement solely to a struzale for economic interests. 

Elite. a concept of non-Marsxist sociology denoting “select”, privi- 
leged sroups of people who play the “leading”. active role in social life. 
The concept implies an apologetics of the actual relations of socio- 
economic, class inequality. 

Empirio-Criticism, a subjective-idealist trend in philosophy (late 
19th and early 20th centuries) connected with the doctrine of Ernst 
Mach and other philosophers of a “‘critical experience’ of the world 
as a “complex of sensations’ E. C. denied the actual existence of the 
material world and regarded things as phenomena of the consciousness, 
as complexes of human sensations. In his Afaterialism and Empirio- 
Criticism (1908), Lenin refuted E. C.’s idealistic interpretation of ques- 
tions relating to cognition. 

Engels, Frederick (1820-1895). a brilliant theorist and great prole- 
tarian revolutionary. one of the founders of Marxism as the new revo- 
lutionary outlook of the working people, Marx’s friend and associate. 

Estate, a social group with rights and duties enshrined in law and 
custom (usually inheritable). E. is a form of class distinctions in the 
precapitalist society. whose social structure retained a hierarchy of prop- 
erty distinctions. 

Everyday (Conventional) Consciousness, people's spontancous aware- 
ness of their interests. by which they are guided in their daily practice 


180 


in the habitual spheres of life: social and personal (in production, in 
daily and family life. in personal relations with other people). 

Exploitation, uncompensated appropriation of the products turned 
out by the suplus-labour and sometimes even by a part of the neces- 
sary labour of the immediate producers by the class that owns the means 
of production. E. is intrinsic to all socio-economic formations resting on 
private property in the means of production (slaveholding, feudal and 
capitalist). 


F 


Faith, a world outlook in which events. theories and statements (in- 
cluding religious ideas of being. deities) are accepted as true and valid 
without any proof. F. is the opposite of knowledge. 

Fascism, a political trend which emerged in the conditions of the 
general crisis of capitalism and which expresses the interests of the most 
reactionary forces. F. in power is an openly terrorist dictatorship. Fa- 
scist ideolowy is based on chauvinism, anti-communism and racism. 

Fatalism, a belief that events and the course of world development are 
fixed in advance and that human beings are powerless to change them. 

Fetishism, the process of attributing supernatural properties to prod- 
ucts of labour, which derives from a reification of social relations 
‘when these are seen as material things) and a personification of things. 
That process. which is characteristic of the commodity-capitalist mode 
of production, means that the social and cultural functions of a thing 
are secn as its natural properties. 

Feudalism, an  antagonistic-class socio-economic formation which 
marks a definite historical stage in the socicty’s development from slavery 
to capitalism. F. is largely based on the natural (subsistence) economy, 
oriented towards the simple reproduction of the material values necessa- 
ry for life, a self-satisfaction of basic requirements, and the individual's 
close ties with the group. Land is in the property of the feudal lords 
(the ruling class under l’.), who have unlimited power over the econom- 
ically dependent peasants. The latter's labour is the source of the en- 
richment of the feudal lords. 

Feuerbach, Ludwig (1804-1872), German materialist philosopher and 
atheist, whose views were one of the theoretical sources of the philosoph- 
ical doctrine of Marx and Engels. 

Fideism, a doctrine which puts faith above scientifically validated 
knowledee, closing ranks with idealism and religion. 

Freedom, man’s ability to act in accordance with his own goals and 
interests. on the strength of his experience in the cognition of objective 
necessity. 

French Materialism, an ideological and philosophical movement con- 
nected with the development of materialist thought and world outlook 
among the progressive section of the French bourgeoisie. F. M. served 
to enlighten broad strata of the society in the 18th century. The philo- 
sophical views of Denis Diderot. Claude Adrien Helvetius, Julien Offroy 
de la Mettrie. Paul Tfenri Dietrich Holbach and other representatives 


181 


of F. M. were elaborated in the context of the natural sciences. ethics 


and atheism. 

Freudo-Marxism, a trend in philosophy and sociology whose repre- 
sentatives lay claim to a synthesis of Freudian anthropological concep- 
tions with the principles of the Marxist dialectics of social analysis. 

Fundamental Question of Philosophy, the question about the rela- 
tion of thought to being. of the ideal to the material, to nature. F. Q. P. 
calls for an answer to:(1) what is primary--matter or consciousness, 
and (2) whether consciousness can correctly reflect and cognise the 
world. 


G 


Gens, a group of blood relatives who trace their descent cither through 
the maternal or the paternal line, regard themselves as having a com- 
mon ancestor, and bear a cominon (gentile) name. As a form of histo- 
rical community, G. precedes the tribal social organisation. 

Geopolitics, a reactionary trend in bourgeois political thought based 
on an exaggeration of the role of geographical factors in social life. G. 
serves to spread the ideas of racial inequality. insufficiency of Lebens- 
rau (living space), etc.. which are used to justify the aggressive foreign 
policy of imperialist states. 


I 


Hegel, Georg Wilhelm Friedrich (1770-1831), leading representative 
of classical German philosophy, objective idealist who developed the 
system of idealist dialectics. 

Historicism, the principle of studying social phenomena in the light 
of their origin and development in a given society, in the context of def- 
inite periods of the socio-historical process. 

History, (1) the development of nature and the society; (2) a science 
studying mankind's past, and also the experience accumulated by 
people in different fields of knowledge. 


I 


Idea, the supreme form of the cognition of reality, reflecting the 
object being studied and aimed at its transformation. 

Idealism, a philosophical trend which regards spirit, thought and 
consciousness as primary, and being, nature and matter as secondary in 
answering the basic question of philosophy (the question about the rela- 
tion of being to consciousness). 

Ideological Relations, all the relations existing in such spheres of 
social life as politics. religion. morality. law, philosophy and art. I. R. 
are realised through a system of views connected with each of these 
spheres, and also through government measures. party activity, legal and 
ovher norms. and so on. 

Ideology, a system of views and ideas through which people com- 
prehend and assess human relations, the relations of social classes to real- 
ity and to cach other, social problems and conflicts, and which contain 


182 


programmes and goals of political activity aimed at preserving or re- 
structuring the existing social relations, at their transformation and de- 
velopment. 

Image, Artistic, a mode of the reflection and mastery of reality in 
art (literature. music, architecture, ete.). 

Imperialism, the highest stage of capitalism, characterised by the 
emergence of monopoly associations exercising control both on the scale 
of the national and the international market. 1. is closely connected with 
colonialism and the arms race; it creates the economic prerequisites for 
the society’s revolutionary transition to socialism. 

Individual, a single human being as a representative of the human 
race (see Personality). 

Individualism, a moral and world-outlook orientation contrasting the 
individual’s interests and requirements with those of the society, and 
serving to justify anarchisin and nihilism. 

Intelligentsia, a social group of people professionally engaged in men- 
tal work which requires special training. ‘Fhe I. has no independent 
status within the system of social production and cannot be called a 


class. 
K 


Kant, Immanuel (1724-1804), founder of classical German idealisin. 

Knowledge, a result of the cognitive process conditioned by histor- 
ical and social practice, a reflection of reality in the human conscious- 
ness in the form of definite notions, judvements. concepts and theories. 


L 

Labour, “the everlasting Nature-imposed condition of human existence” 
(Karl Marx, Capital, Vol. l, p. 179), purposeful human activity 
aimed at mastering nature and using its resources to meet vital human 
requirements. 

Labriola, Antonio (1843-1904). Italian philosopher and writer, who 
propounded the materialist understanding of history claborated by Marx 
and Engels. 

Lafargue, Paul (1842-1911), French disciple of Marx, who did much 
to claborate the problems of the materialist view of history, political 
economy, literary criticism and linguistics. 

Law, (1) the whole body of norms and rules of human behaviour 
prescribed or sanctioned by the state, the legalised will of the ruling 
class. L. embraces diverse spheres of social life. As a form of the organ- 
isation of social relations, L. is in a state of constant development. (2) 
An objective, necessary, recurrent and stable connection between phe- 
nomena in the nature and the society, which determines the sequence, 
the order of their change (see Social Uniformity). 

Legal Consciousness, all the ideas and views which express the at- 
titude of individuals, social groups and classes to law, legality and the 
existing system of justice, their notions about what is lawful and unlaw- 
ful. 

Legal Ideology, a system of the legal ideas and views of a given 


183 


class as recorded in legal theories and legislative documents, which re- 
flect definite legal norms and relations. 

“Legal Marxism”, an ideologico-political trend among the Russian 
bourgeois intelligentsia (late 19th and early 20th centuries). Laying 
claim to a “Marxist” critique of Narodism, the “legal Marxists’ repu- 
diated the proletariat’s class struggle and socialist revolution. 

Legal Relations, all social relations regulated by law. 

Lenin, Vladimir Ilyich (1870-1924), founder of the Soviet state in 
Russia, organiser and leader of the CPSU and ihe international work- 
ing-class and communist movement, brilliant Marxist thinker and theo- 
rist. He upheld and developed the Marxist doctrine in the new histori- 
cal conditions, brought out the uniforimities of the imperialist stage in 
the development of capitalism, and claborated the theory of socialist rev- 
olution. 


M 


Machism, a subjective-idealist trend in philosophy (late 19th and 
early 20th centuries) deriving from the empirio-criticism of Ernst Mach. 

Man, a human being characterised by language, thought and con: 
sciousness; the subject of conscious activity, in the course of which M. 
is both a prerequisite and a product of history. According to Marx, “the 
essence of man is no abstraction inherent in each single individual. In 
its reality it is the ensemble of the social relations’ (see Karl Marx and 
Frederick Engels, “The Theses on Feuerbach, Collecicd WWorks, Vol. 5, 
p. 6.) 

Mfanipulation (Brainwashing), a system of methods for exerting a 
spiritual-psychological and ideological influence on human consciousness 
through the mass media in order to subordinate the working masses to 
the moral values and way of life that are acceptable to the ruling classes 
of an antagonistic society. which scek to strengthen its foundation 
by implanting conformism, the consumer mentality and anticommiunism. 

Marcuse, Herbert (1898-1979), American sociologist, ideologue of the 
left-radical movement, theorist of Freudo-Marxisin. 

Marx, Karl, (1818-1883), brilliant theorist and great proletarian rey- 
olutionary, founder of dialectical and historical materialism, scientific 
| political economy and the theory of scientific communisin, organiser and 


leader of the earliest international organisations of the working class. 
Marxism (after Karl Marx, the founder of the theory), philosophical, 
sociological and politico-economic theory, the truly scientific world out- 
look and international ideology of the proletariat. the most revolutionary 
| class. M. includes three interrelated components: dialectical and histor- 
ical materialism, political economy and_ scientific communism. It is a 
| doctrine about the main development laws of nature and the society, 
the laws of the proletariat’s revolutionary struggle to overthrow capital- 
ism, about the victory of socialism and the building of a communist so- 
ciety. In the 20th century, Marxism was developed by Lenin (see Afarx- 

| ism-Leninism). 
Marxism-Leninism, a scientific system of philosophical, economic, so- 
cial and political views elaborated by Marx, Engels and Lenin. M. L. 


184 


is the world outlook of progressive social classes, a theory of the cogni- 
tion of the world, the development laws of nature, the society and hu- 
man thought. It provides a theoretical basis for the reconstruction of the 
present-day world. 

Mass Consciousness, collective consciousness in the form of everyday 
consciousness and various ideological notions which manifest themselves 
through the psychology of different social groups, classes and strata of 
a society (serving as a prerequisite and an inducement to their activity). 

Mass Culture, a concept denoting the state of bourgeois culture under 
capitalism in the 20th century. M. C. is marked by wide use of the 
mass media, an industrial-commercial type of production and distribu- 
tion of standardised spiritual values (books, music, etc.). Under state- 
monopoly capitalism, the spread of M. C. involves ever greater manipu- 
lation of the consciousness of the masses. 

Materialism, a philosophical trend which maintains that the world 
is a material, objectively existing reality, cognisable and reflected in 
the consciousness. 

Materialist Understanding of History, see Historical Materialism. 

Matriarchy, a form of social organisation in the primitive-communal 
system in which descent was traced through the female line and where 
the woman played the leading role in economic and social life. 

Matter, a philosophical category denoting objective reality given to 
man in his sensations, reflected by these sensations and existing outside 
and independently of these. 

Means of Production, all the means of labour and objects of labour 
used by people in the production of material values. 

Method, a mode of human theoretical and practical activity aimed 
at the cognition of natural and social phenomena. In philosophy, M. 
is the way in which a system of philosophical knowledge is constructed 
and substantiated. Materialist dialectics is the universal M. of the cog- 
nition of reality. 

Methodology, a doctrine of the principles, forms and methods of 
scientific cognition. 

Mode of Production, a historically distinct stage of production con- 
nected with a definite mode of people’s joint labour activity, with de- 
finite historical forms and relations of their social life. 

Monarchy, a form of government in exploiter states under which 
supreme state power is vested in a single ruler, a hereditary monarch. 

Motives, ideals, requirements and tenets prompting the subject to ac- 
tion (individuals, whole groups and classes). 

Myth (ideological), false and distorted views and notions about var- 
ious aspects of real life invented by ideologues of present-day capital- 
ism. 


N 
Narodism (in Russia), an ideological trend of petty-bourgeois peas- 
ant democracy (late 19th and early 20th centuries) which propounded 


liberal programmes of “national socialism”, including those aimed to 


13—1807 185 


offset the influence of Marxism. N. was deeply criticised and invali- 
dated by Lenin. 

Nation, a historical form of human community marked by a steady 
community of economic life, language, territory and national character, 
which manifests itself in the specifics of its culture and everyday life. 
As a socio-historical phenomenon, N. emerges in the period of transition 
from feudal seclusion and fragmentation to capitalism, which strength- 
ens economic and political ties within the country. 

National Question, the question about the ways and means of elimi- 
nating any of the capitalist forms of inequality between peoples, putting 
an end to national oppression, and asserting equitable relations between 
peoples and nations. 

Nationalism, the ideology, policy and psychology of the bourgeoisie 
in the national question. N. is expressed in the notions about the na- 
tional exclusiveness of some peoples and their superiority over others, 
national seclusion, hostility and enmity between peoples and _ nations. 

Nationality, a historical form of community marked by common ter- 
ritory, language, culture and mentality, entrenched in the customs and 
traditions that regulate relations between its members. This form of com- 
munity is determined by the economic structure of the slaveholding and 
feudal societies. 

Naturalism, the principle of explaining the social world and its de- 
velopment of the strength of natural uniformities. N. exaggerates the 
importance of the “natural” prerequisites of social life and underestimates 
the role of the human consciousness. 

Nature, (1) in the broad sense of the word, the whole world in the 
diversity of its forms; that which in philosophy is called “matter”; (2) 
all the natural conditions of the existence of the human society; the 
material conditions of human life. 

Neocolonialism, a system of dependent economic and political rela- 
tions being imposed by the imperialist states on sovereign countries. N. 
is a modernised form of colonialism, and combines direct and indirect 
methods of economic, political, ideological and military expansion in 
Asian, African and Latin American countries (see Colonialism, Colonial 
System). 

Neo-Freudianism, a trend in non-Marxist philosophy and _ sociology 
propounding psychoanalytical (known as Freudian after Sigmund Freud, 
the founder of psychoanalysis) notions. N. accentuates the irrational pre- 
requisites for human activity, explaining social processes on the strength 
of the conceptions of unconscious inclinations which motivate the ac- 
tivities of individuals and social groups in the course of their interaction. 

Neo-Kantianism, a non-Marxist philosophical trend of the late 19th 
and the first third of the 20th century advocating a “return” to Kant, 
whose doctrine is interpreted from an extremely one-sided idealistic 
angle. 

“Neo-Marxism”, a trend in Western social thought (1920s-1980s) 
seeking to revise Marxism on the basis of an eclectic combination of 
petty-bourgeois conceptions of revolution, neo-Hegelianism, neo-Freudian- 
ism, anarcho-radicalism, “left” existentialism, structuralism, etc. N. in- 


186 


ierprets the crisis phenomena of capitalism from a vulgar sociological 
stand, either rejecting or sharply criticising from the “left” the funda- 
mental propositions and conclusions of the Marxist-Leninist theory of 
revolution and the achievements of existing socialism. 


O 


Objectivism, (1) a world outlook which denies a concrete historical 
analysis of social life and lays claim to a “neutral”, classless approach to 
the study of the society; (2) the view that historical development is 
“impersonal” and “spontaneous’, and is beyond the control of human 
will and consciousness, a view that is characteristic of vulgar economism 
and similar trends. 

Opportunism, a conciliatory trend within the working-class movement 
which is hostile to the class interests of the working people and which 
advocates collaboration with the bourgeoisie and a renunciation of the 
struggle for a socialist revolution, the dictatorship of the proletariat and 
communism. 


P 


Paris Commune, the first government set up by the people (histor- 
ically, the first form of the dictatorship of the proletariat) in the course 
of the French revolution of 1871. The experience of the Paris Com- 
mune was elaborated in the Marxist doctrine of proletarian dictatorship 
(see Dictatorship of the Proletariat). 

Partisanship (in philosophy and sociology), an ideological and world- 
outlook orientation expressing the interests of various social groups and 
classes and manifesting itself through certain leanings and tendencies in 
the assessment of social phenomena. 

Patriarchy, a form of social organisation in the era of the disintegra- 
tion of the primitive-communal system that came to replace matriarchy. 
Descent under P, was traced through the male line, and men played the 
leading role in family, economic and social life. 

People, a concrete historical concept, the part of the population (a 
totality of definite classes and social groups) that is the main motive 
force of historical transformations, promoting them and playing the 
decisive role in them. P. is primarily the working masses, who create 
material values and promote the society’s development. Alongside with 
these, the concept of P. can include other groups and strata which come 
out together with the working people for progressive social transforma- 
tions. 

People’s Democracy, a form of political organisation in the society 
that emerged as revolutionary democratic power after the victory of 
people’s democratic revolutions (in a number of Asian and European 
countries). With the development of people’s democratic revolutions 
into socialist revolutions, P.D. turned into a form of the dictatorship 
of the proletariat on a multiparty basis, uniting all progressive mass 
parties and organisations, often in a national front (see Dictatorship of 
the Proletariat). 


13* 187 


Period of Transition from Capitalism to Socialism, a special histori- 
cal period of the revolutionary transformation of the  capital- 
ist society into a socialist one. It starts with the establishment of state 
power by the working class and ends with the building of a socialist so- 
ciety. 

Personalism, a trend in religious-idealist philosophy which sees the 
personality as the primary reality of the world, and the world itself as 
the creation of god, the “supreme personality”. 

Personality, man as the subject of definite social relations and activ- 
ity (i.e., as a member of a definite community of people). 

Petty Bourgeoisie, a class of small property owners in town and 
country living exclusively (or largely) by their labour. P.B. occupies an 
intermediate position between the proletariat and the bourgeoisie, the 
basic classes of the capitalist society. 

Phenomenological Sociology, a theoretical trend in non-Marxist so- 
ciology which regards the society as a phenomenon that is being con- 
stantly recreated by an interaction of the consciousnesses of individuals, 
that is, solely as a process of their spiritual being. P.S. denies the ob- 
jective existence of social structures, identifying the structures of inter- 
action between individuals with the latter’s notions about these. 

Phenomenology, an idealist philosophical trend which, seeking to 
overcome naturalism in the explanation of the real world and cognition, 
absolutised the activity of the human consciousness and ended up with 
subjectivism. 

Philosophy, a system of the most general ideas about the world and 
man’s place in it, the theoretical basis of the world outlook. As a spe- 
cial form of social consciousness, P. exists and develops in close con- 
nection with changes in the conditions of human life, as a reflection of 
social being. 

Philosophy of Culture, a non-Marxist philosophical trend (first half 
of the 20th century) connected with an analysis of the essence and sig- 
nificance of culture as a historical] and social phenomenon. 

Philosophy of History, a field of philosophical research which studies 
the meaning and laws of history. 

Philosophy of Identity, a philosophical conception maintaining the 
identity of being and consciousness, which served as a basis for Hegel’s 
system of objective idealism. 

Philosophy of Life, a subjective-idealist trend of non-Marxist philos- 
ophy in the first third of the 20th century oriented towards an irration- 
alistic interpretation of various problems of man and the surrounding 
world from the standpoint of “life” (in contrast to reason) as an infi- 
nite, intuitive and “creative” principle. 

Plekhanov, Georgi Valentinovich (1856-1918), Russian Marxist phi- 
losopher and prominent figure in the Russian and international working- 
class movement; after 1903, he adopted a Menshevist stand. 

Political Consciousness, the political awareness of social subjects (in- 
dividuals, groups, classes, etc.), a form of social consciousness. P.C. is 
a totality of political and social knowledge and assessments. 

Political Economy, a science of the laws governing the society’s eco- 


188 


nomic life (production, exchange, distribution and consumption of mate- 
rial values) at different stages of its historical development. Classical 
bourgeois P.E. discovered a number of “natural”? Jaws of capitalism, but 
was unable to show their transient character and did not see any class 
struggle in the society. Marxist P.E. gave a historico-materialist explana- 
tion of these laws. putting the discipline on a scientific basis. 


Political Ideology, a system of theoretically substantiated (in the form 
of theories, doctrines. etc.) notions of a class expressing its views on the 
political organisation of the society. the forms of state, the relations be- 
tween groups and classes within the state, their place in the society, and 
the state’s relations with other states. 


Political Party, the supreme form of the organisation of a class (its 
most active section or stratum), expressing its interests and guiding it 
in the attainment of definite goals and ideals. 

Political Regime, a system of the methods used in exercising state 
power. 

Political System (of the society), a system of state and non-state so- 
cial institutions performing definite political functions. Its main elements 
are the state, parties, trade unions, and other public organisations. 

Politics, a sphere of activity connected with relations between classes, 
nations and other social entities, pivoted on the question of state power, 
on how to win, retain and use that power. 


Populism, pseudo-popular ideological and political trends (both right- 
wing and pscudo-revolutionary left-wing) advocating the slogans of demo- 
cratism and non-Marxist socialism. Addressed to “the people” and 
their “vital interests”. these trends are being vigorously used for dema- 
gogic purposes by bourgeois ideologues and politicians. 


Positivism, a philosophical trend which maintains that true (“posi- 
tive’) knowledge can only be gained through a synthesis of the data 
obtained from various experimental sciences. without any special world- 
outlook guide. 

Post-industrialism, the conception of a post-industrial society in which 
non-Marxist sociologists (Daniel Bell, Zbigniew Brzezinski, Alvin Toffler 
and others) contrast capitalism and socialism with a new type of social 
system which allegedly puts an end to the relations of property in the 
means of production and to class distinctions, and where technology and 
the STR become the key factor of development. An important role in 
that society is assigned to the sphere of the services, science and educa- 
tion. P. is a modernised ideal of the capitalist society. 

Power, an ability to exercise one’s will and influence human activity 
and behaviour with the help of certain means (authority. legal and 
other norms. coercion, etc.). There are different types (economic, po- 
litical. social) and forms of P. depending on the sphere of its influence 
and the conditions of its emergence. In  antagonistic-class societies, 
P. rests on domination by the class that owns the means of production 
and the subordination to it of other classes. Under socialism. P. is char- 
acterised by genuine democracy of the whole people. 

Practice, man’s multifaceted and purposeful activity aimed at mas- 


189 


tering and transforming natural and social objects. P. is the motive force 
in the development of the society and cognition. 

Primitive-Communal System, the first socio-economic stage in man: 
kind’s development, which existed from the emergence of man as a human 
being to the appearance of a class society. The main element of the 
primitive-communal system was the gentile (maternal. and then paternal 
and village) commune. That system was characterised by common prop- 
erty in the means of production, a low level of the productive forces. 
of the division of labour and consumption. The development of the 
productive forces and social division of labour gave rise to private prop- 
erty, which Ied to the disintegration of the primitive-communal system 
and to a class society. 

Production, a process of joint human labour whose purpose is to 
transform nature, maintain and reproduce human life, and create the 
material values necessary for the society’s existence. 

Proletarian Internationalism, the principle of international solidarity. 
mutual assistance and joint action by the working people in thcir strug- 
gle for common goals connected with a radical transformation of the 
world and mankind’s advance along the road of social progress. 

Property, the mode of appropriation by people of the means of pro- 
duction, the results of production activity and other material values. P. 
means definite relations of production between people, as expressed 
through their relations to things. There are two main types of P.: pri- 
vate P. (under which the means of production are in the hands of a 
minute section of the society) and social P. (their collective and equit- 
able appropriation by all members of the society). 

Proudhon, Pierre Joseph (1809-1865), French petty-bourgeois eco- 
nomist and sociologist, one of the founders of anarchism. 

Providentialism, a theistic interpretation of history as predetermined 
by god (providence), which goes back to medieval religious scholastics 
in the tradition of St. Augustine. 


R 


Racism, all unscientific conceptions alleging the mental and physical 
inferiority of some races (nationalities, peoples) as compared with others. 
that is, claiming a “natural” division of human beings into higher and 
lower races and its decisive influence on the development of culture 
and history. 

Rationalism, a philosophical trend that regards reason as the basis 
of human cognition and behaviour. R. was substantiated by classical 
German philosophy. 

Reform (social), a change in some aspect of social life (institution, 
establishment, ctc.), an innovation that does not destroy the basis of the 
existing social order. 

Reformism, a political trend in the working-class movement which 
is opposed to class struggle and to socialist revolution and wants to 
change the capitalist society through reforms on the basis of class collabo- 
ration within the framework of the existing system. Any reformist theories 


190 


are pivoted on non-acceptance of the idea of revolution, on its re- 
jection. 

Relations of Production, all the material economic relations that 
take shape between people in the production, distribution, exchange and 
consumption of the means of subsistence. These relations are based on 
the form of property. i.e., people’s relation to the means of production. 

Religion, a system of notions, feelings and actions expressing people’s 
faith in the supernatural. R. is a fantastic, distorted reflection in peo- 
ple’s minds of the real (natural and social) forces that control their 
daily life, a reflection in which these forces assume the form of unearth- 
lv. supernatural forces. 

Religious Consciousness, a form of social consciousness in which the 
phenomena of real life are given a fantastic, illusory reflection. 

Religious Ideology, a totality of ideas about god, the world as a 
whole, nature, the society and man being developed by theologians and 
religious philosophers. R.I. takes the form of a conception laying claim 
to a harmonious explanation of the world, whereas in actual fact that 
explanation is internally contradictory, illusory and fantastic. 

Renewal of Culture, development of cultural institutions, norms aid 
traditions in the course of which these undergo a reconstruction, change 
and qualitative evolution. 

Republic, a form of government under which all the supreme organs 
of state power are either elected or formed by representative (national) 
institutions (parliaments), and the citizens enjoy personal and political 
rights. 

Revisionism, a review of Marxist-Leninist propositions under the influ- 
ence of reformism (right R.) or anarchism and voluntarism (“left” 
R.), which emerged as an opportunist trend in the working-class move- 
ment of the late 19th century, spreading to the social-democratic and 
the communist movement. Right R. denies the revolutionary role of the 
working class under present-day capitalism and advocates “pluralism” 
in Marxism. while “left” R. fuels extremist trends. 

Revolution, the mode of transition from a historically obsolete for- 
mation to a more progressive one, a radical turning-point in the system 
of the socicty’s economic, social, ideological and other relations. 


S 


Schelling, Friedrich Wilhelm Joseph (1775-1854), objective idealist, 
representative of classical German philosophy. 

Science, a field of human activity aimed at obtaining knowledge 
about reality and at a theoretical synthesis of such knowledge. As a form 
of social consciousness, S. reflects diverse aspects of reality and evaluates 
these on the strength of the results of special research. 

Scientific Administration of the Society, an administrative process 
involving the use of scientific knowledge about the objective laws of de- 
velopment intrinsic to a given society and their conscious application 
in the interests of all its members. for the benefit of social progress. 

Scienitfic and Technical Revolution, a qualitative transformation of 


191 


the productive forces with the conversion of science into a crucial factor 
in the development of production, into a direct productive force. 

Scientific Communism, one of the components of Marxism-Leninism 
which gives a theoretical substantiation and brings out in a consistent 
way the forms and uniformities of the working people’s strugele for 
their rights. the revolutionary transformation of the bourgeois socicty, and 
the building of socialism and communism. 

Scientism, a world outlook which exaggerates the importance of scien- 
tific knowledge as the main condition of man’s orientation in the world. 
Absolutising the methods and results of cognition in the natural sciences. 
the advocates of S. seek to apply these to the social sciences. 

Self-consctousness (of an individual), man’s assessment of his world 
outlook. interests and behaviour motives, an integral assessment of his 
own self. The individual’s S. is socially conditioned and is the starting 
point of his attitude to the surrounding world. 

Slaveholding System, the first antagonistic-class formation in man- 
kind’s history, which emerged as a result of the disintegration of the 
primitive-communal system. S. S. rested on the institution of slavery; 
its basic classes were slaves and slave-owners. 

Small Group, a type of social group whose members are jin direct 
personal contact with each other and which is marked by definite emo- 
tional relations connected with specific values and norms of behaviour, 
refracted in a peculiar way through social (including class) rela- 
tions. 

Social Action, the activity of people as subjects of social relations in 
the context of definite historical conditions. S. A. is a mode of resolu- 
tion of social problems and contradictions based on a clash between the 
interests and requirements of the main social forces of a society. 

Social Being, the objective (independent of consciousness) process 
of human life and activity in the society. connected with the produc- 
tion (and reproduction) of the objects and conditions without which 
human life itself would be impossible. S. B. is determined by the re- 
lations into which people enter in the process of the production of mate- 
rial values (see Social Consciousness, Fundamental Question of Philoso- 

phy). 

Social Classes, big groups of people distinguished by their place in 
the society's system of social production. their relation (often enshrined 
in law) to the means of production, their role in the social division 
of labour, and by the mode of acquiring and the dimensions of the share 
of social wealth at their disposal. In an antagonistic society, classes. as 
Lenin, put it, “are groups of people one of which can appropriate the 
labour of another owing to the different places they occupy in a defi- 
nite system of social economy” (V. I. Lenin, Collected Works, Vol. 
29, p. 421). The society’s division into classes (just as its intra-class 
differentiation) is connected with the historically transient forms of the 
division of labour and the relations of property in the means of production. 

Social Consciousness, a reflection of social being in human conscious: 
ness determined by the objective conditions of social being. S. C. is the 
spiritual aspect of social being and exists in the form of views, ideas, and 


192 


notions connected with man’s theoretical and practical mastery of the 
surrounding world, with a transformation of reality (see Social Being, 
Fundamental Question of Philosophy). 

Social Group, an association of people based on their joint involve- 
ment in definite types of activity, a community of relations. ideals, in- 
terests, goals, pursuits, and so on. 

Soctal Institution, an element of the social structure, a_ historical 
form of the organisation of social life and its regulation. S. I. regulates 
relations between people and so ensures social stability. S. Is. include def- 
inite establishments, social norms, and cultural patterns which deter- 
mine steady forms of human behaviour. In a class society, S. Is. are of 
a class character. 

Social Interaction, (1) mutual influence of social phenomena within 
the framework of one and the same process of social life; (2) intercourse 
between people as social subjects effected through typified (and often 
depersonalised) forms peculiar to a certain level of intercourse and 
regulated by a system of social norms and value orientations. 

Social Interest, actual requirements as a cause of social actions and 
events lying at the root of the immediate motives, ideas, thoughts and 
other inducements of the individuals, social groups and classes involved 
in these actions and events. 

Social Norms, rules and models of behaviour generally recognised in 
a given society. S. N. help to adjust and regulate social interaction be- 
tween individuals and groups. S. N. are historically changeable. Class 
societies are usually marked by a coexistence of different systems of 
S. N. (morality, etc.). 

Social Philosophy, a philosophical analysis of social life, an exami- 
nation of its most general conditions and uniformities. 

Social Relations, diverse connections that take shape between sepa- 
rate groups, classes and nations, and also within these in the process 
of economic, political and social activity of their members, who are the 
subjects of these relations. 

Social Revolution, a radical transformation of the society’s socio-eco- 
nomic structure as a result of class struggle. 

Social Stratum, a social group which lacks some of the features of 
a class and occupies an intermediate position in the socio-class structure 
of the society. 

Social Structure, the whole body of connections and relations existing 
in a society and determined by the character of the division of Jabour, 
social institutions, and relations between classes in that society. 

Social System, a system of social and political (state) organisation 
characterised by definite economic-production and ideological (super- 
structural) relations. 

Social Theory, a set of ideas, views and conceptions used to study 
social reality as a whole or any of its aspects in connection with other 
phenomena of the society’s life. S. T. examines the problems of the 
society as an integral social organism in the unity of the various aspects 
of its functioning and development. 

Social Type (of individual), an individual possessing definite proper- 


193 


ties characteristic of a specific community (group, class, nation, stratum, 
estate, etc.). 

Social Uniformity (regularity), a totality of interrelated laws, an 
objective. recurrent and essential connection between social phenomena 
and between separate stages of the historical process, characterising 
the society’s progressive development. 

Socialism, (1) the first phase of the communist socio-economic form- 
ation. S. arises as the result of a triumphant socialist revolution, which 
puts an end to the domination of private property in the means of pro- 
duction and to man’s exploitation of man; (2) scientific S.. a component 
part of Marxism, the theory developed by Marx, Engels and Lenin, which 
substantiates the historical inevitability of the communist formation and 
the principles and ways of its construction. 

Socialist Democracy, a form of state power that takes shape as the 
result of a socialist revolution and the establishment of a proletarian 
dictatorship (which make it possible to involve broad strata of the 
working people in running the society and the affairs of state), peo- 
ple’s power based on the real economic and political equality of all 
citizens. 

Socialist Revolution, the highest type of social revolution which marks 
the transition from an antagonistic to a non-antagonistic socio-economic 
formation (to the communist formation, whose first phase is socialism). 
S. R. completes a protracted stage of class struggle under capitalism 
and creates prerequisites for dismantling its state apparatus, eliminat- 
ing private property in the means of production, class and national 
antagonisms, developing the democratic system of social and economic 
administration and management and building socialism. 

Society, a totality of all types of joint human activity. These types 
of activity historically differ, depending on the socio-economic system, 
but it is precisely the interaction between them that creates a definite 
type of social organisation, a definite social set-up. Socio-economic for- 
mations are the concrete historical stages of the society’s development. 

Socio-Economic Formation, the society at a definite historical stage 
of development with its intrinsic mode of production, economic basis 
and a corresponding political, ideological and juridical superstructure. 
Mankind has gone through the primitive-communal, slaveholding, feudal 
and capitalist socio-economic formations, and is now in the epoch of 
transition to the communist formation. 

Sociology, a discipline studying the functional uniformities of diverse— 
big and small—social system within the framework of the society as 
a whole, the laws of its functioning and development. 

Soviet Power, a form of the working people’s political power (exer- 
cised through the Soviets representative, electoral organs of people's 
power), which asserted itself in the USSR as a result of the Great 
October Socialist Revolution of 1917. 

Spencer, Herbert (1820-1903), English philosopher and_ sociologist. 
one of the founders of positivism. 

State, the main institution of the political system of a class society 
engaged in administration and the protection of its economic and social 


194 


structures. In an antagonistic-class society, S. is a political organisation 
of the economically predominant class. As an instrument of power, S. is 
meant to protect the existing order and suppress the resistance of other 
classes. Its historical forms depend on the form of government (see Dic- 
tatorship of the Proletariat, State of the Whole People). 

State of the Whole People, a form of socialist state, a political orean- 
isation of the people guided by the working class. Its purpose is to 
build a classless communist society with social self-governance. 

State-Monopoly Capitalism, a stage of monopoly capitalism marked 
by a coalescence of capitalist monopolies with the power of the state 
in order to maintain and strengthen the capitalist system. 

Subject, an individual or a social group as the vehicle of matcrial- 
practical activity and cognition, the source of activity directed at the 
object. 

Subjective Factor (in history), the activity of the subject--the work- 
ing masses, classes, parties and individuals--aimed at changing and 
developing (or preserving) the objective social conditions. S. F. includes 
different levels and forms (political, ideological, etc.) of action by the 
subject. 

Subjectivism, a world outlook that ignores the laws of nature and 
the society, which are objective and independent of human consciousness, 
and absolutises the active role of the subject and his consciousness. 

Superstructure, the whole body of political, ideological, legal and 
ethical relations, views and institutions which springs from a definite cco- 
nomic basis, is interconnected with it and exerts an active influence 
on it. 

Survivals, social relations, traditions, customs, norms, standards of be- 
haviour, views and ideas of the past retained under a new social sys- 
tem, at a higher level of economic and social development. 


ch 


Technological Determinism, a non-Marxist conception according to 
which the level of technological development allegedly determines the 
type of social set-up, the social structure, level of consumption, and so 
on. T. D. lies at the root of the conceptions of “industrial” and “‘post- 
industrial” societies. 

Theory, a system of views and ideas in a definite field of scientific 
knowledge which seeks to interpret and explain the phenomenon being 
studied and presents a relatively coherent picture of its connections 
and relations with other phenomena of reality and of its development 
uniformities. 

Tradition, the socio-historical and cultural legacy of the past pre- 
served in the society and handed down from one generation (group. 
class) to another in the form of denite institutions, norms, values, cus- 
toms, and so on. 

Tribe, a type of ethnic community and social organisation which 


emerged in the pre-class society based on ties of kinship between its 
members. 


195 


U 


Utopian Socialism, a trend in social thought comprising the doctrines 
connected with the pre-scientific stage in the development of notions 
about an ideal social system, a system with full social equality of all its 
members and without any exploitation of man by man. These doctrines, 
however, do not point out any real ways leading towards such a society. 


Vv 


Values, material and spiritual objects and phenomena capable of meet- 
ing certain requirements of an individual, class or the society as a 
whole and serving as ideals, precepts and goals of human activity. 

Voluntarism, (1) an idealist trend which regards will (an ability 
to choose) as the supreme principle of man’s being. The principle of 
V. was consummated in German idealist philosophy of the 19th century 
(Arthur Schopenhauer); (2) a subjective-idealist view of history which 
denies its objective laws and interprets the essence of the historical proc- 
ess in an arbitrary way. 

Vulgar Economism, a view of history, which, in contrast to the Marx- 
ist view, purges the historical process of conscious human activity as 
its intrinsic element. V. E. was developed in the conceptions of so-call- 
ed economic materialism. 


Ww 


Working Class, under capitalism—a class of wage-workers who are 
deprived of the means of production and are obliged to sell their la- 
bour-power to the capitalists, spending a sizeable part of their working 
time in toiling for the latter. It is the main motive force of the society’s 
renewal in the process of its transition from capitalism to socialism and 
communism. In the socialist countries, the working class together with 
all the other working people has become the master of the whole social 
wealth and has emancipated itself from exploitation once and for all. 

World Outlook, an integral system of views on the world (nature, 


the society and thought) which determine the individual’s value orien- 
tation and activity. 


REQUEST ‘TO READERS 


Progress Publishers would be glad to 
have your opinion of this book, its 
translation and design and any sugges- 
tions you may have for future publica- 
tions. 

Please send all your comments to 17, 
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will soon publish 


RAKITOV, A., 
Historical Knowledge 


In this book the author analyses 
logical structures with the help of 
which historical reality is described 
and the connection between historical 
truth and ideology is revealed. Also 
discussed are the nature of the philos- 
ophy of history and empirical histo- 
riography, the modern concepts of 
science, the scientific status of pro- 
fessional historical knowledge and 
historical and scientific descriptions. 
Much space is devoted to the problem 
of historical conceptualisation. The 
concepts of historical fact, historical 
truth, the laws of history, the struc- 
ture and content of historical time, 
the specifics of historical explanation 
and forecasts as well as the interrela- 
tionship between historical and na- 
tural scientific knowledge are all 
touched upon. A number of polemical 
problems are also referred to. 

The book is intended for philos- 
ophers, sociologists, historians and 
anyone interested in the philosophical 
aspects of historical science. 


Progress Publishers 


put out recently 


VLASOVAT., 
Marxist-Leninist Philosophy. A 
Visual Study-Aid 


This book expounds the basic prin- 
ciples of Marxist-Leninist philosophy 
with the aid of diagrams, charts and 
other illustrative material. It is  in- 
tended for those studying the funda- 
mentals of philosophical knowledge. 


Study aids put out in English 
by Progress Publishers, Moscow: 


1. Marxist-Leninist Philosophy. A 
Visual Study Aid. 1986. Dia- 
grams, tables, _ illustrations. 
Compiled by T. Vlasova 

2. Kharis Sabirov, The ABC of 
Social and Political Knowl- 
edge. 1986 

3. Communism: Questions and 
Answers. Issue 7. 1987 

4. V. Kultygin, Youth and Politics. 
1987 


Philosophy 
and Social 
Theory: 


an Introduction 
to Historical 
Materialism 


This study aid is a philosophical and historico- 
sociological introduction to the problems of his- 
torical materialism, presented in a popular and 
systematic form. The author traces the emergence 
and spread of the Marxist theory of social devel- 
opment since the mid-19th century to our day. 

He deals with matters relating to the balance 
between dialectical and historical materialism, 
shows the basic principles and main categories of 
Marxist social theory, and criticises anti-Marxist 
conceptions which distort the scientific achieve- 
ments of historical materialism. 

A glossary of terms used in Marxist philosophi- 
cal and sociological literature will help the reader 
to get a better understanding of all the problems 
of philosophy and social theory considered in the 
book. 


Progress Publishers